Trade Surveillance Analyst
Huron Consulting Group Inc
Huron is redefining what a global consulting organization can be. Advancing new ideas every day to build even stronger clients, individuals and communities. We’re helping our clients find new ways to drive growth, enhance business performance and sustain leadership in the markets they serve. And, we’re developing strategies and implementing solutions that enable the transformative change they need to own their future.As a member of the Huron corporate team, you’ll help to evolve our business model to stay ahead of market forces, industry trends and client needs. Our accounting, finance, human resources, IT, legal, marketing and facilities management professionals work collaboratively to support Huron’s collective strategies and enable real transformation to produce sustainable business results.Join our team and create your future.This is a great opportunity for a true career contractor with a focus in Trade Surveillance and is happy about a Hybrid work schedule located in Midtown NYC. Please review the details below and if this is you, please apply! Contract Based Opportunity3 months or longerHybrid ScheduleClear trade alerts that have been backed up due to a change in trade surveillance systems. Conduct daily surveillance to ensure compliance with appropriate rules, regulations, and firm policiesPerform research and investigations to identify the reason for potential violationsDocument research results and escalate violations and/or suspicious activity according to firm policy and regulatory requirementsLiaise with Information Technology and Senior Management in the development, review, and clearing of surveillance modelsPosition LevelConsultantCountryUnited States of AmericaSummaryLocation: New York-New York CityType:
$120k - $140k
DescriptionKforce's client, a top 3 global investment bank, is seeking a Trade Surveillance Analyst for its New York, NY headquarters (midtown). The work schedule is 3/2 or 4/1 hybrid. Responsibilities will focus on daily trade surveillance of equities and equity derivatives...Surveillance- ...fastest growing office, with further exciting hires planned as they move into new office space there. They are looking for a Trade Surveillance specialist with strong technical skillset to join their team. You will assist in running and building the trade surveillance...SurveillanceFull timeWork at office
- ...Midtown, Manhattan area. They have an immediate need for a Trade Analyst to join their team. This position is a full-time contract role... .... -Support employee personal trading and compliance surveillance. -Conduct periodic compliance reviews, including communications...SurveillancePermanent employmentFull timeContract workWork at officeImmediate startRemote work
- ...building Sei, the fastest EVM blockchain in the world designed for trading. We're building a decentralized Wall Street. We're a lean,... ..., Google, etc.) About the role As our first trading Surveillance Analyst, you will be a founding member of the DCM's market regulation...SurveillanceRemote jobFull timeShift work
- ...seeking to add a CLO Tranche Investment Analyst to its Global Fixed Income Group. Current... ..., relative value analysis, and ongoing surveillance to support investment decisions across primary... ..., and capital structures to support trade ideasAssess impact of resets,...SurveillanceLocal area
- ...performs in-depth research and analysis of market, credit, and trading data to identify risks, develop mitigation processes, and... ...Key Responsibilities: Liaise with market risk, financial surveillance, and other departments to familiarize others with counterparty...SurveillanceFull time
- The Principal Analyst in Transparency Services Equities is responsible for monitoring and responding to real-time trade report and data dissemination issues. This role coordinates... ...associated data, regulations and/or market surveillance business processes is required....SurveillanceFull timeTemporary workFor contractorsFor subcontractorLocal areaImmediate start
- ...participants worldwide.As the Securities Valuation Analyst on our PricingDirect Derivatives team,... ...service quality through daily market surveillance, communication with market makers,... ...ensuring data quality.Collaborate with trading desks, market participants, and research...SurveillanceDaily paidWorldwide
$150k - $200k
...offices on six continents.As a Research Analyst, you are a key member of Western Asset’s... ...portfolios meet liquidity guidelines, support trade execution readiness, and contribute to... ...for money market funds, including daily surveillance of credit ratings, preparation of formal...SurveillanceWork at officeLocal areaWorldwide- ...and knowledge discovery for all phases of surveillance strategic and analytical development... ...The senior principal strategic research analyst is responsible for participating and/or... ...maintain, and those in which they control trading or have a financial interest (including...SurveillanceFull timeTemporary workFor contractorsFor subcontractorLocal areaImmediate start
- ...is searching for a Technical Business Analyst for a contract assignment with one of our... ...situations gracefully. Experience in trade lifecycles and asset classes, Equity, Fixed... ...Futures Understanding of Compliance surveillance platforms (Actimize, MANTAS, SunGard,...SurveillanceContract workWork experience placement
- The Senior Principal Research Analyst in Regulatory Operations Analytics is responsible... ...and enhancement of FINRA’s cross-market surveillance program.Work across delivery teams to deliver... ..., and those in which they control trading or have a financial interest (including...SurveillanceFull timeTemporary workFor contractorsWork experience placementFor subcontractorLocal areaImmediate start
