Chief Derivatives Compliance Officer
$255k - $300kRobin Hood
Robinhood is seeking a Chief Compliance Officer for its Derivatives Compliance team in New York. This leadership role involves overseeing compliance programs aligned with CFTC and NFA regulations. The ideal candidate should have over 8 years of experience in financial services compliance, including work with futures and derivatives, and should hold an active FINRA Series 3 license. Responsibilities include advising on regulatory requirements, leading regulatory interactions, and developing compliance policies. The expected salary range for this role is between $255,000 and $300,000 USD. #J-18808-Ljbffr
- ...Somi AI is looking for a Chief Compliance Officer (CCO) in Chicago, IL. You will lead the derivatives compliance program, ensure adherence to CFTC and NFA regulations, and serve as the primary contact for regulators and internal partners. The ideal candidate has over...SuggestedFlexible hours
$255k - $300k
...Expectations are high, and so are the rewards. The Robinhood Derivatives (RHD) Compliance team oversees regulatory compliance for our futures,... ...while maintaining regulatory integrity! As Chief Compliance Officer (CCO) of RHD, you will lead the design, implementation...SuggestedWork at officeFlexible hoursShift work- Chief Compliance Officer (DCO) / Chief Regulatory Officer (DCM) CFTC-Regulated Business Unit (DCM & DCO) Location: Chicago, IL. Fully remote... ...spanning Designated Contract Market (DCM) and Derivatives Clearing Organization (DCO) operations. You will serve as...SuggestedOdd jobContract workWork at officeRemote work3 days per week
$200k - $225k
...divisions. Headquartered in Los Angeles, California with over 100 offices and more than 80 correspondent offices, our commitment to... ...growth. Our Chicago office is hiring an experienced Chief Compliance Officer of the Futures Division. The position is responsible...SuggestedWork at officeLocal areaFlexible hours$155k
...Chief Compliance Officer – To $155K – Franklin Park, IL – Job # 3443 Who We Are The Symicor Group is a boutique talent acquisition firm based in Lincolnshire, IL & Rockport, TX. Our nationally unique value proposition centers around providing the very best available banking...Suggested- ...00 employees and sales, engineering, and manufacturing locations in North America, Europe, Middle East, and Asia, seeks a Chief Compliance Officer in its Chicago headquarters. Reporting directly to the General Counsel, the Chief Compliance Officer will develop, implement...
$300k - $350k
...The Head of Compliance is responsible for designing, implementing, and overseeing the firm's enterprise-wide compliance program for its... ...and professionalism. Intermediate proficiency in Microsoft Office Suite and ability to learn new tools quickly. Annual Base Salary...Full timeTemporary workWork at office- ...Chief Compliance Officer (CCO) About the Company Internationally renowned digital asset platform Industry Financial Services Type Privately Held About the Role The Company is in need of a Chief Compliance Officer to take on a pivotal role in leading...
- ...Chief Compliance & Integrity Officer (CCIO) About the Company Well-ranked pediatric healthcare provider Industry Hospital & Health Care Type Non Profit Founded 1900 Employees 1001-5000 Categories Hospitals & Clinics Children Health...
$175k - $200k
...Description Job Description Director of Compliance Location: New York, NY 10005 or... ...leaders, technology teams and the Chief Compliance Officer to build a compliance framework that... ...with at least 5 years in an options/derivatives trading environment Series 7/57 and...Work at officeFlexible hours$300k - $350k
A prominent real estate firm in Oak Brook, IL is seeking a Head of Compliance. This role is responsible for designing and overseeing compliance programs, advising leadership on regulatory risks, and ensuring adherence to SEC regulations. The ideal candidate has 10-15 years...- ...Senior Vice President, Legal and Chief Compliance Officer (CCO) About the Company Nationally recognized healthcare services organization Industry Hospital & Health Care Type Privately Held About the Role The Company is in search of a Senior Vice...
