Senior Compliance Manager, Ethics & Regulatory Programs
CAPTRUST
CAPTRUST in Charlotte, NC is seeking a Compliance Manager to lead compliance monitoring processes and manage the Code of Ethics program. Ideal candidates will have over 8 years of experience at an investment advisory firm and a strong understanding of compliance responsibilities. The role includes managing a small team, coordinating compliance processes, and ensuring regulatory adherence. CAPTRUST values high standards, offering a supportive culture and a comprehensive benefits package including health coverage and discretionary bonuses. #J-18808-Ljbffr CAPTRUST
- ...broader related areas* Senior specialist providing... ...overarching strategy in leading program design, policy... ...business trends and regulatory/risk issues as a basis... ...expert advice to senior management in field of specialty*... ...of an effective compliance management program* CRCM...SeniorWork experience placementWork at office
- ...POSITION SUMMARY The Compliance Sr. Manager serves as a trusted compliance... ...effective compliance programs, processes, and controls that... ...Consultant identifies and assesses regulatory risk, recommends practical... ...functions and levels. ~ Ethical judgement and integrity ~...SeniorFull timeWork experience placementWork at office
$148.72k - $240.24k
...Line of Business: Compliance Job Description:... ...scalable compliance risk management function. As part of our... ...-focused compliance program. This not just about implementing... ..., the role for a Senior Compliance Group... ...and maintenance of a regulatory compliance program through...SeniorWork experience placementWork at officeLocal areaWork from homeFlexible hours$115.44k - $186.16k
...Line of Business: Compliance Job Description:... ...scalable compliance risk management function. As part of our... ...-focused compliance program. This not just about implementing... ...organization. The Senior Compliance Business... ...federal and state regulatory requirements. The...SeniorWork experience placementWork at officeLocal areaWork from homeFlexible hours- ...information.* Serve as primary compliance support for assigned... ...and initiatives with regulatory impact.* Complete... ...and process reviews.* Manage and track compliance-... ...broader related areas* Senior specialist providing... ...overarching strategy in leading program design, policy...SeniorWork experience placement
- CRC Group seeks a Compliance Senior Manager in Charlotte, NC. This role focuses on designing and sustaining compliance programs, managing regulatory risks, and providing expert guidance to business units. The ideal candidate will have 6-10 years of insurance industry experience...Senior
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- ...helps organizations optimize performance, manage risk, and maximize value through... ...have an exciting career opportunity for a Senior Program Manager to join the Strategic AI team .... ...balancing delivery velocity with risk, compliance, and governance requirements. Ability to...SeniorWork at officeLocal areaRemote workFlexible hours
$103.75k - $174.75k
...Senior Manager-Compliance Phoenix, AZ, United States Salt Lake City, UT, United States Charlotte... ...First Line of Defense (1LOD) Regulatory Advisor to support the business in managing... ...support through our Healthy Minds program ~ Career development and training opportunities...SeniorFull timeWork at officeLocal areaFlexible hours- ...Senior Vice President, Legal and Chief Compliance Officer (CCO) About the Company Nationally recognized healthcare services organization... ...and maturing an enterprise compliance program, translating legal and regulatory requirements into operational guidance, and...Senior
$116k - $216k
...Brooklyn Ohio About the Job The Senior Manager, Technology Compliance is a strategic leader responsible... ..., Product, Internal Audit, and Regulatory Relations to ensure KeyBank’s technology... ...building and maturing compliance programs in a large, regulated financial institution...SeniorContract workWork at officeFlexible hours- TD Bank, située à Charlotte en Caroline du Nord, recherche un expert en conformité pour gérer le programme de conformité de la banque. Vous serez responsable d'effectuer des examens réglementaires, de fournir des recommandations et de soutenir les partenaires commerciaux...Senior
- ...an impact. Join us! Manual Ethical Hacking is part of the Application... ...Security Framework Program within Bank of America’s Cyber... ...malicious hacking activity. This senior technical role is responsible... ...and practical advice regarding managing risks. Learn and develop...SeniorWork at officeFlexible hoursShift workDay shift
- Vanguard is seeking an OmniChannel Program Manager in Charlotte, North Carolina, to lead cross-functional analytics initiatives within Participant Financial Services. This role is crucial in managing analytics requests and improving clarity in prioritization as the organization...Senior
$62 - $77 per hour
...Senior Project / Program Manager – Utility Infrastructure Long term contract Pay $62-77/hr Overview: Lead large-scale... ...reporting, and executive dashboards Interface with regulatory agencies and ensure compliance Drive contractor/vendor performance and...SeniorLong term contractContract workFor contractors- A leading transportation services provider in Charlotte is seeking a Senior Program Manager for Professional Development. In this role, you will manage the design and delivery of key programs aimed at talent development. You will ensure high-quality delivery of various...Senior
- XPO Logistics, Inc. is seeking a Senior Program Manager for Professional Development in Charlotte, NC. In this role, you'll design, develop, and manage key professional development programs for various business areas. The ideal candidate will have a Bachelor’s degree,...Senior
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$252.62k - $297.2k
...We are looking for a Compliance Product Data Lead to... ...Compliance Product, Strategic Programs, and Data organization... ...aren’t here to just manage existing products; you... ...: Partner with senior engineering stakeholders... ...of data generation to regulatory reporting. Drive...SeniorLocal area$55k - $60k
Circle de Luz in Charlotte, NC is looking for a Senior Program Manager to oversee programming for young Latinas. The role involves leadership in program development and implementation, budget management, and volunteer coordination. The ideal candidate should have 5+ years...Senior- ...developmental, and therapeutic support to pediatric patients. This mid-senior level position requires a Bachelor's degree and certification... ...of Child Life Professionals. The role includes mentorship, program development, and fostering a supportive environment for...Senior
- AM Conservation Group is seeking a Program Manager to lead the development and implementation of energy efficiency programs in Charlotte, NC. The role involves overseeing administrative services, conducting quality audits, and mentoring program staff. The ideal candidate...Senior
- ...Senior Director, Regulatory Affairs About the Company International labelling organization based in Los Angeles Industry Retail Type... ...Regulatory Affairs will be responsible for developing and managing labeling for products worldwide as well as overseeing the...SeniorWorldwide
- A leading manufacturer in Medical Devices seeks a Program Manager to provide technical leadership within their Charlotte, NC team. This full-time position involves managing tool design and fabrication, guiding project planning and execution, and ensuring effective communication...SeniorFull time
- A leading BAS solutions firm in North Carolina is seeking an experienced technician to program and troubleshoot Building Automation Systems (BAS). The ideal candidate will have over 5 years of hands-on experience with major BAS platforms, such as Tridium and Honeywell,...Senior
$124k - $199.8k
The Hartford is seeking a Senior Executive Underwriter to manage Captive programs. This role involves responsibilities in underwriting, program management, and customer relations. Candidates should provide strong underwriting skills in Auto Liability, Workers’ Compensation...Senior- An engineering and consulting firm based in the U.S. is seeking a highly motivated Deputy Program Manager/Project Manager. This role involves managing diverse projects and leading technical staff while building strong client relationships. Candidates should have at least...Senior
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$170k - $230k
HDR is seeking an Industrial Wastewater (IWW) Program Lead for their Power Practice, requiring at least 10 years of experience in industrial water/wastewater treatment systems. The role entails leading business development initiatives and overseeing engineering teams for...Senior
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