Investment Funds - Regulatory Associate Attorney (1-3 Years)
$225k - $260kDirect Counsel
Job Description
Job Description
Direct Counsel is partnering with a prestigious AmLaw 10 law firm to identify an Investment Funds – Regulatory Associate to join its New York office . This role sits within a market-leading investment funds regulatory practice , offering associates the opportunity to work on sophisticated regulatory and compliance matters for leading fund sponsors and asset managers.
This position provides a dynamic mix of work, including fund formation support, regulatory compliance counseling, and interaction with SEC examination and enforcement matters .
Key ResponsibilitiesReview and analyze private fund offering materials and fund governing documents
Advise clients on regulatory compliance matters relating to investment funds
Assist with SEC filings and regulatory reporting requirements
Support clients in SEC examinations and regulatory inquiries
Conduct research and provide guidance on federal securities laws and regulatory frameworks
Collaborate with transactional and regulatory teams on fundraising and fund-related transactions
1–3 years of investment funds regulatory experience at a global or top-tier law firm
Experience reviewing fund offering documents and governance materials
Strong familiarity with the Investment Advisers Act of 1940
Familiarity with the Investment Company Act of 1940 and Securities Act of 1933 preferred
Experience preparing SEC filings and responding to regulatory examinations
Strong analytical, research, and writing skills
Admission to the New York Bar required
Join a top-ranked AmLaw 10 investment funds regulatory practice
Work with leading fund sponsors and asset managers
Gain exposure to complex regulatory matters and SEC interactions
Competitive compensation and comprehensive benefits
Strong mentorship and professional development opportunities
The anticipated salary range is $225,000 – $260,000 , depending on experience, qualifications, and internal compensation structures. The firm also offers a robust benefits package for attorneys and employees.
If you are interested in this opportunity, please apply through directcounsel.net with your resume and law transcripts.
$310k - $420k
...Privacy & Cybersecurity Associate Attorney (Mid-level/Senior)... ...& Information Security Regulatory Compliance Location... ...flex hybrid schedule - 3/2) Salary: ~... ...Full-time, Direct-Hire (1,850 hours annual billable... ...⨖ Five to eight (5-8) years of substantive...SuggestedFull timeFixed term contractFlexible hoursPeople Placers Staffing
New York, NY2 days ago$260k - $390k
...Healthcare Regulatory Associate Direct Counsel is seeking a Healthcare Regulatory Associate with 3–6 years of healthcare transactional and regulatory... ...opportunity for an attorney interested in working at... ...healthcare mergers, acquisitions, investments, joint ventures, and...SuggestedDirect Counsel
New York, NY3 days ago- ...Our client, a global investment firm with a strong focus... ...add a seasoned credit attorney to its Legal & Compliance... ...business by advising on regulatory compliance, governance, and day-to-day fund operations. Key... ...Requirements ~ Juris Doctor ~3-7 years of legal experience...SuggestedFull time
Arrow Search Partners
New York, NY4 days ago $90 - $130 per hour
...consulting opportunity for experienced Investment Funds Attorneys with strong expertise in fund formation... ...least one U.S. jurisdiction Minimum of 2 years of experience in the funds department... ...Average handling time is approximately 3.5 hours per task Effective hourly earnings...SuggestedHourly payContract workPart timeFor contractorsRemote work24-Mag Llc
New York, NY11 hours ago$260k
...Mergers & Acquisitions / Private Equity Associate Attorney (3+ Years) Direct Counsel is seeking a... ...transactions. Assist with private equity investments, portfolio company transactions, and... ...representing private equity funds and/or financial institutions. ~ Strong...SuggestedWork at office$250k - $300k
...private markets investing for more than 40 years, earning a... ..., and primary fund investments, as... ...approximately $82.3 billion in... ...investment management attorney to serve in a... ...group, regulatory and compliance... ...documentation associated with registered... ...and Rule 17d-1 co-investment...For contractorsWorldwidePantheon
New York, NY4 days ago$135k - $300k
