Senior Vice President, Head of Compliance
Confidential
Senior Vice President, Head of Compliance
About the Company
Accomplished provider of personal loans & related services
Industry
Financial Services
Type
Privately Held, Private Equity-backed
Founded
2002
Employees
1001-5000
Categories
- Finance
- Financial Services
- Information Technology & Services
- Technology
- Banking
- Lending Services
- Credit
Specialties
- personal loans
- vacation loans
- auto loans
- home improvement
- consumer loans
- mortgage loans
- retail sales finance loans
- information technology
- and online lending
About the Role
The Company is seeking a Senior Vice President, Head of Compliance to lead and advance its enterprise-wide compliance program. The successful candidate will be responsible for ensuring that compliance policies, procedures, monitoring, testing, training, and governance activities are effective and aligned across the organization. This executive will provide strategic direction to the compliance function, serve as a key advisor to the Chief Risk Officer, and oversee all aspects of compliance, including managing regulatory exams, audits, and reporting. The role also involves collaborating with various teams to identify and manage compliance risks, as well as driving the future compliance operating model by integrating technology and digital workforce capabilities. Applicants for this role at the company should have a Bachelor’s degree, a Juris Doctor (JD) from an accredited law school, and a minimum of 12 years of progressive compliance experience in a relevant financial services setting. The ideal candidate will have a strong background in SEC, investment adviser, and wealth management regulations, and a proven track record in compliance program management and technology-driven transformation. Key responsibilities include leading a team, mentoring and developing staff, and fostering a high-performance culture. The role requires a leader with deep compliance expertise, strong decision-making abilities, and exceptional communication skills, who can balance regulatory, business, and risk considerations and is adept at driving change and innovation.
Hiring Manager Title
Chief Risk Officer
Functions
- Legal
Vacancy posted 4 days ago
Similar jobs that could be interesting for youBased on the Senior Vice President, Head of Compliance in Washington DC vacancy
- We’re seeking a future team member for the role of Senior Vice President, Anti-Corruption and U.S. Government Contracting, to join our Financial Crimes Compliance team. This role is located in Washington D.C., Pittsburgh, PA or Lake Mary, FL.In this role, you’ll make an...SeniorFlexible hours
The Bank of New York Mellon
Washington DC12 hours ago $125k - $295k
...information visit bursonglobal.com and follow us on LinkedIn and Instagram.More about the role:Burson is seeking a seasoned Senior Vice President to join our Corporate & Public Affairs practice to lead strategic communications programs for two complex, high-profile global...SeniorWork at officeBurson Cohn & Wolfe
Washington DC12 hours ago- ...The client is seeking a Senior Vice President of Finance to provide strategic financial leadership to advance the mission and long-term goals of the organization. The role involves being an innovative, thoughtful, communicative, and productive member of the team. Key responsibilities...Senior
Confidential
Bethesda, MD4 days ago - ...debates of our time. We are looking for a Vice President who is ready to lead the Center into its... ...issues across the organization. As the head of the Scowcroft Center, the Vice... ...initiative directors, resident, and nonresident senior fellows, staff, and interns. Integrate...SeniorFull timeWork at office
Atlantic Council Of The U S
Washington DC1 day ago $117.45k
...Senior Vice President Greater Boston, New York, Washington, D.C., Los Angeles, San Francisco, or Chicago 617MediaGroup, one of the fastest-growing progressive communications agencies in the U.S., is recruiting for a skilled Senior Vice President to join our growing...Senior617MediaGroup
Washington DC2 days ago$150k - $225k
...Senior Vice President Signal Group, a top modern public affairs firm located in D.C., is seeking a Senior Vice President to join our public affairs practice to lead and grow clients across multiple areas including tribal affairs, veterans affairs, sustainability, and...SeniorWork experience placementSignal Group Consulting
Washington DC4 days ago- ...The Role We are seeking a high-energy, mission-focused Senior Vice President of Human Resources to lead our overarching People... ...optimize enterprise-wide HR strategies spanning total rewards, compliance, employee relations, and culture initiatives to support rapid...Senior
Air
Arlington, VA4 days ago $300k - $350k
...unwavering commitment to our mission. About the role The Senior Vice President, Operations is TNC's fleet-level owner of nuclear plant... ...plant safety for the life of the facility. This is not a compliance exercise; it is the foundation of everything TNC does as an...SeniorBi-weekly payThe Nuclear Company
Washington DC17 hours ago$200k - $250k
...Senior Vice President For Partnerships And Influence Reports to: President and CEO Location: Washington... .... Collaborate closely with the heads of the Communications and Policy,... ...while maintaining appropriate legal and compliance boundaries in coordination with...SeniorFull timeCasual workWork at officeRemote work2 days per weekGroundwork Collaborative
Washington DC2 days ago- ...opportunities for expansion into new products, programs, mission areas, customers, and geographies Capital Allocation: Partner with senior leadership to evaluate major investments across manufacturing capacity, facilities, R&D, new products, and other strategic...SeniorPermanent employmentContract workTemporary work
InvestedintheMission
Washington DC2 days ago $285k - $315k
...in Washington, DC, and on the University of Chicago campus, along with additional locations across the United States. The Senior Vice President (SVP) for Statistics and Data Science (SDS) provides overall leadership and direction for the SDS department as part of the...SeniorTemporary workCasual workWork at officeRemote workNational Opinion Research Center - NORC
