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Senior Compliance Manager, Ethics & Regulatory Programs

CAPTRUST

CAPTRUST in Charlotte, NC is seeking a Compliance Manager to lead compliance monitoring processes and manage the Code of Ethics program. Ideal candidates will have over 8 years of experience at an investment advisory firm and a strong understanding of compliance responsibilities. The role includes managing a small team, coordinating compliance processes, and ensuring regulatory adherence. CAPTRUST values high standards, offering a supportive culture and a comprehensive benefits package including health coverage and discretionary bonuses. #J-18808-Ljbffr CAPTRUST

Vacancy posted 4 days ago
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