Senior AML CIP/KYC Associate

Responsibilities Reviews client files for conformance with applicable AML policies, procedures and regulatory requirements for new WM account openings Provides support and functional knowledge as it relates to compliance with applicable AML laws, rules and standards Identifies and escalates to Global AML management any regulatory compliance risks associated with the file reviews completed Carries out business-related activities required to support Global AML Compliance guidelines Provides support as requested by Global AML Management to resolve compliance issues Uses existing procedures to solve standard problems Conducts and adequately documents testing to assess compliance with and adherence to regulations and policies/procedures Applies analytical skills to review information and determine potential control weaknesses or exceptions to policies/processes Summarizes and communicates testing results in clear, concise language Requirements Financial Institution Regulatory and Compliance knowledge including AML, Customer Identification Program (CIP), Enhanced Due Diligence (EDD) and Know Your Customer (KYC) regulatory requirements and Economic Sanctions laws and regulations Strong analytical, interpersonal, verbal and written communication skills Analytical skills to identify exceptions to policies/procedures Strong written communication skills to document work completed and summarize findings Strong organizational skills #J-18808-Ljbffr Jobtailor