Capital Markets Audit Director - Underwriting Risk
474 MS Services Group, Inc.
Morgan Stanley is seeking a Director-level position in the Internal Audit Division to oversee risk and control assessments across the Institutional Securities Group. You will lead assurance activities, identify emerging risks, and articulate management insights while partnering with global teams. A strong background in audit principles and 6+ years of relevant experience are required, with CIA/CFA/CPA/CIDA preferred. The role is based in New York with hybrid work in office four days per week. #J-18808-Ljbffr 474 MS Services Group, Inc.
$135k - $202.5k
...team to evaluate risks and controls across... ...Securities Group (ISG) Underwriting businesses,... ...initiatives.The Internal Audit Division (IAD)... .... This is a Director level position within... ...industry, global markets, and regulations relevant... ...and allocate capital for our clients -...SuggestedTemporary workWork at office- ...Vice President, Senior Underwriter Portfolio Manager, Maritime About the Company Established banking... ...will be expected to analyze financial statements, capital structures, and industry trends to identify transaction risks and recommend appropriate structures....SuggestedWork at office
- ...to rapid growth of our Financial Services Risk Consulting practice and the evolving risk... ...Conduct independent testing or audits of all aspects of the client’s compliance... ...trade lifecycle, custody, billing/AUM, net capital, books-and-records, AML/KYC). Regulatory...SuggestedFull timeShift work
$101k - $203k
...professional services to the middle market globally, our purpose is to... ...of our Financial Services Risk Consulting practice and the evolving... ...independent testing or audits of all aspects of the client’s... ...lifecycle, custody, billing/AUM, net capital, books-and-records, AML/KYC)....SuggestedFull timeWork experience placementInternshipWork at officeLocal areaShift work$108k - $154.5k
...someone to join our team as a Director to be an Auditor In Charge with end-to-end leadership of audits across the Rates business... ...messages about the most important risks facing our Firm. This is... ...coverage of Rates or broader capital markets businesses, including assessment...SuggestedTemporary workWork at office$72.12 per hour
...We are one of the top firms in mergers & acquisitions (M&A), underwriting of equity transactions, corporate debt issuance, and high-... ...Strats Summer Associates for the Investment Banking and Global Capital Market Divisions, to combine financial engineering, mathematical...Hourly paySummer workInternshipWork at officeWorldwide$159.6k - $296.4k
...competitive advantage in the markets we serve. We are all united... ...company’s success. As a Capital Markets Director - Sales (F) within PNC's... ...customer solutions. Managing Risk - Assessing and effectively... ...): Municipal Trading and Underwriting – SIE, Series 52 and 63 (or...Full timeTemporary workPart timeWork experience placementWork at office- ...that domain.Set the thought leadership agenda — Contribute to market-facing points of view on Finance Reinvention, AI in F&A, and the... ...Services.Minimum of 10 years of experience in Insurance, Banking or capital marketsPreferredCPA certifiedPrevious external consulting...Live inWork at officeLocal area
$99k - $266k
Industry/SectorBanking and Capital MarketsSpecialismIndustry Tax PracticeManagement... ...a Banking & Capital Markets Tax Manager, you will play a... ...obligations while minimizing risks of non-compliance. As a... ...statement analysis and tax auditing- Utilizing project management...Full timeH1b$188.18k
...Job Description Responsible for risk analysis and independent oversight... ...Warehousing (Broadly Syndicated Loans, Middle Market Loans), CLO Credit Underwriting, and Securitization. Establishing... ..., or Securitization products. Capital Markets activities related to CLO...Full timeWork experience placementRemote workMonday to Friday1 day per week$10 per hour
...producer seat with an established brand, a steady flow of owner relationships, and dedicated underwriting support behind you. The Opportunity: As Director/VP, Capital Markets, you'll own your book and your fees, arranging senior debt for owners and sponsors...Full timeFor contractorsFlexible hours- ...Head of Capital Markets | Renewable Energy IPP | NYC The Company:... ...returns compared with company underwriting, Perform sensitivity and... ...analyses to evaluate financing risks, optimize debt sizing, and... ...from scratch and rigorously audit and challenge lender and investor...Permanent employment
$155k - $410k
Industry/SectorNot ApplicableSpecialismCMAAS (Capital Markets and Accounting Advisory Services)Management LevelDirectorJob Description & SummaryThe OpportunityAs a Director in Deals - Capital Markets Accounting Advisory Services, you will provide strategic guidance on...Full timeH1b- ...OverviewDynamic AmLaw 200 firm seeking a highly motivated and skilled Capital Markets Associate to join our premier Corporate Department. This... ...Markets Transactions: Advise issuers, underwriters, and investors in public and private offerings of equity and...Immediate start
- ...Overview The Capital Markets practice has a market-leading global presence, covering a full spectrum of securities products including debt... .... The role involves advising public and private companies, underwriters, investors, and financial institutions on a broad range of...
