Compliance Analyst
Cetera Financial Group
Cetera Financial Group Inc. in Dallas, TX seeks a Compliance Associate to support regulatory compliance across field and home office teams. You will review inquiries, analyze transactions, and help ensure adherence to laws and firm policies. The role requires FINRA Series 7 and 24 registrations, 1–3 years of BD compliance experience, and strong communication skills, with a focus on independent, collaborative work and timely problem resolution. #J-18808-Ljbffr
Vacancy posted 8 hours ago
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