Senior Compliance Advisor, Financial Services
Imea
Principal Financial Group seeks a Compliance Advisor to join the PSI/PFD Compliance team in Charlotte, NC. You will support a comprehensive program, providing guidance on complex legal and regulatory issues and mentoring junior staff. Responsibilities include research, policy development, regulatory exam support, and partnering with business units to create compliant, efficient processes. Strong communication, analytical, and risk-management skills are essential. #J-18808-Ljbffr Imea
$85k - $145k
Mercer Advisors in Raleigh, NC, is looking for a Wealth Path Wealth Advisor to support regional business development and client service efforts. You will function as a trusted advisor to a portfolio of clients, ensuring retention and onboarding of new clients. The ideal...Senior$85k - $145k
Mercer Advisors is hiring a Wealth Path Wealth Advisor to manage a book of 150-250 clients, focusing on client retention and asset growth... .... Candidates should hold a Bachelor's degree and a Certified Financial Planner designation, with considerable experience in wealth...SeniorMonday to Friday- ...Senior Financial Services Representative at SmartBank. Benefits Medical, dental, vision, life, and disability insurance 401(k) plan with 4% employer match Generous paid time off (PTO), SmartFlex Days, and 11 paid company holidays Paid community involvement Company apparel...SeniorLocal area
- ...candidate will have over six years of experience in Private Banking, a Bachelor's Degree, and the necessary financial licenses. The role demands a proactive approach, a strong network, and expertise in investments and financial services. #J-18808-Ljbffr JPMorgan Chase & Co.Senior
- ...and innovation journey. As a Senior Associate within Consumer &... ...to the firm's risk, controls, compliance, and regulatory requirements.... ...reimbursement, mental health support, financial coaching and more. Additional... ...through a range of financial services, including personal banking,...Senior
$100k - $125k
...Strong computing and programming skills Strong actuarial and financial skills Strong communication skills Can adjust work resources... ...nondiscretionary contribution (3%), and financial counseling services. Health and Wellness - Enjoy competitive medical, vision, and...SeniorRemote jobTemporary workWork at officeFlexible hours- ...banking. We are nationally recognized as an industry leader in financial services, delivering smart solutions to clients across the country.... .... Ability to demonstrate confidence and act as a trusted advisor. Ability to communicate effectively both verbally and in writing...SeniorWork at officeLocal areaDay shift
$92.8k - $127.6k
...Trade Compliance & Freight Senior Analyst Location Arden, NC About Us BorgWarner is a global product... ...international freight cost management, including service levels and rate monitoring Process... ...as needed Cost Management & Financial Administration Support international...SeniorFull timeImmediate startVisa sponsorshipWork visa- ...WealthBridge Financial Group is seeking a results-oriented Senior Wealth Advisor to join our team. In this position, you will engage with clients to understand their financial objectives and provide them with tailored advice and strategies that align with their goals....Senior
- Job Overview A law firm seeks a Financial Regulatory Associate in Raleigh, NC. The role involves advising clients in the financial services sector, focusing on regulatory inquiries, compliance, and product counseling across domestic and international markets. Duties Advise...