Washington DC1 day ago$150k - $200k
...Capital is seeking an accomplished, strategic, and hands-on Senior Vice President of Operations to provide enterprise-wide leadership for... ...Maintain a strong control environment that supports regulatory compliance, safeguards fund assets, protects data integrity, and...SeniorLocal areaSaturna Capital
Washington DC11 days ago- ...Senior Vice President, Corporate Development About the Company Executive leading acquisitions and post-close integration aligned with strategy and values. Type Privately Held About the Role The Company is in need of an SVP, Corporate Development to lead...Senior
- ...Senior Vice President of Clinical Operations About the Company Clinical-stage biotechnology company developing therapies for severe pulmonary diseases. Industry Biotechnology Type Privately Held About the Role The Company is seeking a Senior Vice...Senior
- ...Senior Vice President, Global Regulatory Affairs About the Company Clinical-stage biotechnology company with a multi-asset pipeline across... ...will be instrumental in ensuring inspection readiness and compliance throughout the process. Functions ~ Business...Senior
- ...Senior Vice President, Communications About the Company Influential business association for the restaurant & foodservice industries Industry Restaurants Type Non Profit Founded 1919 Employees 201-500 Categories Hospitality Membership...Senior
- ...Senior Vice President of Business Development, Aviation Aftermarket About the Company Rapidly growing aviation aftermarket organization focused on commercial growth and strategic partnerships. Industry Airlines/Aviation Type Privately Held About the...Senior
$290k - $350k
...means that integrity, adherence to our ethical standards, and compliance with legal obligations are fundamental responsibilities for every... ...externally. Demonstrated experience collaborating with senior journalists, newsroom leadership, and legal teams to construct...SeniorFull timeContract workTemporary workWork experience placementWork at officeWorldwide3 days per weekNPR
Washington DC8 days ago- ...Senior Vice President, Aviation Insurance About the Company A top specialty insurance broker with a flat structure, freedom to innovate, and strong support. Industry Insurance Type Privately Held About the Role The Company is seeking a Senior Vice...SeniorRemote workFlexible hours
- ...Senior Vice President, Finance About the Company High-growth healthcare organization scaling operations, analytics, and financial infrastructure for continued expansion. Industry Hospital & Health Care Type Privately Held About the Role The Company...SeniorRemote work
- ...Senior Vice President of Health System Sales About the Company Digital health company connecting providers, suppliers, and health plans on a shared platform. Industry Information Technology and Services Type Privately Held, VC-backed About the Role...SeniorRemote work
- ...Senior Vice President, Product Management About the Company B2B cloud communications and customer experience software company. Industry Computer Software Type Privately Held About the Role The Company is seeking an SVP of Product Management with...Senior
- ...Senior Vice President, Retail Excellence About the Company Globally renowned luxury lifestyle brand Industry Luxury Goods & Jewelry Type Privately Held About the Role The Company is seeking a Global SVP for Retail Excellence to define and lead the...SeniorWorldwide
- ...Senior Vice President, Legal About the Company Fast growing organization in health services seeking a senior legal leader. Industry... ...for a diverse legal portfolio, ensuring the organization's compliance with all relevant laws and regulations, and providing high-...SeniorPrivate practice
- ...Senior Vice President of Strategic Solutions About the Company Trusted provider of verification, credit, risk mitigation, collection and dispute resolution services. Industry Information Services Type Privately Held About the Role The Company is...Senior
- ...Senior Vice President of Partnerships & Alliances, SaaS About the Company Late-stage B2B SaaS company Industry Computer Software Type Privately Held, VC-backed About the Role The Company is seeking an SVP of Partnerships and Alliances to spearhead...Senior
- ...Senior Vice President of Sales About the Company Private equity-backed technology company focused on risk management and compliance within contractor networks. Industry Information Technology and Services Type Privately Held, Private Equity-backed...SeniorFor contractors
- ...Senior Vice President of Engineering About the Company Innovative SaaS organization specializing in partner relationship management Industry Computer Software Type Privately Held, VC-backed Founded 2014 Employees 51-200 Funding $51-$75 million...Senior
$250k
...Overview AgencyQ is looking for a Senior Director or Vice President, Growth to own new client acquisition across our core market segments: Healthcare, B2B, Government, Manufacturing, and Travel & Hospitality. This is an externally facing, quota-carrying role for someone...SeniorFor contractorsAgencyQ
Bethesda, MD3 days ago- The National Milk Producers Federation seeks a Vice President for Communications to serve as a senior strategic advisor to the President & CEO. You will shape the organization’s external and internal narrative, brand strategy, and publications, and lead messaging with...Senior
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Senior Vice President, Head of Compliance. Be the first to apply!
Related searches
- vp creative services Washington DC
- vice president data science Washington DC
- vice president global procurement Washington DC
- vice president research and development Washington DC
- vp infrastructure Washington DC
- vice president global communications Washington DC
- vice president public policy Washington DC
- vice president corporate communications Washington DC
- vice president shared services Washington DC
- vice president of operations Washington DC