Fund Compliance Associate - Regulatory Reporting & Audits
Ultimus Fund Solutions
Ultimus Fund Solutions, LLC is seeking an Associate Fund Compliance Administrator to ensure compliance with financial regulations for its clients. Responsibilities include daily monitoring of fund compliance, assisting during fund audits, and regulatory reporting. The ideal candidate will have a Bachelor's degree in business or a related field and experience in the financial services industry. Strong organizational, analytical, and communication skills are essential for success. #J-18808-Ljbffr Ultimus Fund Solutions, LLC
- Ultimus Fund Solutions in Hauppauge, New York is seeking an Associate Fund Compliance Administrator. This role involves monitoring fund compliance daily and assisting with regulatory reporting. Candidates should have a Bachelor's degree in business administration or related...Regulatory
- The Associate Fund Compliance Administrator is responsible for a portion of the daily, monthly... ...to compliance matters. Fund Audits Provides finalized compliance reporting to external audit firms when... ...information for requests from regulatory agencies, as needed. Regulatory...RegulatoryWork at officeLocal area
$24 - $25 per hour
Job Title : Network Relations Compliance Coordinator Department : Network Relations Reports to : Director of Quality Assurance... ...adherence to Food Bank and regulatory standards. Essential Functions... ...based organizations or government-funded programs is a plus. Physical...RegulatoryFull timeWork at officeFlexible hoursWeekend workAfternoon shift- Ultimus Fund Solutions, LLC is seeking an Associate Financial Administrator I to play a key role in preparing and filing financial reports in compliance with SEC, IRS, and GAAP regulations. You will analyze fund performance and assist with expense budgeting for mutual...SuggestedWork at office
$27 per hour
...Compliance Officer Smithtown - Smithtown, NY 11787 Overview Salary... ...Security Corp. maintains full regulatory compliance across all... ...records, conducting compliance audits, overseeing firearms and equipment... ...training and regulatory reporting processes. Key Responsibilities...RegulatoryHourly payWeekly payFull timeContract workFor subcontractorWork at officeShift work- ...help lead GL posting, financial reporting, P&L reviews, financial analysis, closes, audits, and tax prep. Benefits... ...leverage extensive federal and state fund accounting expertise to manage complex... ...in strict accordance with regulatory guidance and internal policies....RegulatoryContract work
$80k - $115k
Morgan-Stanley is looking for a Compliance Associate in Town of Islip, NY, responsible for advising their fast-growing Private Markets business... ...include developing compliant products, managing regulatory examinations, and training staff on compliance issues. This...Regulatory$80k - $115k
We're seeking someone to join our team as a Compliance Associate in Wealth Management Compliance to advise EquityZen and our quickly growing... ...and overseeing the Firm's management of legal, regulatory and franchise risk. This is an Associate level position within...RegulatoryTemporary work- ...policies, the Risk & Compliance Support Specialist role... ...DCWP") Process Server Audit Program for all New York... ...compliance with all regulatory and legal requirements... ...filing, etc. requirements associated with such laws and... ...and file all required reports for all Traverse Hearings...RegulatoryWork at officeLocal areaMonday to Friday
- ...ensuring the accuracy, integrity, and timeliness of the organization's financial records and reporting. This position supports month-end close, regulatory reporting, budgeting, and audit activities, while partnering with management to provide meaningful financial insights...Regulatory
- ...Generate, validate, and distribute standard and advanced reports from core banking, data warehouse, and third‑party application... ...strategic planning. Ensure data accuracy, integrity, and compliance with regulatory reporting requirements. Collaborate with credit union...Regulatory
$61.81k - $84.99k
...governing controlled substances and regulated products. This role oversees licensing, reporting, recordkeeping, audits, and internal compliance processes related to DEA and other regulatory agency requirements. The position partners cross-functionally with quality,...RegulatoryWork experience placementWork at officeLocal areaWorldwideFlexible hours$70k - $85k
...reconciliations, financial reporting support, and maintaining accurate... ...play a key role in ensuring compliance, improving processes, and... ...Support tax filings, audits, and requests from external... ...GAAP, company policies, and regulatory requirements Identify opportunities...Regulatory$70k - $100k
...for managing certified payroll reporting and labor compliance for prevailing wage and public... ...submissions for government audits, labor compliance audits, and regulatory reviews Monitor project compliance... ...supporting government-funded or public works contracts...RegulatoryContract workTemporary workApprenticeshipWork at officeLocal areaImmediate start$76k - $103k
