Compliance & Operations Specialist (RIA)
$65k - $75kJotForm Inc
A financial services firm in Scottsdale, AZ is looking for a Compliance & Operations Specialist to support the Chief Compliance Officer and enhance the firm's compliance program. The ideal candidate should have a bachelor’s degree, 2-4 years of relevant experience, and strong analytical skills. Responsibilities include ensuring compliance with regulations, processing client accounts, and supporting operational tasks. The position offers a salary range of $65,000 - $75,000 along with competitive benefits including bonuses and insurance. #J-18808-Ljbffr JotForm Inc
- ...Position Summary: The Compliance Operations Specialist is responsible for managing the organization’s compliance audit and review process and supporting campuses in maintaining alignment with federal, state, and accreditation requirements. This role focuses on auditing...SuggestedTemporary workWork at officeLocal areaFlexible hours
$65k - $75k
...RMR Wealth is seeking a highly organized and motivated Compliance & Operations Specialist to join our team in Scottsdale, AZ. This position primarily... ...and/or operations within a Registered Investment Adviser (RIA) or related financial services firm. Strong...SuggestedFull timeWork at office- Dexian is seeking a detail-oriented Processing Specialist to join their Financial Services team in Scottsdale, Arizona. This role involves... ...handling of brokerage account documentation, ensuring compliance with firm policies and industry standards. Responsibilities include...Suggested
- Arrow Electronics is seeking a Trade Operations Specialist III in Phoenix, Arizona. The role ensures compliance with U.S. export and import control laws, acting as a liaison among internal teams. The ideal candidate should have a 4-year degree and strong Excel skills,...Suggested
- W. R. Berkley Corporation is looking for a Senior Compliance Coordinator in Scottsdale, Arizona. This role involves facilitating core services for the E&S Compliance Team, managing mail distribution, and supporting compliance documentation. The ideal candidate has 2-3...Suggested
- Arrow Components is hiring a Trade Operations Specialist III in Phoenix, Arizona. In this role, you will ensure compliance with regional and U.S. export laws while managing the import/export clearance process. Collaborating across departments, you will guide compliance...
$85k - $95k
AssetMark is seeking a detail-oriented Compliance Specialist in Phoenix, AZ to support its Registered Investment Adviser and mutual fund compliance programs. This role demands strong organizational skills, excellent communication, and a Bachelor’s degree in a related field...Flexible hours- ...is seeking an HR Administrative Support specialist in Arizona. The role requires a quick... ...responsible for managing new hire orientations, compliance with HR regulations, and payroll... ...dedicated team committed to ensuring seamless HR operations. #J-18808-Ljbffr Az Dreamteam
- ...organization in Phoenix, AZ is seeking a Clinical Trial Specialist to provide operational and regulatory support for clinical studies. This role involves... ..., facilitating site onboarding, and ensuring compliance with Good Clinical Practices. Ideal candidates should possess...
- ...TRC has partnered with a leading wealth management firm to hire a Operations Processing Specialist . This is a direct-hire opportunity with one of the largest and fastest-growing wealth management organizations in the U.S., offering a strong culture, competitive benefits...Work at officeRemote workShift work
- A financial services firm is seeking a highly organized Investment Operations Associate in Phoenix, AZ. This role involves providing support for client portfolios, ensuring data accuracy, and collaborating closely with advisors. Candidates should have a bachelor's degree...Remote work
$50k - $53k
...Solutions is seeking a highly organized, detail-oriented Investment Operations Associate to support our Asset Management team remotely. This... ...questions and resolve issues promptly. Data Accuracy and Compliance : Maintain accurate portfolio data within our CRM and portfolio...Full timeWork experience placementInternshipWork at officeRemote work- ...Claims Management Company looking for a Dispatch & Vendor Operations Specialist to support daily dispatch, vendor management, and service... ...relationships, including performance tracking, feedback, and compliance Coordinate vendor onboarding (W9s, COIs, agreements) and...Work at office
- ...Treasury Management Operations Specialist The Treasury Management Operations Specialist is pivotal in supporting the operational task related... ...to commercial client transactions, ensuring accuracy and compliance with deadlines. Client Support: Provide operational...Work at officeLocal areaRemote work
- ...0% of this role is dedicated to roster management and network operations, with the remaining 50–70% of their time supporting Digital Clinic... ...applications, renewals, and verifications ~ Ensure compliance with continuing education (CE/CME) and other annual requirements...Work at officeRemote work
- ...Branch Operations Specialist The Branch Operations Specialist is a pivotal member of the centralized operations departments, responsible... ...operations, maintaining process integrity, and ensuring continual compliance with regulatory standards. About Servbank: Founded in...Full timeLocal area
$30 - $40 per hour
...A leading business operations firm is seeking a detail-oriented Remote Business Operations Specialist to join their work-from-home team. In this role, you'll analyze business processes, recommend improvements, and implement strategies to enhance productivity. Ideal candidates...Hourly payRemote workWork from homeFlexible hours- ...Operations Specialist (Level III) Our client, a Financial/Banking company, is looking for an Operations Specialist (Level III) for their Phoenix, AZ location. Responsibilities: Primarily responsible for perfecting bank's Financial Booking. Responsible for accurate...
