Tech Risk & Policy Governance Lead (Regulatory Controls)
Edward Jones HQ
Edward Jones seeks a Team Leader, Regulatory, Controls & Policy Governance Assurance in Tempe. You will lead technology risk and control assurance, own policy lifecycle, and coordinate regulatory responses. Collaboration with Legal, Compliance, Internal Audit, and Technology is essential to strengthen controls and drive remediation. You will supervise an team, mentor staff, and advance the policy framework to align with evolving regulatory requirements while supporting risk-based decision making. #J-18808-Ljbffr Edward Jones
Vacancy posted 4 days ago
Similar jobs that could be interesting for youBased on the Tech Risk & Policy Governance Lead (Regulatory Controls) in Tempe, AZ vacancy
- Opportunity OverviewTeam Overview:The Team Leader, Regulatory, Controls & Policy Governance Assurance, leads a team responsible for the execution, oversight, and... ...defense (1LOD).This role ensures that technology risks, controls, policies, and standards are identified,...PolicyRiskRegulatoryTemporary workWork at officeHome officeFlexible hours3 days per week
$104.65k - $174.48k
Lead with Purpose, Unlock Your Team’s Passion At LPL... ...and support related to risk and supervision matters... ...and apply certain policies and procedures within the... ...the scope of the current regulatory environment in an... ...maintain internal policies, controls, etc. Identify and report...PolicyRiskRegulatoryWork from home$190k - $250k
...Director, Corporate Governance & Securities Counsel to join a leading publicly traded... ...governance frameworks, policies, and best... ...Meeting, Disclosure Controls, Securities Compliance... ..., Governance Risk Management, Legal... ...Governance Reporting, Regulatory Compliance, Corporate...PolicyRiskRegulatoryPiper Companies
Tempe, AZ1 day ago- ...visiting . Position Summary The Loss Control Specialist provides loss... ...underwriting department, evaluating risk acceptability and supporting decisions related to policy issuance and renewal. Perform... ...OSHA regulations to support regulatory compliance. Conduct accident investigations...PolicyRiskRegulatoryContract workTemporary workWork experience placementWork at officeRemote workFlexible hours
- ...Wells Fargo is seeking a Lead Technology Risk Officer. The... ...Committee reporting, regulatory engagement, and strategic... ...of operational, risk, governance, and external intelligence... ..., incidents, control effectiveness, and external... ...Wells Fargo policies and procedures, appropriately...PolicyRiskRegulatoryFull timeWork experience placementRelocation package
- ...one of the world’s leading financial groups.... ...to determine the risk to the organization... ...information security policies, standards, and... ...hardware security controls, access controls,... ...experience in security and regulatory frameworks (ISO 27... ..., Security Governance and Oversight,...PolicyRiskRegulatoryFull timeWork at officeLocal areaRemote work1 day per week
- ...GREYSTAR Greystar is a leading, fully integrated... ...$36.5 billion of regulatory assets under... ...with established policies, procedures, safety... ...cutting and expense control programs by fixing... ...Greystar’s safety and risk-management... ...Agreements and/or local governing authority....PolicyRiskRegulatoryFull timeFor contractorsLocal areaImmediate startFlexible hoursWeekend workAfternoon shift
$121k - $173k
...Group (MUFG), one of the world’s leading financial groups. Across the... ...to lead our Continuous Control Monitoring (CCM) program within... ...candidate combines deep knowledge of regulatory frameworks (e.g., CRI 2.1,... ..., control owners, and risk partners; integrate results into...RiskRegulatoryFull timeWork at officeLocal areaRemote work$108.97k - $185.16k
...sophisticated clients using leading technology and... ...Description Summary The Control Specialist is responsible... ...identifies risk, articulates it, and proposes... ...Ensure that current policies and procedures are in... ...organizational standards and regulatory requirements. Assist...PolicyRiskRegulatoryWork at office$225k - $275k
..., one of the world’s leading financial groups. Across... ...Director, AI Risk Governance is responsible for the... ...reporting requirements, policy and methodology development... ...respective risks, controls, decisions, and... ...practices, emerging risks, regulatory developments, and...PolicyRiskRegulatoryFull timeWork at officeLocal areaRemote work$151k - $203k
...MUFG), one of the world’s leading financial groups. Across... ...Systems (EIS) Governance, Risk, and Compliance (GRC) team... ...Cloud Security Governance, Policy Management, Cybersecurity Controls & Reporting, and Cyber Risk... ...security standards and regulatory expectations. Understand...PolicyRiskRegulatoryFull timeWork at officeLocal areaRemote work- ...at… The Assistant Financial Controller supports the organization's financial... ...budgeting, and adherence to regulatory standards. This role is... ...Maintain and enforce accounting policies, procedures, and internal controls to reduce financial risk. Supervise and support...PolicyRiskRegulatoryFull timeWork at officeLocal area
- ...is seeking a Senior Lead Business Execution Consultant... ...with a strong risk mitigating and compliance... ...Crimes, Operational, Regulatory Compliance), which includes... ...Wells Fargo policies and procedures, appropriately... ...proactive monitoring, governance, risk identification...PolicyRiskRegulatoryFull timeWork experience placementRelocation package
Wells Fargo
Chandler, AZ4 days ago - ...development practices within regulatory frameworks guiding vulnerability... ..., and escalate progress, risks, and dependencies, partnering... ...teams. Define concrete technical control requirements across... ...Strong translation skills: turn policy and control language into developer...PolicyRiskRegulatoryFlexible hours
