Fund Compliance Associate - Regulatory Reporting & Audits
Ultimus Fund Solutions
Ultimus Fund Solutions, LLC is seeking an Associate Fund Compliance Administrator to ensure compliance with financial regulations for its clients. Responsibilities include daily monitoring of fund compliance, assisting during fund audits, and regulatory reporting. The ideal candidate will have a Bachelor's degree in business or a related field and experience in the financial services industry. Strong organizational, analytical, and communication skills are essential for success. #J-18808-Ljbffr Ultimus Fund Solutions, LLC
Vacancy posted 1 day ago
Similar jobs that could be interesting for youBased on the Fund Compliance Associate - Regulatory Reporting & Audits in Hauppauge, NY vacancy
- The Associate Fund Compliance Administrator is responsible for a portion of the daily, monthly... ...to compliance matters. Fund Audits Provides finalized compliance reporting to external audit firms when... ...information for requests from regulatory agencies, as needed. Regulatory...RegulatoryWork at officeLocal area
$90k - $155k
...SummaryWe are seeking a detail-oriented and technically strong Regulatory Reporting director to support the preparation, review, and submission... ...and procedure maintenanceo Internal and external audit requests Assist with implementation and enhancement of regulatory...RegulatoryTemporary workMorgan Stanley
Central Islip, NY4 days ago$65k - $103k
...to join our team as an Associate in Operations to be... ...daily CAT operations reporting needs and operate priorities... ...Business Unit, Legal, Compliance and Technology for... ...accuracy, and compliance to regulatory rules.> Understanding... ...in FINRA Consolidated Audit Trail (CAT) or CFTC (...RegulatoryTemporary work$72k - $141k
...their fullest potential. The Compliance Senior Consultant is a strategic... ...programs, enhancing regulatory responsiveness, and facilitating... ...Support regulatory inquiry and audit responses in partnership with... ...Warranty).Contribute to monthly reporting, rate attestation...RegulatoryFull timeWork experience placementWork at office- Morgan Stanley is seeking a Director-level Regulatory Reporting leader to oversee preparation, validation, and submission of U.S. bank regulatory reports including FFIEC Call Report, FR Y-14A, FR 2644 and FR 2900. The role collaborates with Finance, Treasury, Risk and...Regulatory
- ...Negotiating Ethics Relationship Management Regulatory Compliance Contracting Corporate Governance... ...all aspects of compliance, including reporting ongoing compliance issues and intentional... ...& Securities counsel, Internal Audit, Risk Management, HR, Finance and other...Regulatory
Delek US
Brentwood, NY1 day ago $61.81k - $84.99k
Henry Schein in Melville, NY is seeking a Compliance Specialist responsible for ensuring company operations remain compliant with regulations... ...controlled substances. The role includes overseeing licensing, audits, and internal compliance processes while collaborating with...Regulatory- ...timely processing of payroll in compliance with federal, state, and... ...Review and reconcile payroll reports for accuracy and resolve discrepancies... ...inquiries from employees and regulatory agencies. Manage and maintain... ...payroll/benefits related audits. Ensure payroll records and...RegulatoryLocal areaHome office
$150k - $160k
...management system, leads third-party and regulatory audits (FDA, NSF), and holds final release/... ...Responsibilities QMS & Compliance: Maintain and continuously improve the... ...Product Inspection Testing Regulatory reporting Managing Operations Qualifications...RegulatoryPermanent employmentTemporary workWork experience placementShift workHauppauge, NY2 days ago- ...accounting staff, ensures compliance with applicable accounting standards and regulatory requirements, and... ...financial health and reporting accuracy. II. Essential... ...Public Health Service Act funding and restricted fund... ...on annual audits and serve as liaison to...RegulatoryWork at office
Long Island Select Healthcare Inc.