$150k - $175k
...We are looking for a sharp, curious analyst to work directly with portfolio managers... ...Maintain portfolio positioning, carry, trade activity, and composition; coordinate with... ...across all covered markets. Research & Surveillance Monitor portfolio holdings for default...SurveillancePermanent employmentWork at office$170k - $220k
...amendments or waivers. Portfolio monitoring: Active management and surveillance of existing portfolio credits including reviewing financial... ...and source differentiated deal flow. Secondary trading: Be proactive and thoughtful around client portfolio demand and...SurveillanceLocal areaShift work$115k - $140k
...highly motivated and proactive Research Analyst to join the Municipal Fixed Income team... ...idea generation, scenario analysis, and surveillance of portfolio risks. Establish and maintain... ...who enjoys working in a fast-paced trading desk environment, with the ability to independently...SurveillanceLocal areaShift work- ...Technologies, Inc. is seeking an experienced risk analyst to conduct in-depth research and analysis of market, credit, and trading data to identify risks and develop... ...appropriate while collaborating with market risk, surveillance, and other departments. #J-18808-Ljbffr...Surveillance
$110k - $115k
...management teams.Excellent PowerPoint and Excel skillsGood credit skillsPrevious working experience securitization and in particular trade receivable securitizationThe typical base pay range for this role is between $110K - $115K depending on job-related knowledge,...Full timeWork experience placementWork at officeLocal areaRemote work- ...insight to help them succeed in the new energy transition. About the Role: This is a front-office position on our Power & Gas trading desk, with a primary focus on natural gas markets and exposure to North American power markets. You'll work alongside experienced...Full time
- ...Geneva, Lisbon, Porto, Casablanca, Madrid and Singapore. Context : A global financial institution is building out its New York trade control function for equity derivatives and structured products, complementing an established team based in Paris. This is a hands-...Full timeWork at office
$110k - $125k
...global commodities business that is able to offer services to clients spanning derivatives risk management and advisory, physical trading and logistics and structured finance products.This position is available to be based in Calgary, Canada.THE TEAM The Commodities North...Full timeTemporary workPart time$200k - $300k
...to express views on real-world events by trading on outcomes across politics, economics,... ...RolePolymarket is looking for a Sr Data Scientist / Analyst, Fraud & Risk to proactively prevent and... ...forensics(Plus) Experience with trade surveillance, market manipulation detection, or AML(...Surveillance- ...Job Description:- Our client is seeking a Technical Business Analyst with 7 15 years of capital markets experience to support a critical fixed income and trade surveillance initiative. You will gather regulatory and business requirements, translate them into detailed...Surveillance
$155k - $285k
Senior Quantitative Analyst - Interest Rate Modeling & Risk Analytics Location New... ...valuation services, portfolio management and trading platforms, as well as the daily workflow... ...sales to create high impact valuation, surveillance and risk management tools for both...SurveillanceTemporary workFor contractorsWork experience placement$130k - $160k
Electronic Communications Surveillance Analyst Location New York Business Area Legal, Compliance, and Risk Ref # 10054221... ...messaging platformsIdentify indicators of market abuse, insider trading, bribery and corruption, conflicts of interest, misconduct,...SurveillanceTemporary workFor contractorsWork experience placement- ...Job Title: Trading Risk and Control Associate Job Description: Role Description The Trading Risk & Control group in Capital... ...Delivery Interact with a larger team which includes financial analysts, quants, and traders Solve problems quickly and...Full timeWork experience placement
$105k - $117k
...Summary of Responsibilities : The Global Trade Business Execution Team – Associate (“BE Associate”) will be an integral part of the Global Trade Finance New York team, and will serve as the primary liaison between the Front and Back office. The Global Trade Business...Work at office$110k - $125k
...markets. Whether you're interested in planning complex deals; trading on the moment-to-moment movements of the capital markets; analyzing... ...strategies. The SPG Trading team is looking for an experienced Analyst to Associate level candidate to join the team. Primary...Temporary workWorldwide- ...Management and Compliance is all about thinking outside the box, challenging the status quo and striving to be best-in-class.As an Trade Credit Risk Associate in Trade Credit Risk, Wholesale Credit Risk, you provide independent credit judgment and constructive challenge...
$175k - $200k
...Title: Head of Fixed Income Operations & Trade Lifecycle Controls Office Status: Hybrid – New York, NY Base Salary: $175k... ...including Possession or Control, 17a-5, transaction reporting, and surveillance Review daily controls across credit and rates vendor...SurveillanceFull timeWork at office$70k - $95k
...to help them succeed in the new energy transition Due to growth-driven expansion of its Commodity Sales & Trading group, Karbone is seeking an Analyst to join its Operations & Risk team. Responsibilities: Support North American Commodity Desks across RECs...Contract work
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