...Job Description Job Description Investment Funds Attorney (Professional Track) – New York, Chicago... ...role is ideal for an attorney with 1–3 years of experience in fund formation who is... ...related to fund formation and regulatory matters Draft, review, and revise...Work at office- ...Funds Counsel | Investment Management | New York Simmons & Hanbury is partnering with an established... ...investment manager to recruit a funds-focused attorney for its New York legal team.... ...Ideal background: Approximately 4–9 years of relevant investment funds experience...Full time
Simmons & Hanbury
New York, NY2 days ago - ...DetailExperience Level Associate DirectorDegree Type... ...operations in a dynamic investment environment. Collaborate... ...Hedge Fund Compliance Officer / Legal... ...operations, ensuring regulatory adherence and supporting... ...Doctor (JD) degree with 3-6 years of relevant experience...Contract work
Green Key Resources
New York, NY2 hours ago $260k - $390k
...INVESTMENT FUNDS ASSOCIATE ATTORNEYS LOCATION: NEW YORK INTERNATIONAL AMLAW 50 FIRM has an immediate opening for Investment Funds Associate... ...Active Bar Admission in the relevant jurisdiction. ~3-6 years of substantive experience in investment management...Work at officeImmediate startRON SUNSHINE ASSOCIATES LLC
New York, NY11 hours ago$255k - $335k
...major corporations, funds, and financial... ...Fund Formation and Investment). The... ...effort, and equips attorneys to deliver consistent... ...of legal and regulatory developments that... ...practice Mentor associates by advising and... ...Minimum of 5 years’ experience practicing...Contract workWork at officeFlexible hoursShift workMayer Brown
New York, NY2 days ago$260k - $365k
...Description Midlevel Special Finance and Regulatory Associate Attorney Direct Counsel is seeking an Associate Attorney with 3–5 years of experience to join a leading law firm's... ...marketable securities, private equity and hedge fund interests, concentrated public and private...Work at office- GIC Private Limited in New York seeks a funds lawyer to join the Legal Division and support investment professionals across External Managers, Fixed Income & Multi... ...and Portfolio Execution groups. Requirements: 7-9 years post-qualification as an investment funds lawyer;...
$260k - $390k
...Healthcare Regulatory Associate Attorney (Mid-Level)Direct Counsel is seeking a Mid-Level Healthcare Regulatory... ..., including private equity investments, mergers and acquisitions, and other... ...regulatory mattersQualifications3–5 years of healthcare regulatory experienceExperience...Direct Counsel
New York, NY5 days ago$235k - $365k
...0 - $365000.00 per year Why This Is a Great... ...high-impact regulatory matters. Gain meaningful... ...an admitted attorney with a strong foundation... ...have: NY bar license 1 years of financial... ...Required Years as Associate: Salary bands:... ...~1-2 years: ~3 years: ~4 years:...Full timeWork at officeFlexible hours- ...arrangement: Hybrid – 3 days onsite / 2... ...for someone with 1–4 years in financial... ...accounting: analysts and associates from Big 4, risk... ...and finance: fund accounting, private... ...reporting at a bank, investment bank, private... ..., procedures, and regulatory requirements Review...Full timeRemote work3 days per week
Turn2Partners
New York, NY4 days ago $200k
...a high-performing, industry leading hedge fund is looking to add a Compliance Analyst to their... ...They are achieving record performance this year and are continuing to expand their presence... ...space. The ideal candidate will bring 1-5 years of compliance experience from a...Full timeMondrian Alpha
New York, NY2 days ago$180k - $225k
...We are seeking an Innovation & Transformation Lawyer (Private Investment Funds) to join our team in New York or Boston. Innovation &... ...that is reshaping how Proskauer operates. JD and a minimum of 2 years practicing in a global law firm preferably in the areas of Private...Proskauer Rose
New York, NY2 days ago- ...leading international law firm is looking to appoint an attorney into its Investment Funds practice, with a particular focus on fund formation. The... ...available. The successful candidate will bring three to six years of relevant experience, ideally gained at a top-tier...Work at office
IDEX Consulting
New York, NY1 day ago $150k - $180k
