Asset and Wealth Management External Audit - Regulatory Reporting Specialist - Director
$134k - $348.5kPwC South Africa
Overview As an Asset and Wealth Management External Audit – Regulatory Reporting Specialist – Director, you will play a pivotal role in guiding clients through complex regulatory landscapes, enhancing internal controls and mitigating risks. Within our Assurance practice, you will confirm adherence to regulatory requirements and provide strategic guidance on compliance strategies. As a Director, you will set the strategic direction, lead business development efforts, oversee multiple projects, maintain executive‑level client relationships, and mentor future leaders. Responsibilities Lead regulatory compliance initiatives to help clients navigate complex regulatory landscapes Develop and implement compliance strategies to mitigate risks effectively Oversee the preparation and submission of regulatory reports in alignment with industry standards Provide guidance on anti‑money laundering and financial crime prevention measures Conduct compliance audits and reviews to validate adherence to regulatory requirements Collaborate with clients to enhance internal controls and governance frameworks Promote innovation and technological advances in compliance processes Mentor and coach team members to cultivate their potential and drive business growth Build and maintain executive‑level client relationships to support strategic direction Identify market opportunities and convert them into successful engagements for the firm Qualifications At least a Bachelor's degree At least 8 years of experience Key Differentiators Demonstrated proficiency in Regulatory Reporting within Asset and Wealth Management Utilized Anti‑Money Laundering Compliance knowledge to enhance client engagements Implemented Compliance Program strategies to drive business growth Promoted technological advances in Regulatory Risk Compliance frameworks Cultivated potential through mentoring and leadership in client support Translated strategic vision into actionable business development initiatives Excelled in Governance Risk Compliance to maintain industry standards Travel Requirements Up to 20%. Salary and Benefits The salary range for this position is $134,000 – $348,500 ($134,000 – $410,000 for residents of Washington state). Compensation is based on skills, experience, qualifications, location, and applicable laws. All hired individuals are eligible for an annual discretionary bonus. PwC offers benefits including medical, dental, vision, 401(k), holiday pay, vacation, personal and family sick leave, and more. Equal Employment Opportunity Statement As PwC is an equal opportunity employer, all qualified applicants will receive consideration for employment at PwC without regard to race, color, religion, national origin, sex (including pregnancy, sexual orientation, and gender identity), age, disability, genetic information, veteran, marital, or citizenship status, or any other status protected by law. #J-18808-Ljbffr PwC South Africa
$77k - $214k
...Specialty/Competency: Industry Tax Practice Industry/Sector: Asset and Wealth Management Time Type: Full time Travel Requirements: Up to 20%... ...technical standards (e.g. refer to specific PwC tax and audit guidance), the Firm's code of conduct, and independence requirements...AssetFull timeH1b$116.2k - $212.9k
...across Banking and Capital Markets, Wealth and Asset Management, Insurance, and Real Estate, Hospitality... ...Ability to analyze trading reports for tax character and book tax differences... ...Our expectation is for most people in external, client serving roles to work together...AssetWork experience placementSummer holidayLocal areaFlexible hours$77k - $214k
...Specialty/Competency: Industry Tax Practice Industry/Sector: Asset and Wealth Management Time Type: Full time Travel Requirements: Up to 20%... ...technical standards (e.g. refer to specific PwC tax and audit guidance), the Firm's code of conduct, and independence requirements...AssetFull timeH1b$99k - $266k
...Specialty/Competency: Industry Tax Practice Industry/Sector: Asset and Wealth Management Time Type: Full time Travel Requirements: Up to 40%... ...technical standards (e.g. refer to specific PwC tax and audit guidance), the Firm's code of conduct, and independence requirements...AssetFull timeH1b$149.04k - $162k
...As the Private Wealth Services Tax Manager, you’ll conduct primary and secondary reviews of complex tax... ...advisers, such as attorneys and financial asset managers Managing multiple client... ...accounting (CPA) firm that provides audit and assurance services ― and Grant Thornton...AssetInternshipSeasonal workWork at officeLocal areaFlexible hours3 days per week$119k - $299.93k
...Competency: Assurance Industry/Sector: Asset and Wealth Management Time Type: Full time Travel... ...(e.g. refer to specific PwC tax and audit guidance), the Firm's code of conduct... ...and innovate processes in Fund Level Reporting & Accounting. As a Senior Manager you...AssetFull time$110k - $160k
...Probate Administration Manager, the Fiduciary Tax... ...members of the Wealth Management Group... ...IRS and state tax audits and correspondence... ...valuation of estate assets and preparation of... ...workflow and reporting. Ensures the... ...experience, education, external market data and...AssetWork at office$110k - $125k
...Pathstone is a growing wealth management firm serving ultra-... ...5 billion in client assets under management,... ...reconciliation, and reporting of advisory, and professional... ...firm policies, and regulatory requirements... ...during internal and external audits, including preparation...AssetWork at officeRemote workFlexible hours$80k - $140k
...leader in custody, asset servicing, and... ...distribution across the wealth channel, the... ...Product Development Manager, helping to create... ...of issues, risks, audit and compliance items... ...of program reporting. Participate... ...status to internal and external stakeholders....AssetFull timeTemporary workFlexible hours$100k - $130k
...RWA Wealth Partners Tax Position RWA Wealth Partners... ...is a boutique wealth management firm that provides... ...managing over $20 billion in assets. We are looking for... ...and participates in audits of a client's tax... ...clients, both internal and external. Ability to be a...AssetWork at officeLocal areaFlexible hoursShift work$77k - $214k
