Regulatory Compliance Analyst - Asset Management
Trinity Capital LLC
A financial services firm based in Phoenix, Arizona is seeking a Compliance Analyst to support its compliance program. This is a critical role for ensuring adherence to regulatory requirements, including the Investment Advisers Act of 1940. Responsibilities include developing compliance policies, conducting assessments, and managing regulatory filings. Candidates should have at least 2 years of experience in a regulatory environment and strong organizational and communication skills. Join us to foster a positive and innovative work culture. #J-18808-Ljbffr
Vacancy posted 4 days ago
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