- ...comprehensive wealth management and investment products and services for individuals, companies, and institutions. Merrill Wealth... ...life goals through investment advice and guidance. Merrill’s Financial Advisors and Wealth Management Client Associates help clients pursue...TraineeshipWork at officeLocal areaImmediate startShift workDay shift
- 慨正橡扯 seeks an Analytics Solutions Associate to enhance forecasting and reporting in Consumer & Community Banking Finance. The role involves ensuring data integrity in Essbase and delivering reliable outcomes. If you're an analytical individual with strong problem-solving...Senior
- ...on relationship building and business development. Responsibilities include providing fiduciary administration support, ensuring compliance, and engaging with clients to meet their wealth planning needs. Ideal candidates should have a strong background in fiduciary law...Senior
- WealthBridge Financial Group is looking for a results-oriented Senior Wealth Advisor to engage with clients in understanding their financial objectives. In this role, you will provide tailored advice related to investment opportunities, retirement planning, and wealth management...Senior
- Argent Financial Group is seeking a knowledgeable Wealth Advisor to manage and grow relationships with high-net-worth clients. You'll leverage your expertise to provide tailored wealth management strategies and conduct detailed financial assessments. The ideal candidate...Senior
- ...expanding into Raleigh-Durham, NC, and seeking experienced Lead Advisors who have their CFP® certification. In this role, you will act... .... Successful candidates will have at least 6 years of financial planning experience and a strong commitment to integrity. You'...SeniorRemote job
- ...Third Bank is seeking a Wealth Management Advisor II to act as a trusted advisor for... ...positive client experience. With a focus on compliance and risk management, you will develop business... ...with specialists to enhance client service. A bachelor's degree and relevant...Senior
- Career Headhunter LLC is seeking a Wealth Advisor to foster long-term relationships with clients and provide tailored financial advice. You'll manage client portfolios, conduct financial reviews, and identify planning opportunities. This role is ideal for someone with a...SeniorRemote work
- A global consulting firm is seeking a Workday Financials Accounting Center/Prism Consultant in Raleigh, NC. In this role, you will manage teams and ensure effective delivery of payroll, cloud-based HR, and financial management solutions. Key responsibilities include client...Senior
- 慨正橡扯 is looking for a Senior Associate in their Consumer & Community Banking division in North Carolina. This role involves transforming visions into market-ready products while ensuring effective communication and collaboration across teams. You will be responsible for...Senior
$64.2k - $116.4k
...In the Engagement Business Advisor (EBA) – Senior Associate role, you will be... ...and manages engagement level financial and operational activities... ...early to support quality, compliance, and achievement of financial... ...exceptional client service to your stakeholders while...SeniorContract workWork experience placementSummer holidayWork at officeFlexible hours- ...management and investment products and services for individuals, companies, and... ...guidance. Role Specifics As a Merrill Advisor Development Program – Financial Advisor, you will work with high‐... ...prospect building, administrative compliance, and personal development. Organize...Interim roleImmediate startShift workDay shift
- ...management and investment products and services for individuals, companies, and... ...investment advice and guidance. Merrill’s Financial Advisors and Wealth Management Client Associates... ...up, prospect building, administrative compliance, and personal growth and development according...Interim roleWork at officeLocal areaImmediate startShift workDay shift
$28.85 - $33.65 per hour
...comprehensive wealth management and investment products and services for individuals, companies, and institutions. Merrill Wealth... ...life goals through investment advice and guidance. Merrill’s Financial Advisors and Wealth Management Client Associates help clients pursue...Hourly payTraineeshipWork at officeShift workDay shift- Dormont Manufacturing Co is seeking a Financial Planning Assistant to enhance financial planning expertise and support Wealth Advisors. This full-time position requires strong analytical skills and a minimum of 2-3 years of experience in finance. Responsibilities include...SeniorFull time
- ...managing vulnerabilities and conducting assessments. This role requires expertise in AWS and various security frameworks to support compliance programs. The ideal candidate has experience in information security and the ability to work in collaborative settings. Benefits...Senior
- Dormont Manufacturing Co is hiring a Senior Relationship Banker in Durham, North Carolina. This role is primarily responsible for traditional... ...duties. The ideal candidate should have strong customer service and communication skills, along with a high school diploma or...Senior
$82.2k - $123.2k
...a Corporate Finance Analyst-Senior to join their Columbus, OH office... ...hybrid role requires strong financial modeling skills across all... ...crucial role in managing financial services, fostering relationships with... ...partners, and ensuring compliance with regulatory requirements....SeniorWork at office- A national financial advisory firm is seeking a Lead Advisor in North Carolina. In this full-time role, you will act as a Personal CFO for clients, manage wealth management plans, and leverage resources to help clients meet their financial goals. Candidates must have a...SeniorFull timeWork at office
- ...and reporting cycles. You’ll partner with finance stakeholders to deliver accurate, timely submissions and continuously improve how financial data is managed. If you enjoy solving problems, working cross‑functionally, and turning data into insight, this role is for you....Senior
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