$66.2k - $132.5k
...office is located, as this is a hybrid role that has a requirement of working at least three days a week in the office. The Operations Specialist is the operational backbone of their Hub within the Service Delivery organization. Sitting at the intersection of field...Minimum wageFor contractorsWork at officeLocal areaRemote workFlexible hours3 days per week1 day per week- ...Senior Banking Operations Specialist - Contract - Phoenix AZ Agility 360 is searching for a Senior Banking Operations Specialist - Contract... ...proper documentation, due diligence, and regulatory compliance. ~ Complete general ledger balancing activities; investigate...Bank staff
- ...everyone belongs and is inspired to do their best work. As an Operations Specialist, you make sure that products flow smoothly through the... ...receiving, counting, returning, and shipping tasks in compliance with Retail Inventory processes. Complete product fulfillment...Local areaRelocationNight shift
$23.25 - $37.05 per hour
...applications, match items accurately, communicate with business partners. Require knowledge in at least one of the following, Banking Operations, Accounting, Reconciliation. Experience in more than one is ideal. Intermediate Excel experience (formulas, functions, pivot...Full time- ...duct cleaning. Position Description - UST/AST Specialist Business Group/Dept: Operations FLSA: Non-Exempt Reports To: Director of Field... ...Tanks (USTs) and Aboveground Storage Tanks (ASTs) in compliance with all applicable federal, state, and local...For subcontractorLocal area
$21 per hour
Precision Operations We are hiring high-aptitude professionals to manage the operational integrity of the world's most advanced semiconductor... ...resolve data discrepancies with 100 percent accuracy. Compliance Auditing: Complete rigorous spot checks on production...Hourly payPermanent employmentTemporary workTraineeshipWork experience placementImmediate startShift work$72.8k - $90.09k
...Position: Trade Operations Specialist III Job Description: Arrow Electronics is a global provider of products, services, and solutions... .... What You Will Be Doing: This position ensures compliance with applicable regional, local, and U.S. export and import...Hourly payFull timeTemporary workWork experience placementWork at officeLocal areaWorldwide2 days per week- ...Operations Specialist II Scottsdale, Arizona, United States What The Role Is The Operations Specialist II will play a key role in... ...ensuring safety, regulatory, environmental, and operating compliance Maintain confidentiality and sensitivity with respect to all...Full timeH1bWork at officeLocal areaRemote workRelocationVisa sponsorshipFlexible hoursShift workNight shiftRotating shift
$99.1k - $166.2k
...SOT Operations Specialist, North Americas We made history and now we work to transform the future – for our customers, our communities and our families. You'll see your work on the road every day, helping people move freely and pursue their dreams. At Ford, you can...Permanent employmentInterim roleImmediate startRemote workFlexible hoursShift work- ...Join Our Team as an Underwriting Operations Specialist at Amwins Self-Funded, LLC.! Join Amwins Self-Funded, LLC., as an Underwriting Operations Specialist. The Underwriting Operations Specialist provides foundational support to the underwriting team by coordinating...Work experience placementWork at officeWork from homeFlexible hours2 days per week
$22.12 per hour
...Adecco is assisting a local client recruiting for Operations Specialist opportunities in Phoenix, AZ. This is an excellent opportunity to join a winning culture and get your foot in the door with a company known for strong financial operations, stability, and professional...Hourly payTemporary workLocal areaMonday to FridayShift work- ...Summary of Responsibilities: The centralized operations specialist is responsible for completing property operations functions across a... ...properties. This position ensures consistent performance, compliance, and operational efficiency across the assigned portfolio....Work at officeLocal areaRemote workWeekend work
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