Series 7 Licensed Brokerage Client Services Associate
Alpaca
Alpaca, a US-headquartered fintech, is hiring for a role supporting broker partners and clients within a fast-paced, remote team. The candidate will handle operations, ACATs, and on-boarding tasks, working across multiple internal groups to resolve issues and ensure accurate paperwork. Requirements include 1-2 years in securities, FINRA Series 7, and strong communication. The role offers stock options and a competitive benefits package in a distributed work environment. #J-18808-Ljbffr Alpaca
- ...to providing exceptional client service and personalized financial... ...Client Service Associate who is adaptable, detail-... ...Qualifications Required Active FINRA Series 7 and Series 66 licenses, or Series 7, 63, and 65... ...in wealth management, brokerage, or financial services. Strong...SuggestedWork at office
- Financial Advisory Partners in Bellevue, WA seeks a Registered Client Service Associate to join a collaborative wealth management team. The role... ...effectively coordinating with clients and custodians. FINRA licenses are required. #J-18808-Ljbffr Financial Advisory PartnersSuggested
$500 per month
...global leader in agent-first brokerage infrastructure for stocks,... ...subsidiaries, Alpaca is a licensed financial services company, serving hundreds... ...Things You Get To Do: Assist clients and broker partners by... ...securities industry. FINRA Series 7 license Strong...SuggestedRemote workHome office- ...Description Job Summary The Client Service Associate plays a vital role in... ...Previous experience in a brokerage, wealth management, banking... ...financial services industry. Licenses/Certifications Required... ...) certification. FINRA Series 7 and/or Series 66 licenses,...SuggestedFull timeWork at officeRemote workMonday to Friday
$35.15k - $90k
...Analysts provide exceptional service to our clients and support Financial... ...unregistered Client Service Associate responsibilities at the request... ...preferredActive Series 7 (GS), and Series 66 (AG/RA... ...requiredAdditional product licenses may be requiredKnowledge/SkillsKnowledge...SuggestedTemporary workWork experience placementLocal area$60k - $70k
...Registered Client Service Associate Oppenheimer & Co. Inc.'s Private Client Division is currently... ...~ FINRA Registrations: Series 7 and 63/65 (or 66) required (within first... ...a sales assistant/CSA in a corporate/brokerage environment ~ Possess a high degree...Full timePart timeLocal area$35.63k - $85k
...Registered Client Service Associates provide exceptional service to our clients and support Financial Advisor(s) (FAs)/ Private Wealth Advisor(... ...School Diploma/Equivalency College degree preferred Active Series 7 (GS), and Series 66 (AG/RA) or Series 63 (AG) and Series 6...Temporary workWork at officeLocal area$60k - $70k
...career in financial services, Coldstream offers an... ...management teams. As a Client Service Associate, you'll play an... ...hybrid work environment, 7:00am - 4:00pm, in office... ...process: Opening brokerage accounts,... ...training/certification/licensing/dues reimbursement plus...Temporary workWork at officeWork from home$70k - $95k
Overview Client Service & Operations Associate — Wealth Management Company: One Oak Wealth Management Location... ...3-5 years in wealth management, brokerage, or private banking operations... ...Wealthbox, or Salesforce a plus) SIE licensing and LPL Financial experience preferred...Work at office- ...Management, offers U.S. based clients and their advisors the personalized service of a dedicated wealth management... ...’ specific needs.As a Client Associate in J.P. Morgan Advisors, you... ...degree or equivalent experience Series 7 & 66 licenses upon hire or must successfully...Local area
$55k - $95k
...Client Service Associates provide exceptional service to our clients and support Financial Advisor(s) (FAs)/ Private Wealth Advisor(s) (PWAs)/... ...Industry experience is a plus Willingness to obtain Series 7 (GS), and Series 66 (AG/RA) or Series 63 (AG) and Series 6...Full timeTemporary workWork at officeLocal area$30 - $36 per hour
...ethics, delivering outstanding service to our clients, and encouraging a friendly... ...Securities Representative (Series 7) Exam and Uniform... ...3/65) or ability to obtain licensing. Significant knowledge of securities... ...as a Registered Client Associate is preferred. Post‑secondary...Hourly payWork experience placement$365k - $420k
...is based on collaboration, dedication to serving our clients, and mutual respect. We are regularly recognized for... ...tax controversy matters before the Internal Revenue Service.We are seeking an experienced associate with 4-6 years of relevant transactional experience in...Full time- ...D.A. Davidson in Seattle, WA is seeking a capable Client Associate to join our high performing team. This role requires meticulous attention... ..., the ability to juggle multiple requests, and strong client service skills in a confidential environment. You will support...
