Senior Compliance & Licensing Lead (FINRA/NMLS)
Charles Schwab
A financial services company located in Phoenix, AZ, is seeking a Senior Manager in Compliance. This role focuses on registration and licensing, requiring deep expertise in regulatory requirements and collaboration with various business partners. Ideal candidates will have 5-10 years of experience in the financial services, along with skills in advanced Excel, Tableau, and SQL. The position offers comprehensive benefits including a 401(k) with company match, paid parental leave, and tuition reimbursement. #J-18808-Ljbffr Charles Schwab
Vacancy posted 4 days ago
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