$100k
...This Capital Markets Associate role supports the origination and execution of commercial real... ...through closing. The position combines underwriting and modeling with real-time market intelligence... ...spans thematic strategies across the risk spectrum, including opportunistic and...Work at office$125k - $150k
...along the way come join the Broadridge team. Broadridge is seeking an experienced Marketing Director to support marketing programs for our Trading business a part of the Capital Markets segment. This role combines product and segment marketing with regional...Full timeLocal area- ...The Capital Markets Manager at AVAX One is a critical role in our Capital Markets group.This role reports to the Chief Executive Officer... ...potential capital structures Assist the Executive Team in sourcing, underwriting, and closing investment opportunities Required Skills and...
$270k - $320k
...Associate with 3 to 4 years of securities and capital markets experience to join its Corporate... ...16 filings; representing issuers and underwriters in equity and debt offerings,... ...also have experience advising boards of directors and management teams on governance and...Full timeWork at officeRemote work- ...mid-level Associate (Class of 2019-2024) to join its elite Capital Markets team and sit in its recently upgraded New York office. This... ...this role, you have the opportunity to advise both issuers and underwriters on a wide range of big-ticket debt and equity offerings,...Full timePrivate practiceWork at office
- ...Capital Markets Associate – New York Our client, a prominent law firm, is looking to add a mid-level associate to its capital markets group in New York. The team represents both issuers and underwriters on a broad mix of public and private securities offerings, and...Full time
- ...senior PMs on idea generation, underwriting, and portfolio positioning.... ...to both primary and secondary markets, within a fundamentally... ...analysis across issuers and capital structures Monitor existing portfolio... ..., covenant packages, and downside risk #J-18808-Ljbffr...
$190k - $340k
Job TitleExecutive Director - Capital Markets Officer (Leveraged Finance)Job DescriptionUnique opportunity... ...structuring, presenting, arranging, underwriting, and syndicating financing solutions.... ...and investors to deliver thoughtful, risk‑aware outcomes for our clients and...Full timeWork at officeRemote workWorldwideWork visaFlexible hours- ...investment activities, they are seeking to appoint a VP/Director within the Capital Markets team. This is a high-profile opportunity for an... ...Developing financing solutions that support investment underwriting and value creation strategies. Managing relationships with...
$150k - $225k
When clients need capital, Global Capital Markets (GCM) responds with market judgments and ingenuity. Whether... ..., operational, credit and market risks. The Leveraged Finance (‘LevFin’)... ...clients on optimal capital structure, underwriting financing packages, negotiating...Temporary workWork at office$124k - $335k
Industry/SectorBanking and Capital MarketsSpecialismIndustry Tax PracticeManagement LevelSenior... ...OpportunityAs a Banking & Capital Markets Tax Senior Manager, you will provide strategic... ...their tax obligations while minimizing risks of non-compliance. You will craft and...Full timeH1b$157.5k - $183.5k
...information into clear recommendations. As Director, Insurance Credit Risk, you’ll underwrite, assign internal credit ratings to... ...statements, regulatory filings, capital adequacy, reserves, liquidity,... ..., and exposure to changing market conditions. Develop clear credit recommendations...$150k - $200k
...offices in 43 countries.As a market leader, the talent and passion... ...assess and actively manage risk, trade securities, and structure... ...investment banking, underwriting, sales, trading, lending, and... ...Municipal Securities, the Municipal Capital Markets / Municipal Lending team...Temporary workWorldwide$150k - $250k
...Equity Capital Markets Vice President/DirectorSalary Range $150,000.00 - $250,000.00 Salary Level Experienced Position Type Full Time Travel... ...strategy.The Equity Capital Markets (ECM) Vice President/Director will be responsible for managing and executing equity capital...Full timeH1bWork at office$214k - $255k
...Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of its... ...connects a diverse client base to local markets and the organization’s extensive global... ...accountability across teams. Identify and manage risks, issues, and dependencies, with proactive...Work at officeLocal areaWork from homeWorldwide
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