- ...industrial, automotive, government and aerospace... ...Governance Engineer to lead the company's... ...Privacy, Product, and Risk teams, and reports... ...framework, translating policy into enforceable technical controls aligned with NIST... ...audits and regulatory examinations. Stay...PolicyRiskRegulatoryWork from home
$35.16 - $58.63 per hour
...financial goals. Job Overview We are looking for an experienced IT Risk & Controls professional to join our first line of defense. In this role... ...-and-control matrices (RCMs), and evidence repositories. Regulatory & Compliance Programs Support CCPA/CPRA cybersecurity audit...RiskRegulatoryWork from home$90k - $110k
...one of the world’s leading financial groups.... ...details.The KYC Process Governance, AVP is... ...complies with legal/regulatory boundaries and jurisdictions... ...interpret against policies, guidelines or... ...to address key risks and implementing updates... ...and FLoD Control Office including leading...PolicyRiskRegulatoryFull timeWork at officeLocal areaImmediate startRemote work$114.1k - $268.18k
...training facility, and leading market tools, we... ...environments, governing the review, prioritization... ...of security risks, misconfigurations,... ...baselines, guardrails, policies, and risk assessments... ..., compensating controls, renewals, reporting, and regulatory compliance; Serve as...PolicyRiskRegulatoryH1bLocal area- ...environmental, social and governance (ESG), climate... ...construction. Maintain quality control standards and procedures... ...slope will pose a safety risk to the proposed project.... ...of Conduct and related policies and procedures. Interact with regulatory agencies, subcontractors...PolicyRiskRegulatoryFor subcontractorWork at officeWorldwide
$111.61k - $131.3k
...Job DescriptionThe Lead Fair and Responsible Banking Risk Consultant will support... ...to translate regulatory expectations into practical... ...issue management, governance activities, and... ...guidance, control expectations, and business... ...comply with U.S. Bank policies and procedures...PolicyRiskRegulatoryFull timeWork experience placementWork at officeLocal area3 days per week$120k - $150k
...trusted supplier of high-tech materials, services... ...& Optimization Lead is a hybrid position... ...inventory management & governance including material risk across regions.... ...establishes inventory policies, leads optimization... ...the global inventory control tower, establishing...PolicyRisk- Lead Information Security Analyst In Cybersecurity... ...Integration to IAM control solutions for policy compliance. This... ...control execution and regulatory requirements. In... ...compliance policy, risk management, and remediation... ...of Identity Governance and Administration (...PolicyRiskRegulatoryWork experience placementWork at officeRemote work
- ...Greystar is a leading, fully integrated... ...$36.5 billion of regulatory assets under management... ...with established policies, procedures, safety... ...cutting and expense control programs by fixing... ...’s safety and risk-management policies... ...Agreements and/or local governing authority....PolicyRiskRegulatoryFull timeFor contractorsLocal areaImmediate startFlexible hoursWeekend workAfternoon shift
$134.14k - $176.05k
...necessary, programs, policies, and practices to... ..., state and local regulatory requirements. The... ...compliance risk, implement corrective... ...Responsibilities: Lead, mentor, and support... ...standards for insurers, tech innovators, and... ...with Risk and Controls to manage regulatory...PolicyRiskRegulatoryWork at officeLocal areaFlexible hours- ...Summary Leads 24x7x365 Managed Services delivery... ..., operational governance, risk management, customer... ...operational processes, controls, and service standards... ...compliance with customer, regulatory, security, audit, and... ...with organization policies and applicable laws....PolicyRiskRegulatoryFull timeWork at office
- ...Controls EngineerThe Controls Engineer will work in a... ...industry standards and regulatory requirements such as UL, CSA and FCC to lead development as well as... ...s safety and personnel policies Works with customers to... ...technical tasks such as Risk Analysis, FMEA, PFMEA,...PolicyRiskRegulatoryFull timeWork at officeMonday to FridayNight shiftWeekend work
Lippert
Mesa, AZ3 days ago - ...role, you will impact the Control Systems business unit... ...Responsibilities • Lead and manage programs to... ...Identify and mitigate risks and issues that may impact... ...critical program management policies as a change agent,... ...with civil and military regulatory authority certification...PolicyRiskRegulatoryPermanent employmentTemporary workFlexible hours
Arizona Staffing
Tempe, AZ1 day ago - ...serve as Corporate Governance & Securities... ...responsibility for leading critical aspects of... ...guidelines, and Board policies. Develop and... ...counsel, auditors, and regulatory bodies.... ...strengthen disclosure controls, governance controls... ...priorities, and emerging risks. Support equity...PolicyRiskRegulatoryFor contractors
- ...focus on operational rigor and regulatory adherence. The bank is... ...appropriate financial services controls and policies. The key challenge to this role... ...to define the vision while leading and strengthening the team... ...ITSM/ITIL team and our 3LOD risk partners to protect The Company...PolicyRiskRegulatoryFull timeContract workTemporary work
Professional Recruiters
Tempe, AZ1 day ago $137.4k - $240.4k
...sophisticated clients using leading technology and... ...strategic leadership, governance, and execution oversight... ...delivery of measurable risk reduction outcomes... ...program-level change control process to address impacts... ...Experience in Cybersecurity, Regulatory, or Audit-related...RiskRegulatoryFull timeFor contractorsH1bWorldwideFlexible hours
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Tech Risk & Policy Governance Lead (Regulatory Controls). Be the first to apply!