...1940 Act Registered Funds Compliance Officer -... ...oversee the relevant investment advisers supporting the... ...documents. Advise on regulatory developments... ...is preferred ~10+ years of compliance experience... ...dealing with matters associated with Rule 38a-1 under the Investment...Full timeWork at officeRemote workiCapital
New York, NY4 days ago$120k - $140k
DescriptionKforce's client, a top 3 global investment bank, is seeking an AML Compliance Analyst for... ...midtown). The work schedule is 3/2 or 4/1 hybrid.Duties will include:* Client onboarding... ...degree; Advanced degree a plus* Over 2 years of experience in AML* Experience in a...KForce
New York, NY1 day ago$260k - $365k
...Work for 24 consecutive years. We have created a dynamic... ...are seeking a private investment funds associate to join the firm’s Finance, Regulatory & Investment Funds (Global... ...areas is desired: (1) Structuring and formation... ...of fund sponsors (3) Review of subscription...Work at officeLocal areaWFB Ashurst Perkins Coie US LLP
New York, NY4 days ago$85k - $95k
Sr. Regulatory Compliance Analyst - Investment Compliance (Hybrid)### Sr. Regulatory Compliance Analyst... ...businesses. These include 1) World Financial Group,... ...Investment Solutions, and 3) Financial Assets, which... ...compliance or related field* 5+ years of regulatory compliance,...Full timeContract workWork at officeRemote workWorldwideVisa sponsorshipRelocation package3 days per week$235k
...Description Asset Management Regulatory Associate Attorney – Mid-Level Direct Counsel... ...Attorney with at least 2 years of substantive asset... ...experience advising clients on investment management, regulatory, and... ...management of private investment funds and their related...Work at office$100k - $150k
...currently seeking to add an Associate to their growing... ...Legal, Compliance, and Regulatory. This individual will... ...of Ethics Preparing investment related presentations... ...level personnel. Minimum 3+ years related professional... ...Asset Management/Hedge Fund/Private Equity/Fund...Full time- ...Description Job Description We are seeking an Insurance Defense Attorney for our New York office. The ideal candidate will have... ...and New York a bonus (additional state licensure is a plus) ~3-12+ years of experience in Insurance Defense (Preferred) ~ Experience in...Work at officeRemote work
Resnick & Louis, P.C. - Attorneys at Law
New York, NYmore than 2 months ago - ...Counsel - Technology Investment Group (Private Equity)... ...largest sovereign wealth funds. With over 2,000... ...LCD) manages legal and regulatory compliance risk for GIC... ...draft and/or comment on associated contracts. Contribute... ...good law school with 3-5 years post qualification...Permanent employmentPrivate practiceWork at officeLocal areaWork from homeWorldwideRelocation
GIC Private Limited
New York, NY1 day ago $235k - $365k
...law firm for talented, ambitious attorneys who value collaboration,... ...You are a junior to mid-level associate interested in working in our Washington... ...by-case basis). You have 2-5 years of experience in financial services regulatory matters, with an interest in or...Local areaFlexible hoursMorrison & Foerster, LLP
New York, NY1 day ago$104.5k - $325k
...Join Our Team as an Attorney at Axiom We are seeking an Investment & Wealth Management... ..., helping ensure regulatory compliance and mitigate... ...unregistered funds and private investment... ...Qualifications: ~6+ years of experience... ...serving more than 1,500 legal...Full timeFlexible hoursAxiom Talent Platform
New York, NY5 days ago$260k - $390k
...Job Description Job Description Technology Regulatory Litigation Associate Attorney Direct Counsel is seeking a Technology Regulatory Litigation... ...is an exceptional opportunity for an attorney with 3-6 years of litigation and regulatory investigations experience...Fixed term contract
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Investment Funds - Regulatory Associate Attorney (1-3 Years). Be the first to apply!
- investment consultant New York, NY
- registered investment advisor New York, NY
- investment advisor New York, NY
- senior investment advisor New York, NY
- investment operations associate New York, NY
- regulatory analyst New York, NY
- human resources compliance specialist New York, NY
- risk compliance officer New York, NY
- legal compliance officer New York, NY
- compliance data analyst New York, NY