Cipla is seeking a QA Associate (IT) in Hauppauge, NY, to ensure the compliance and performance of IT systems in a pharmaceutical... ...IT systems, focusing on audit trails, data integrity, and GxP... ...QA experience and knowledge of regulatory standards. This full-time position...RegulatoryFull time$65k - $85k
...Panettieri, LLP Position: Senior Payroll Compliance Auditor Job Locations: Hauppauge, NY &... ...in labor unions and related benefit fund audits seeks experienced Payroll Compliance Auditors... ...to Prepare various schedules and reports and then explain the results to all...Work at officeLocal areaRemote workNight shift$85k - $100k
...Payroll, reconciliations, and liquidity. Reporting: Prepare monthly/quarterly/yearly... ..., close months, oversee financial audits, and assist parent company with all... ...to management and parent company Compliance: Ensure legal and regulatory compliance for finance functions....Regulatory$75k - $85k
...coordinates closings, and ensures compliance for Commercial Loans. The... ..., structure, and financial reporting requirements as necessary to... ...and procedures. Loan Funding . Prepare loan funding/loan... ...equivalent, a plus. Commercial regulatory compliance knowledge, a plus...RegulatoryCurrently hiringWork at office$24 - $25 per hour
Long Island Cares, Inc. is seeking a Network Relations Compliance Coordinator in Hauppauge, NY. This role involves maintaining agency data... ...compliance needs, and conducting site visits to ensure regulatory adherence. The ideal candidate has strong data entry skills, excellent...RegulatoryFull timeWork at office- ...Medford, NY is seeking an Affordable Housing Compliance Specialist to ensure compliance with Low Income... ...regulations. This role involves monitoring regulatory changes, maintaining tenant files, and preparing compliance reports. The ideal candidate will hold a Bachelor’s Degree...Regulatory
- The Senior Customs & FTZ Compliance Specialist supports the Customs Manager... ...Duties and Responsibilities Audit customs entries, including 21... ...entries, for accuracy and regulatory compliance. Identify... ...set-up) requests and related reports to validate correct tariff classifications...Regulatory
$150k - $160k
...accruals and financial reporting, and coordination with... ...review of investment funds, administration of employee... ...for the annual audit; periodically shopping... ...policies, and ensure compliance with federal, state, tax... ...retirement plan, and regulatory requirements. Experience...RegulatoryLocal area- The Associate Financial Administrator I will play a key role in preparing and filing quarterly mutual fund reports in compliance with SEC, IRS, and GAAP reporting regulations, analyzing fund performance... ...statements, reports, compliance, audits, etc. May perform other duties as...Work at office
$100k - $150k
...& Panettieri, LLP Position: Audit Manager, Reviewer Job Location... ...their related fringe benefit funds. We have three locations. Our... ...Detailed review of engagements Compliance with GAAP Review of tax... ...accounting, auditing, and other regulatory matters Preparing position...RegulatoryFull timePart timeLocal areaRemote workHome office- ...deliver high-quality tax planning, compliance, and advisory services to a... ...excellence and ensuring regulatory compliance. Key Responsibilities... ...Represent clients during tax audits and work directly with tax... ...training opportunities funded entirely by the firm to enhance...RegulatorySummer workCasual workWork at officeLocal areaImmediate startFlexible hours
$18.83 - $29.28 per hour
...Senior Financial Center Associate Location: Hauppauge, NY... .../monthly financial center reports, monthly audits, etc. Supports tellers, provides... ...training as required - Compliance, HR, etc. Uses... ...Consistently adheres to regulatory and compliance policies and...RegulatoryWork at officeLocal area- ...various hospital‑wide databases. Create reports, applications and documents from the... ...Qualifications Required Qualifications: Associate’s degree and at least 3 years of administrative... ...complete a 4‑panel drug screen. Meet regulatory requirements for pre‑employment...RegulatoryDaily paidTemporary workWork at office
$60k - $70k
...Opportunity for advancement ~ Paid time off ~ Parental leave ~ Training & development ~ Vision insurance Title: Regulatory Compliance Associate Location: Smithtown, NY (In-Office) Company: CXG ( CXG is seeking a Regulatory Compliance Associate to support...RegulatoryFull timeFlexible hours$95k - $127k
...engineering process assurance and process audits across product development teams. Plan... ..., drive closure of findings, and report compliance metrics. This position is based in Bohemia... ...assessments to ensure compliance with applicable regulatory, industry, customer, and GE Aerospace...RegulatoryWork at officeRelocation package$70k - $100k
...experienced Certified Payroll & Labor Compliance Administrator to join their... ...strong focus on certified payroll reporting, regulatory adherence, and audit readiness. Key Responsibilities... ...Experience supporting government-funded or public works projects preferred...RegulatoryContract workApprenticeshipLocal area
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