$80k - $85k
...Client Service Associate Invesco is searching for qualified candidates to join the Americas Client Service team. This role will specifically focus on servicing our Separately Managed Accounts business out of our Seattle office. Responsibilities of the Role: Responsible...Work at office$22.64 per hour
...Client Services Associate Renton, Washington, United States Mailroom Associate The Mailroom Associate will report to the Client Services Supervisor, Client Services Manager, or equivalent leadership. Job Overview: The Mailroom Associate provides exceptional...Temporary workWork experience placementImmediate startFlexible hours$50k - $65k
...Client Service Associate At Edelman Financial Engines (EFE), our purpose is to guide people with the financial advice they need to thrive. We believe that every dollar saved represents a lifetime of hard work and aspirations, and every dollar invested has a job to...$29 - $33 per hour
...RH Client Services Associate RH at its core is about taste, and we believe the idea of scaling taste is large and far reaching. The RH brand attracts the best designers, artisans, manufacturers and talent in our industry, scaling and rendering their work more valuable...Hourly payFull timeWork at officeLocal area- A financial services firm in Seattle is seeking a Client Service Associate to provide operational support and enhance client communication. The role requires strong attention to detail and organizational skills, suitable for those with experience in a collaborative financial...
$20 - $25 per hour
...go-getters to bring our participant and client experience to the next level. Our mission... .... If you love providing excellent service, innovating the way benefits are administered... ...___ About The Role As a Client Services associate you will represent Navia in a professional...Work at officeWork from homeShift work- A leading benefits service provider in Bellevue, WA, is seeking a Client Associate to support its account teams. This role involves learning about the employee benefits Client Service Cycle and assisting in client-related tasks. Key skills include communication, adaptability...Flexible hours
$55k - $95k
A leading financial services firm in Seattle seeks Client Service Associates to enhance client relationships and provide exceptional support to Financial Advisors. Ideal candidates should possess strong organizational and interpersonal skills, with a high school diploma...- Resource Manager & Handling Invesco/Jeffco Public Schools/Seattle Public Schools/Community Transit Direct Client Role Client Service Associate Seattle WA Invesco 6 Months 4 days onsite Job Description Summary The SMA Client Service team partners with the portfolio management...
$22.64 per hour
Reports To: Client Services Supervisor, Client Services Manager, or equivalent leadership. Job Overview The Mailroom Associate provides exceptional mail and shipping/receiving services, delivering operational functions in the following areas: processing inbound/outbound...Hourly payTemporary workWork experience placementWork at officeFlexible hours- We are seeking a Senior Client Service Associate to support one of our client's largest advisor teams and serve as both a relationship leader and the operational “COO of the team.” This is a high-impact role for a seasoned professional who excels at client service, workflow...Work at office
$79k - $108k
...and investment solutions with highly personalized client experience. We are a modern independent firm... ...across advisory, investment, operations, and client service teams. Role Summary The Senior Client Service Associate is an experienced client service professional who...Work at officeRemote work3 days per week1 day per week- A leading investment management company in Seattle is seeking a Client Services Associate to join their team. This role offers a hybrid work model, requiring on-site presence 3-4 days a week. The successful candidate will provide operational support and ensure outstanding...Full timeContract work3 days per week
- Our client, a growing Registered Investment Advisor (RIA) serving high-net-worth clients, executives, and professionals, is seeking a Client Service Associate to support their advisory team. This is a client-facing operational role critical to the firm’s day-to-day service...
- Gallagher is seeking a Client Associate to support account teams and deliver exceptional service to Gallagher’s clients. You will learn the business, work alongside experienced teammates, and gain hands-on experience to make client-related decisions. You''ll support renewal...
$63k - $86k
...and investment solutions with highly personalized client experience. We are a modern independent firm focused... ...across advisory, investment, operations, and client service teams. Role Summary The Client Service Associate partners with Wealth Advisors and internal teams to...Work at officeRemote work3 days per week1 day per week
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