Financial Advisor

• Must have an ACTIVE Series 7 License
• A minimum of one year of brokerage client support experience
• Phone-based client interaction experience, as Case Advisors will communicate directly with clients regarding complaints

1. Job Description:

o Case Advisors manage inventory using a Microsoft Excel tracker. (Having the candidate provide information about how they’ve managed inventory and/or remained organized is helpful.)

o Ability to efficiently navigate multiple systems at a time

• STAR format interview answers, with specific scenario examples
• Ensure candidate is clearly visible on interview video
• Training will last 5 weeks and will be conducted fully in-office. Following training, contractors will transition to a hybrid schedule consisting of one week in-office and one week working from home. Contractors must work from their registered home address only.
• Series 7 license must be active and not within six months of expiration at the start date
• U5 disclosures are not preferred but can be reviewed on a case-by-case basis