Audit Manager - Asset & Wealth Management

About the Role The Audit Manager is responsible for conducting and documenting audits across Asset and Wealth Management. This role leads audit project teams, providing oversight to the audit team and communicating results of the engagement to management. Major Duties Operate independently Design and lead audit execution – one or two audits simultaneously Verify test steps aligned with controls Work on more complex audits Contribute on other engagements outside lead role Mentor/Coach junior staff Planning Propose audit scope Lead (AIC) more complex audit projects Develop testing approach, RCTM, and RCM Complete planning documents Complete all sections of PQ Hold budget meetings Delegate tests Lead walkthroughs, planning meetings Fieldwork Responsible for ensuring audit engagement is meeting deadlines Complete highest complexity testing Lead discussions with stakeholders on testing findings Perform L1 reviews on low to moderate complexity tests Challenge issues, propose root cause Reporting Draft issues Draft report (including executive summary) Data Analytics Identify more complex DA opportunities and assist in implementation Issue Validation Performs testing Draft failure memo Knowledge & Skills Demonstrates professional skepticism and comfort with questioning how certain processes are being performed in order to facilitate making improvements. Knowledge of audit/accounting principles usually obtained through related work experience and a four-year degree program in related subject area. Strong analytical, organizational, and communication skills – including effective business writing and presentation skills. Have a professional certification (e.g., CPA, CISA, CIA, ACA, ACCA). Experience A college or university degree and 5+ years of related work experience (auditing experience in a financial institution is preferred). Working Model Hybrid Salary Range

$83,100 - 141,300 USD

Benefits Northern Trust provides a comprehensive benefits package including retirement benefits (401k and pension), health and welfare benefits (medical, dental, vision, spending accounts, and disability), paid time off, parental and caregiver leave, life & accident insurance, and other voluntary and well-being benefits. Northern Trust also provides a discretionary bonus program that may include an equity component. Reasonable Accommodation Northern Trust is committed to working with and providing adjustments to individuals with health conditions and disabilities. If you need a reasonable accommodation for any part of the employment process, please email our HR Service Center at View email address on click.appcast.io, or alternatively you can discuss your individual requirements with the recruiter you are working with. #J-18808-Ljbffr Northern Trust