...Industry/Sector Asset and Wealth Management Specialism Industry Tax Practice Management Level Senior Associate Job Description... ...technical standards (e.g. refer to specific PwC tax and audit guidance), the Firm's code of conduct, and independence...AssetH1b$99k - $266k
...Industry/Sector Asset and Wealth Management Specialism Industry Tax Practice Management Level Manager Job Description & Summary... ...technical standards (e.g. refer to specific PwC tax and audit guidance), the Firm's code of conduct, and independence...AssetH1b$200k - $250k
...supporting corporate accounting, financial reporting, and global finance operations within an alternative asset management environment. This role focuses on... ...revenue accounting processes. Audit and Compliance: Support internal and external audits while maintaining strong...AssetMonday to Friday$100k
...are effectively managed. What You... ...This position reports to the Director of Capital... ...campus and outside regulatory approvals. The... ...to award external contracts, administer... ...attention to asset management at... ...planning, audits, and other campus... .... ~ Shares wealth of knowledge...AssetWork at office$120k - $180k
...Organization RWA Wealth Partners is a... ...wealth management firm that provides... ...20 billion in assets. We... ..., and regulatory obligations.... ...documentation, and audit trails consistent... ...the escalation, reporting, and... ...and internal or external audits by preparing...AssetLocal area$70k - $118.75k
...looking for The Regulatory Advisory and... ...for internal and external engagements. This... ...Boston. The team manages Credit, Market, and... ...presentations and reports for management... ...custodian banks, asset managers and asset... ...your needs. And our wealth of development programs...AssetTemporary workWork at officeFlexible hoursShift work$111.57k - $183.3k
...information. The Senior Manager of Tax Operations is... ...improvement of the wealth tax operations... ...environment aligned with regulatory and audit expectations. The role... ...manager for external tax vendors. Establish... ...wealth and fiduciary tax reporting, withholding, and compliance...Work at office$102.1k - $187k
...working world. Tax Services Manager - Financial Services Office... ...Customer Tax Operations and Reporting (CTOR) EY is a leader in... ...Banking and Capital Markets, Wealth and Asset Management, Insurance, and... ...expectation is for most people in external, client serving roles to...AssetSummer holidayWork at officeRemote workFlexible hours$150k - $160k
...investment and real estate management company in... ..., and development assets. This is an... ...processes, improving reporting, and supporting organizational... ...teams, and external partners in a... ...annual and standalone audit activity Support... ...requirements Support regulatory and tax-related...AssetRemote workMonday to Friday- ...team for one of Boston's leading Asset Management Firms. This role will report to the Manager of IT Security and... ...member of the IT Security Risk & Audit team, and has project, audit, reporting... ...of various processes and regulatory standards including: MA Privacy Law...Asset
$79k - $113k
...prosperous futures. The Role The Regulatory Lead Specialist is a board governance... ...independent trustees, external counsel, works on systems... ...and training; collect fund director and officer questionnaires... ...rules and regulations and/or asset management industry is preferred, as...AssetWork experience placementWork at officeLocal areaRemote workFlexible hours$100k - $130k
The Principal Specialist of Regulatory Affairs & Compliance provides regulatory... ...claims, legal matters, recalls, audits, and quality compliance for... ...cross‑functional teams, manages complex compliance programs... ...with internal and external stakeholders to align company...$116.2k - $212.9k
...dynamic new entrants across Banking and Capital Markets, Wealth and Asset Management, Insurance, and Real Estate, Hospitality and Construction.... ...enabled hybrid model. Our expectation is for most people in external, client serving roles to work together in person 40-60% of...AssetSummer holidayFlexible hours$65k - $80k
...leading alternative investment manager with offices in Boston,... ...$42 billion of assets under management and more... ...deliver robust financial reporting to senior management through... ...management reporting Assist external auditors with annual audit and tax team with reporting...AssetContract workFlexible hours$125k - $150k
...alternative investment manager with offices in Boston... ...$42 billion of assets under management and more... ...responsible for financial reporting and accounting for... ...preparation/review of year‑end audited financials Provide... ...to internal and external stakeholders on projects...AssetWork at office3 days per week- ...oldest investment management firms in the United... ...: Internal Audit is an independent... ...and the Board of Directors to examine and evaluate... ..., Internal Audit, reporting directly to the Audit... ...or controls-based external audit experience... ...of the asset management industry...AssetWork at office
- Responsibilities Independently manage audit projects and special assignments, coordinating tasks... .... Draft clear, well-structured audit reports that summarize findings and recommend... ..., status updates, and coordination with external auditors. Perform additional audit‑related...AssetFull time
- ...Administrative Support For Private Wealth Management Provides administrative support to Region... ..., including senior-level internal/external meetings and conference calls; prioritizes... ...when applicable, and processes expense reports in timely manner. Prepares and distributes...AssetWork at office
- ...aspects of liquidity management, investments, risk management... ...renewals, manages audit and compliance... ...and coordinates with external banking, securities, and... ...accounting entries and reports, prepare monthly management... ...estimate returns on assets for financial accounting...AssetContract workTemporary workWork at office
- ...to join its Board of Directors. This is a critical leadership... ...clear, concise reporting. Tactical Bookkeeping... ...safeguard the organization’s assets. Liaison: Serve as... ...for the shelter’s external accounting firm for tax... ...(Form 990) and audits. Preferred Qualifications...AssetLocal area
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