Central Islip, NYmore than 2 months ago $90k - $200k
Portfolio Analytics, Associate/DirectorMorgan Stanley is looking for a Fund Services Portfolio Analytics Associate or Director... ...provide performance, risk and reporting solutions to key Hedge Fund... ...analytics, middle-office functions, regulatory and financial reporting, and tax...RegulatoryTemporary workWork experience placementWork at office$40 - $60 per hour
...insurance We're currently seeking an additional Compliance Officer to join our team. In this role, you'll provide regulatory compliance services to client broker-dealers,... ...FINRA Series 7 & 24 licenses. This role reports to our Director of Growth and Operations. Compliance...RegulatoryRemote jobHourly payFlexible hours- Morgan Stanley is seeking a Vice President in the Regulatory Controller team within Legal Entity Control, reporting to a NY-based lead. The role focuses on Bank Holding Company regulatory reporting, including FR Y-9C, FFIEC filings, and TIC, with global coordination of...Regulatory
- ...policies, the Risk & Compliance Support Specialist role... ...DCWP") Process Server Audit Program for all New York... ...compliance with all regulatory and legal requirements... ...filing, etc. requirements associated with such laws and... ...and file all required reports for all Traverse Hearings...RegulatoryWork at officeLocal areaMonday to Friday
- ...Vice President (VP), Banking Compliance is a senior leadership role responsible... ...matter expert in bank regulatory compliance with a strong... ...leadership, risk management, and audit functions to ensure effective... ..., and regulatory reporting and analysis. The role plays...RegulatoryWork at officeLocal area
$25k
...at CenterWell Home Health, reporting to the Branch Director, you... ...documentation quality, and regulatory compliance, working onsite in-office.... ...Ensure clinical documentation, audits, and billing meet Medicare,... ...whole-person well-being. Associate benefits are designed to...RegulatoryTemporary workApprenticeshipWork at office$124k - $335k
...and guidance to clients on tax planning, compliance, and strategy. These individuals help... ...standards (e.g. refer to specific PwC tax and audit guidance), the Firm's code of conduct,... ...part of the Global Information Reporting team you are expected to provide exceptional...Full timeH1b- ...apply.Job Description:Conduct operational audits, SOX compliance for assigned areas, and risk... ...opportunities, and support compliance with regulatory requirements. The position requires strong... ...controls, manual controls and key report testing.Coordinate annual SOX process...RegulatoryFull timeLocal area
- ...action effectiveness.Preparation of reports for managementLead the Internal Audit processPrepare and perform annual... ...of multiple departments for compliance.Performs all responsibilities in... ...policies, procedures, and all regulatory standards and regulations.Follows...Regulatory
$70k - $100k
...for managing certified payroll reporting and labor compliance for prevailing wage and public... ...submissions for government audits, labor compliance audits, and regulatory reviews. Monitor project compliance... ...supporting government-funded or public works contracts....RegulatoryContract workTemporary workApprenticeshipWork at officeLocal areaImmediate startHaugland Group LLC
Melville, NY3 days ago$65k - $85k
...Panettieri, LLP Position: Senior Payroll Compliance Auditor Job Locations: Hauppauge, NY &... ...in labor unions and related benefit fund audits seeks experienced Payroll Compliance Auditors... ...to Prepare various schedules and reports and then explain the results to all...Work at officeLocal areaRemote workNight shift- ...Medford, NY is seeking an Affordable Housing Compliance Specialist to ensure compliance with Low Income... ...regulations. This role involves monitoring regulatory changes, maintaining tenant files, and preparing compliance reports. The ideal candidate will hold a Bachelor’s Degree...Regulatory
- ...leader who has managed complex funding streams that include OPWDD... ...sound financial planning, compliance, accountability, and... ...adherence to all statutory, regulatory, and contractual guidelines... ...private grants, including reporting, audit readiness, and compliance....RegulatoryContract workLocal areaRemote workFlexible hours
Careers
Patchogue, NY22 hours ago $110k
...Manager to ensure smooth payroll operations, compliance with all federal, state, and local regulations... ...responding to garnishment and subpoena requests. Audit, Compliance & Regulatory Management: Create and run audit reports to identify potential payroll issues, errors,...RegulatoryFull timeWork at officeLocal areaHome officeMonday to FridayWeekend workAfternoon shiftWhitsons Culinary Group
Islandia, NY22 hours ago- ...ClinChoice is searching for an Regulatory Affairs Consultant Hybrid... ...ensure end-to-end registration compliance and consistency. Provide... ...market. Interface with trade associations and health authorities to secure... ..., obtaining efficacy reports to support product registration...RegulatoryContract workLocal area
- ...assists with document processing, reporting, payment posting, and vendor... ...'s policies, procedures, and regulatory standards. This position is critical to maintaining compliance, accuracy, and efficient daily... ...documented, maintains audit readiness, and assists with internal...RegulatoryWork at officeLocal area
Suffolk Credit Union
Medford, NY12 days ago $61.81k - $84.99k
...governing controlled substances and regulated products. This role oversees licensing, reporting, recordkeeping, audits, and internal compliance processes related to DEA and other regulatory agency requirements. The position partners cross-functionally with quality,...RegulatoryWork experience placementWork at officeLocal areaWorldwideFlexible hours- Morgan Stanley is seeking an Associate, Risk/Policy Management in New York, NY to monitor market risks... ...will analyze risk across public and private funds, enhance data reporting, and contribute to CCAR stress testing and regulatory submissions. Ideal candidates hold a Master’...RegulatoryRemote job2 days per week
- ...Quality Management professional to facilitate the agency’s regulatory compliance across state, local, and federal requirements. You will support... ..., maintaining records, and ensuring documentation for audits, with on-call coverage as needed. A Bachelor’s degree plus relevant...RegulatoryLocal area
- Parker Aerospace is seeking an Import/Export Specialist to ensure compliance with US and international trade laws. You will develop processes, audit procedures, and keep manuals up to date to support global trade. Responsibilities include training staff, analyzing imports...
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Fund Compliance Associate - Regulatory Reporting & Audits. Be the first to apply!
Related searches
- regulatory contract Hauppauge, NY
- regulatory Hauppauge, NY
- regulatory law Hauppauge, NY
- compliance auditor Hauppauge, NY
- vendor compliance Hauppauge, NY
- tax compliance Hauppauge, NY
- medical compliance Hauppauge, NY
- regulatory compliance Hauppauge, NY
- compliance paralegal Hauppauge, NY
- corporate compliance Hauppauge, NY