Senior Sales Compliance & Approvals Lead
Osaic
Osaic in Scottsdale seeks a Sales Supervision Principal to conduct suitability reviews for VA, RILA, FIA, and other investments, ensuring approvals align with firm policies. Under guidance, you will analyze transactions, document findings, and render approval or rejection decisions. The role requires 1–2 years of related experience and FINRA licenses, with a hybrid schedule in the office four days weekly. #J-18808-Ljbffr Osaic
Vacancy posted 2 days ago
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