- ...Chief Compliance Officer The Chief Compliance Officer oversees the day-to-day BSA/AML responsibilities within the Compliance Department, and is accountable for the Department's performance as a whole. Responsibilities will include but are not limited to: Creating...Work at office
$200k - $225k
...Head Of Broker Dealer Compliance DriveWealth is on a mission to make... ...our New York or Chicago office to support our multi-asset, fast... ...environment. Reporting to the Chief Compliance Officer, you will... ...margin, securities finance, and derivatives. ~ Required FINRA Series 7...Full timeWork at officeWorldwide$150k - $180k
...Director of Compliance Hybrid Schedule $150,000 – $180,000 Base Our client, a well-established financial services organization, is seeking a Director of Compliance to play a key role in overseeing and enhancing its compliance program. This position offers significant...Full timeTemporary workLocal area$160k - $200k
...Licensed Customs Broker (LCB) with a passion for global trade compliance and freight forwarding ? LOGISTEED-America is a global... ...Locations: This is a hybrid/remote position based out of one of our offices in: Monterey Park, CA; Fullerton, CA; Forest Park, GA; Elk...Full timeRemote work- ...Job Description Growing broker dealer client is seeking a Senior Futures Compliance leader to oversee its U.S. FCM, IB, and GIB activities. This role manages a small advisory team professionals. Responsibilities: Lead U.S. FCM compliance oversight and supervise...
$171.7k - $300.5k
...and exceptional service. The Global Head of Wealth Compliance is responsible for leading, developing, and executing the... ...professionals and reports directly to the Global Chief Compliance and Ethics Officer (CCEO). Key Responsibilities: Partner with the...Local areaFlexible hours- ...will also be instrumental in ensuring the company navigates the regulatory landscape effectively, minimizing risk, and maintaining compliance. Applicants for the Head of Policy position at the company should have a strong background in public policy or legal experience,...
- ...and registration of its products. This critical role involves the development and execution of regulatory strategies that ensure compliance with regional and global requirements, particularly those set forth by regulatory authorities. The successful candidate will be responsible...
- ...Smarkets is looking for a Chief Compliance Officer to lead compliance efforts for its Chicago-based CFTC-regulated business. This senior role involves designing and implementing compliance programs while working closely with the CEO and board. The ideal candidate has...Remote work
- ...Chief Commercial Officer (CCO) About the Company Prominent intermodal equipment company Industry Transportation/Trucking/Railroad Type Privately Held About the Role The Company is in search of a Chief Commercial Officer (CCO) to join its executive...
- ...Executive Director of FCM Compliance Advisory About the Company Well-established broker dealer Industry Insurance Type Privately Held About the Role The Company is seeking an Executive Director for FCM Compliance Advisory. The successful candidate...
- ...Chief Commercial Officer (CCO) About the Company Promising biotechnology company Industry Biotechnology Type Privately Held About the Role The Company is in search of a Chief Commercial Officer to lead its commercial strategy and drive growth through...
- ...Chief Commercial Officer (CCO) About the Company Disruptive provider of environmental services Industry Environmental Services Type Privately Held, Private Equity-backed About the Role The Company is seeking a Vice President of Sales & Marketing...
- ...A leading talent acquisition firm is searching for a Chief Compliance Officer to manage compliance activities at a financial institution in Franklin Park, IL. This role involves overseeing compliance programs, conducting training, and ensuring adherence to banking regulations...
$170k - $200k
A major securities and investment firm is seeking an SVP, Chief Compliance Officer for the Futures Division in Chicago. This role entails overseeing compliance functions and ensuring adherence to regulatory requirements within the Futures Commission Merchant. Ideal candidates...- The National Manager Safety and Compliance is responsible for leading the overall safety strategy across all company operations, ensuring consistent compliance, risk reduction, and a strong safety culture. This role drives the development and implementation of standardized...For contractorsLocal areaFlexible hoursNight shift
- Good Trouble Bourbon Are you a bourbon enthusiast and troublemaker? Join our growing team at Good Trouble Bourbon and help drive sales and brand recognition at our rapidly growing company. The Heartbeat of the Brand Mission Build and activate the Good Trouble...Full timeFor contractors
$180k - $230k
...Sr. Director of Compliance, Futures Commission Merchant (FCM) Chicago or Remote* JOIN US ON OUR MISSION TO BECOME THE #1... ...Director or Sr. Director, FCM Compliance to serve as the Chief Compliance Officer's deputy and primary partner in executing and scaling the...Work at officeRemote workWorldwideMonday to FridayFlexible hours
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