Fund Compliance Associate - Regulatory Reporting & Audits
Ultimus Fund Solutions, LLC
Ultimus Fund Solutions, LLC is seeking an Associate Fund Compliance Administrator to ensure compliance with financial regulations for its clients. Responsibilities include daily monitoring of fund compliance, assisting during fund audits, and regulatory reporting. The ideal candidate will have a Bachelor's degree in business or a related field and experience in the financial services industry. Strong organizational, analytical, and communication skills are essential for success. #J-18808-Ljbffr Ultimus Fund Solutions, LLC
Vacancy posted 3 days ago
Similar jobs that could be interesting for youBased on the Fund Compliance Associate - Regulatory Reporting & Audits in Hauppauge, NY vacancy
- A leading fund compliance firm in New York seeks an Associate Fund Compliance Administrator. This role involves monitoring fund compliance with various regulations, assisting with regulatory reporting, and supporting audits. The ideal candidate will have a Bachelor's degree...Regulatory
- The Associate Fund Compliance Administrator is responsible for a portion of the daily, monthly... ...to compliance matters. Fund Audits Provides finalized compliance reporting to external audit firms when... ...information for requests from regulatory agencies, as needed. Regulatory...RegulatoryWork at officeLocal area
$120k - $205k
...countries.The Finance Division globally reports to the Chief Financial Officer and consists... ...team.The Liquidity, Investments, and Funding Control Group (LIFC) within the Finance... ...GAAP, International GAAP and the global regulatory regimes. Responsibilities include the development...RegulatoryTemporary workWork at officeWorldwide- ...Job Description Association for Mental Health... ...oversee all financial reporting, budgeting,... ...analysis, and fiscal compliance requirements. The... ...reporting and regulatory requirements, including... ...tax filings, audits, and other... ...monitors the use of all funds Manage...RegulatoryMonday to Friday
Association For Mental Health And Wellness
Ronkonkoma, NY15 days ago $24 - $25 per hour
Job Title : Network Relations Compliance Coordinator Department : Network Relations Reports to : Director of Quality Assurance... ...adherence to Food Bank and regulatory standards. Essential Functions... ...based organizations or government-funded programs is a plus. Physical...RegulatoryFull timeWork at officeFlexible hoursWeekend workAfternoon shift$72k - $90k
...POSITION: Transportation Compliance Coordinator... ...Long Island, New York REPORTS TO: Compliance & Risk... ...Maintain, update, and audit all security and compliance... ...in accordance with regulatory requirements and company... ...exceptional customer service to associates, customers, visitors,...RegulatoryFull timeTemporary workFor contractorsCasual workLocal areaFreightTAS LLC
Hauppauge, NY6 days ago$165k - $275k
...our team as a Regional Compliance Officer in WM Field... ...management of legal, regulatory and franchise risk. This... ...procedures, processes, reports, etc., to identify risks... ...Trusts, and Mutual Funds;> A thorough understanding... ...practices typically associated with a broker-dealer (...RegulatoryTemporary workWork experience placement$225k - $275k
...leader to oversee financial functions and ensure compliance with GAAP. The role involves direct oversight of financial reporting, budgeting, and internal controls in a... ...00 annually, plus benefits including a fully-funded pension plan and tuition reimbursement. #J-1...Regulatory- Ultimus Fund Solutions, LLC is seeking an Associate Financial Administrator I to play a key role in preparing and filing financial reports in compliance with SEC, IRS, and GAAP regulations. You will analyze fund performance and assist with expense budgeting for mutual...Work at office
$70k - $80k
...Regulatory and Compliance Associate LHH Recruitment Solutions is currently seeking a Regulatory and Compliance Associate with at least 3 years of experience working in a similar role. This is a Direct Hire opportunity within the Pharmaceutical industry, located in Hauppauge...RegulatoryLocal areaLHH
Hauppauge, NY3 days ago- ...help lead GL posting, financial reporting, P&L reviews, financial analysis, closes, audits, and tax prep. Benefits Tuition... ...extensive federal and state fund accounting expertise to manage... ...filings in strict accordance with regulatory guidance and internal policies....RegulatoryContract work
Acquire Talent Partners LLC
Brentwood, NY2 days ago $70k - $100k
...experienced Certified Payroll & Labor Compliance Administrator to join their... ...strong focus on certified payroll reporting, regulatory adherence, and audit readiness. Key Responsibilities... ...Experience supporting government-funded or public works projects preferred...RegulatoryContract workApprenticeshipLocal areaStarts Align LLC
Melville, NY18 days ago$80k - $115k
...Finance professional in the Town of Islip, New York, for tactical capital calculations and data analysis. This role involves building reports and collaborating with diverse teams within a dynamic environment. Candidates should possess 2-4 years of experience, strong...Regulatory$40 - $60 per hour
...insurance We're currently seeking an additional Compliance Officer to join our team. In this role, you'll be providing regulatory compliance services to client broker-dealers,... ...FINRA Series 7 & 24 licenses. This role will report to our Director of Growth and Operations....RegulatoryRemote jobHourly payFlexible hoursCXG Holdings Inc
Smithtown, NY12 days ago$120k - $205k
