Risk & Compliance Controls Associate
$90k - $110kGuggenheim Partners
Guggenheim Partners is seeking an enthusiastic Business Control Associate in New York. The role focuses on supporting risk management and compliance through supervision, surveillance, and control tasks. Requirements include 3-5 years in finance, a Bachelor’s degree, and strong customer service and analytical skills. The position offers a salary range of $90,000 to $110,000, reflecting experience and location. Join a dynamic team to enhance operational processes within the firm. #J-18808-Ljbffr
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- ..., and rating agencies. The Treasury Associate will support the Compliance Director and assist with all aspects... ...Department with a primary focus on risk and compliance. Your Primary Responsibilities... ...Designing and testing operational controls to enhance the control environment...SuggestedRemote workFlexible hours
$161.6k - $202k
...that responsibility demands a security and compliance program that scales with the business. We... ..., SOC 2, PCI-DSS, HIPAA), third-party risk management, security awareness training,... ...evidence, coordinating with assessors, tracking control gaps and remediation timelines. * Build...Work from homeFlexible hours$60k - $75k
Cross River, located in Fort Lee, New Jersey, is seeking an Analyst for IT Compliance to join its Technology team. The role involves developing an IT compliance program, conducting risk assessments, and managing vendor documentation to ensure compliance with legal and...$77k - $202k
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Regulatory Compliance Risk Senior Associate (Banking) Hybrid Role locations: Dallas, NYC, Charlotte, Philadelphia, Arlington, Phoenix As a Regulatory... ...efficiencies within the Risk, Regulatory Compliance & Controls Practice - all with the resources, environment, and support...Full timeWork experience placementWork at office2 days per week- ...A global interdealer broker is seeking an Equities Compliance Officer to join their Risk and Compliance team in lower Manhattan. Requirements... ...obligation ~ sDraft and revise policies, WSPs, and supervisory control ~ sAnalyze rule proposals and assess business impac...
$85k - $99.3k
...Position Summary We are seeking an experienced Compliance Analyst who will play a critical role in... ...mitigating both current and emerging risks by creatively leveraging data and... ...of creative and compliant processes and controls. Administer compliance tools, including...Full timeLocal areaRemote work- ...Quant Modeling Associate Senior Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and...Work at office
- ...am IST in Bangalore, India. Responsibilities Collaborate with the Compliance team on implementation and execution of compliance programs. Identify and measure risks and monitor the business unit control environment. Perform risk assessments of compliance risks and monitor...Work at officeMonday to Friday
- ...Senior GRC Analyst to help scale Radar's security and compliance programs, with a focus on third-party risk and modern SaaS governance. You'll partner with... ...or GRC workflows Have worked with a common controls framework Have familiarity with frameworks such...Work at officeRemote work
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- ...Hybrid Role Senior Business Data Analyst – GRC Compliance Controls, CRA Testing & Data Mapping Role Summary: We are seeking an experienced Business Data Analyst to support strategic Governance, Risk & Compliance (GRC) initiatives and ongoing BAU activities within a fast...
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- ...Analyst to support our customer trust, security assurance, and compliance programs as we scale globally. This role plays a critical... ...engineering, legal, and go-to-market teams to ensure Rogo's controls, risk posture, and security practices are clearly understood and accurately...
- ...and enhance the company's governance, risk, and compliance operations for its public sector business... ...and update FedRAMP and GovRAMP controls and documentation in alignment with organizational... ...as the System Security Plan (SSP) and associated appendices. Replace manual evidence...Permanent employmentContract work
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- ...remote team. In this role, you'll work closely with senior members to strengthen client cybersecurity and compliance programs. You'll be involved in assessing controls, developing policies, and monitoring remediation efforts, all in a collaborative environment that values...Remote work
$150k - $180k
...Marex is seeking a Senior Compliance Officer - FCM Advisor who will... ...to minimize non-compliance risks. Compliance efforts are instrumental... ...and compliance requirements associated with this. Salary... ...non-bureaucratic, but well controlled environment fosters...Work at officeImmediate start$134.4k - $235.6k
...Organization is to build and earn trust by reducing risk and securing our businesses and products.... ...for TikTok's Governance, Risk and Compliance function working closely with cross-... ...security policies, implementing our security control framework, conducting regular security...Temporary workWork at officeLocal area$170k - $180k
...Overview TP ICAP is seeking an Equities Compliance Officer to provide regulatory/compliance... ...will work as a member of the Americas Risk and Compliance team based in TP ICAP's... ...Draft and revise policies, WSPs, and controls as needed Operate and execute specific...Work at office- ...Trafilea is searching for an experienced Internal Control Specialist to enhance efficiency and compliance within their global team. The role involves evaluating projects, driving process improvements, and ensuring compliance with internal objectives. Qualified candidates...Remote work
$150k - $185k
...is a seeking a Broker-Dealer Compliance Advisor who is meant to be a... ...requirements, regulatory and firm risk, and industry best practices.... ...and compliance requirements associated with this. Salary Range: $... ...A non-bureaucratic, but well controlled environment fosters...Immediate start$62 per hour
...BCO Control Testing & Monitoring Analyst Location: Jersey City, NJ Pay Rate: $62/... ...ensuring the implementation of consistent risk control frameworks and maintaining efficient... ...across multiple business units to ensure compliance with established policies and procedures...Work at office- ...Description We are seeking a detail-oriented Compliance Analyst to support oversight and... ...contractual data use obligations Execute risk assessments to identify, evaluate, and... ...against established policies, procedures, and control requirements Document review...Work at office
$125k - $135k
...experiences backed by data-driven decisions. The Governance, Risk, Compliance (GRC) Analyst will manage policies, procedures, and standards... ...to initial and annual security questionnaires from customers. Controls and Risk Management Manage company's Risk Register Perform...Work experience placementImmediate startRemote work- ...looking for a Remote GRC Analyst to lead the transition from a single tenant to a multi‑tenant access control environment. This role involves enhancing SOX compliance and developing governance processes to ensure secure growth. The ideal candidate should have 3–5 years...Remote work
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