Senior AML Investigator - Brokerage & Compliance
Jobtailor
Jobtailor in Chicago seeks an experienced compliance investigator to conduct investigations, oversee case closure against metrics, and produce timely SARs. You will report findings to senior stakeholders, perform quality control, and support investigative operations within Retail Brokerage compliance, FINRA/SEC rules. This role requires five years of relevant experience and a strong understanding of brokerage products and regulations. #J-18808-Ljbffr Jobtailor
Vacancy posted 1 day ago
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