...Assurance group, specifically in the group's Regulatory Reporting Quality Assurance team (RRQA). The... ...Department, the Front Office, Internal Audit as well as Operations, providing... ...Liquidity Coverage Ratio (LCR), Net Stable Funding Ratio (NSFR), Internal Liquidity Stress...RegulatoryTemporary workWork experience placement$95k - $130k
Established in 2004, Morgan Stanley Fund Services (MSFS) is a global business within the Institutional Equities Division... ...services, portfolio analytics, middle-office functions, regulatory and financial reporting, and tax services. Delivering these services to our clients...RegulatoryTemporary workWork at office$120k - $172.5k
...Operations is critical in ensuring the Liquidity money market funds operate smoothly, meet any regulatory obligations and deliver exceptional service to clients... ...workflows, enhance data accuracy, and improve reporting capabilitiesLead, participate and direct resources to...RegulatoryTemporary workWork at office$75k - $100k
...multiple PCA entities. This role ensures accurate financial reporting, compliance, and operational financial discipline while managing a... ...reporting to warehouse and brand teams Support regulatory reporting and audit preparation Research technical accounting issues for...RegulatoryWork at officeLocal area$110k - $130k
...clients.Position Summary:Reporting to an Executive Director, the Associate will be responsible... ...oversight of Prime Property Fund. The role requires... ...financial packages, audited financial statements,... ...management, and related debt compliance.Review regulatory reporting requirements...RegulatoryTemporary workWork at officeLocal areaWorldwide$80k - $95k
...accounting staff, ensures compliance with applicable accounting standards and regulatory requirements, and... ...financial health and reporting accuracy. Monitor cash... ...Public Health Service Act funding and restricted fund... ...collaboratively on annual audits and serve as liaison...RegulatoryWork at office$120k - $205k
Morgan Stanley is seeking a Vice President for their Bank Regulatory Reporting team in the Town of Islip, NY. This role involves leading regulatory capital reporting, driving automation, and enhancing reporting processes. Candidates must have a Bachelor’s degree in Accounting...Regulatory$80k - $115k
We're seeking someone to join our team as a Compliance Associate in Wealth Management Compliance to advise EquityZen and our quickly growing... ...and overseeing the Firm's management of legal, regulatory and franchise risk. This is an Associate level position within...RegulatoryTemporary work$90k - $155k
Morgan-Stanley is seeking a Director for the Bank Regulatory Reporting team, responsible for leading capital allocation and regulatory reporting in the New York office. This role demands a focus on process improvement and automation to enhance reporting efficiency. Ideal...RegulatoryWork at office$120k - $205k
Morgan-Stanley is seeking a Regulatory Reporting Quality Assurance Vice President in Town of Islip, NY, who will support independent validation activities related to regulatory liquidity reporting. The role requires 10+ years of experience in financial services and strong...Regulatory- ...policies, the Risk & Compliance Support Specialist role... ...DCWP") Process Server Audit Program for all New York... ...compliance with all regulatory and legal requirements... ...filing, etc. requirements associated with such laws and... ...and file all required reports for all Traverse Hearings...RegulatoryWork at officeLocal areaMonday to Friday
- ...hiring! We’re seeking a Compliance Analyst to join our... ...certification, issues management, regulatory inventory reviews,... ...and prepare periodic reporting to support effective... ...monitor issues and associated remediation activities... ...: 3-5 years of audit, risk, or compliance experience...RegulatoryFull timeContract workLocal area
$65k - $85k
...Panettieri, LLP Position: Senior Payroll Compliance Auditor Job Locations: Hauppauge, NY... ...in labor unions and related benefit fund audits seeks experienced Payroll Compliance... ...entitled to • Prepare various schedules and reports and then explain the results to all...Work at officeLocal areaRemote workNight shiftSchultheis & Panettieri LLP
Hauppauge, NYa month ago- ...ensuring the accuracy, integrity, and timeliness of the organization's financial records and reporting. This position supports month-end close, regulatory reporting, budgeting, and audit activities, while partnering with management to provide meaningful financial insights...RegulatoryPart time
Island Federal Credit Union
Hauppauge, NY5 days ago $100k - $150k
...Panettieri, LLP Position: Audit Manager, Reviewer Job Location... ...their related fringe benefit funds. We have three locations. Our... ...review of engagements Compliance with GAAP Review of tax returns... ..., auditing, and other regulatory matters Preparing position...RegulatoryFull timePart timeLocal areaRemote workHome officeSchultheis & Panettieri LLP
Hauppauge, NY2 days ago- ..., archiving, retrieval, and compliance tracking, as well as provide... ...assistance during inspections and audits. Key Responsibilities... ...internal reviews and regulatory inspections by locating and... ...Competencies Education: Associate's degree (minimum) in Life...RegulatoryMonday to FridayShift work
Trispoke Managed Services Pvt Ltd
Central Islip, NY3 days ago
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Fund Compliance Associate - Regulatory Reporting & Audits. Be the first to apply!
Related searches
- regulatory contract Hauppauge, NY
- regulatory Hauppauge, NY
- regulatory law Hauppauge, NY
- food regulatory Hauppauge, NY
- compliance lead Hauppauge, NY
- pharmaceutical regulatory affairs Hauppauge, NY
- compliance paralegal Hauppauge, NY
- compliance reviewer Hauppauge, NY
- regulatory affairs assistant Hauppauge, NY
- regulatory compliance Hauppauge, NY