CFO / FinOp (Series 27)

Lead Financial & Regulatory OversightServe as the designated Financial and Operations Principal (FinOp) for a European broker-dealer and Registered Investment Advisor (RIA) based in Miami. Key responsibilities include overseeing all broker-dealer financial reporting, including FOCUS filings, ensuring compliance with SEC, FINRA, and applicable regulatory standards, managing net capital calculations and liquidity requirements, leading annual audits and acting as primary liaison with external auditors, implementing and maintaining internal controls, policies, and procedures, overseeing general ledger, financial statements, and budgeting process, providing strategic financial insights to executive leadership, coordinating regulatory examinations and inquiries, and supervising finance and accounting team members.MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, disability, veteran status, marital status, or based on an individual's status in any group or class protected by applicable federal, state or local law. MPI encourages applications from minorities, women, the disabled, protected veterans and all other qualified applicants.The successful applicant will possess an active Series 27 (FINOP) license, 8+ years of experience within a broker-dealer environment, prior CFO or senior finance leadership experience strongly preferred, deep knowledge of SEC and FINRA regulations, experience with FOCUS reporting and net capital calculations, strong leadership and team management skills, a detail-oriented control and compliance mindset, and excellent communication skills, both internal and external. Preferred background includes experience in a growing or mid-sized broker-dealer, exposure to introducing broker, clearing, or proprietary trading models, and CPA designation is a plus.Competitive annual salary ranging from $180,000 to $220,000 USD.Sector: Banking & Financial ServicesSub Sector: Accountancy & FinanceIndustry: Financial ServicesLocation: MiamiContract Type: Permanent Michael Page