Executive Vice President, Compliance
Confidential
Executive Vice President, Compliance
About the Company
Innovative financial technology (FinTech) company
Industry
Financial Services
Type
Privately Held
About the Role
The Company is seeking an Executive Vice President for Compliance, a pivotal role within the organization. The successful candidate will be a key leader, deeply embedded in the company's strong culture and with a clear focus on the future. This executive will be responsible for the oversight and maintenance of compliance, with a particular emphasis on federal and state lending regulations and banking requirements. The role demands a professional who can work effectively with counterparts, and is adept at organizing, planning, and executing day-to-day operational compliance activities. The ideal candidate for this role at the company will have a proven track record in a similar leadership position, with a strong understanding of the regulatory landscape in which the business operates. Experience in a dynamic, fast-paced environment, particularly within the Fintech or digital finance sector, is highly valued. The role requires a strategic thinker who can ensure that the company's compliance practices are not only in line with current regulations but also support the company's innovative and growth-oriented approach to the market. A background in consumer and small business credit, as well as a deep knowledge of various financial products and services, is essential. The company is a well-established, profitable, and respected player in the industry, and the EVP of Compliance will play a critical role in its continued success and expansion.
Hiring Manager Title
Chief Risk Officer
Functions
- Finance
- Legal
- ...Executive Vice President, Finance and Operations About the Company Prominent financial services company specializing in investment management... ...management, operational performance, and regulatory compliance of its self-clearing proprietary broker-dealer and affiliates...Suggested
- ...leadership in administrative infrastructure, business operations, workforce oversight, and organizational compliance systems. The CAO will be a core member of the Executive Management Team, ensuring that the company's administration is in full alignment with its mission,...SuggestedContract workLocal area
- ...Officer (COO) About the Company Pioneering provider of FERC compliance software for the U.S. regulated energy industry Industry... ...change environments, strong financial acumen, and a hands-on, execution-oriented approach. The role demands an exceptionally organized...Suggested
$100k
...role supports our CVP of Operations by turning priorities into execution, driving cross-functional programs forward, and making sure... ...Administration Regulations (EAR), the Company is required to ensure compliance with these laws when transferring technology to nationals of...SuggestedPermanent employment$170k - $190k
...Executive Director Fulltime - Salary Pay Range: $170,000.00 - $190,000.00 Exempt Schedule: Flexible as Needed Make a... ...activities, quality assurance, financial management, regulatory compliance, and all other aspects of community operations. BENEFITS...SuggestedFull timeWork experience placementWork at officeLocal areaFlexible hoursShift workWeekend workAfternoon shift- ...Vice President, Compliance Operations About the Company Leading insurance firm for wealthy individuals & high net worth families Industry... ...high-risk, transaction-based compliance activities are executed with precision, consistency, and regulatory rigor. The VP...
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- ...Vice President, Healthcare Underwriting About the Company Globally-renowned financial institution Industry Banking Type... ...as a service wire transfers real time payments and compliance Business Classifications ~ B2B About the Role The...
- ...Vice President of Revenue Operations About the Company Innovative provider of payment... ...Information Technology & Services Compliance & Certifications Technology Payments... ...responsibilities include partnering with executive and GTM leaders, owning global...
- ...Vice President of Cybersecurity Operations About the Company Enterprise leader overseeing... ..., risk management, cloud security, and compliance. Industry Hospital & Health Care... ...Cybersecurity Operations to take on an executive-level leadership role. The successful...Remote work
- ...Vice President of Bill Review Operations About the Company Innovative healthcare solutions... ...repricing payment integrity compliance management healthcare ecosystem and... ...candidate will be responsible for setting and executing operational priorities, ensuring the...
- ...Vice President of Technology About the Company Reputable manufacturer & marketer of high... ...all technical initiatives, ensuring compliance with local, national, and international... ...will be responsible for developing and executing a comprehensive R&D/TS&D strategy that...Local area
- ...Vice President, Product Management, Quality About the Company Ambitious provider of healthcare compliance & credentialing solutions Industry Internet Type Privately Held, Private Equity-backed Founded 2006 Employees 1001-5000 Categories...
- ...Vice President of SOX Compliance About the Company A pioneering asset management organization focused on compliance and operational excellence. Industry Investment Management Type Privately Held About the Role The Company is seeking a Vice President...
- ...Vice President of Quality & Compliance About the Company Fast-growing provider of in-home healthcare services Industry Hospital & Health... ...as the compliance authority, partnering with the CEO, executive team, and Board of Directors to shape the systems, processes...
- ...Vice President, Medical Affairs, Regulatory Affairs & Clinical Operations About the Company... ...Affairs, and Clinical Operations. This executive leadership role is pivotal in driving... ...leading multidisciplinary teams, ensuring compliance with global regulatory requirements,...
- ...Vice President, Sales Operations About the Company Innovative provider of leave management... ...accommodations management and leave compliance About the Role The Company is... ...aspects of the sales organization. This executive role is pivotal in driving the go-to-market...
- ...Vice President, Global Privacy About the Company Esteemed life science company developing... ...privacy strategy, governance, and compliance framework. The successful candidate will... ...the General Counsel and other senior executives on global privacy, data protection,...Remote workWorldwideFlexible hours
- ...Vice President of Sales, Life About the Company Globally recognized provider of software... ...~ fintech ~ and financial and compliance Business Classifications B2B... ...the North American Life vertical. This executive will be a key member of the regional sales...
- ...Vice President of Talent & Culture About the Company Industry-leading provider of cloud-based compliance software Industry Computer Software Type Public Company Founded 2004 Employees 5001-10,000 Categories Enterprise Application Accounting...
- ...Vice President of Tax About the Company Innovative provider of specialty re/insurance services Industry Insurance Type... ...seeking a Vice President of Tax to lead its tax strategy and compliance efforts. The successful candidate will be responsible for the...Local area
- ...efforts. Additionally, they serve as ambassadors for the organization, contribute to strategic planning, and ensure legal and ethical compliance. The ideal candidate for the Board Member position at the company will have a passion for the organization's mission and a...
- ...expanding client relationships, and actively engaging in the community.Lead and oversee assurance engagements, ensuring quality, compliance, and timely delivery.Manage engagement scope, fees, budgets, and deadlines while maintaining strong client communication.Serve as...Full time
$85k - $100k
...Lumotive Inc in Milpitas is seeking a Talent Acquisition and Human Resources Specialist to manage talent sourcing, HR operations, and compliance. This role requires at least 7 years of HR experience and expert proficiency in Lever’s Applicant Tracking System. You will...- ...that OKR business owners drives creation of program roadmap and execution plans across all phases of planning, discovery, development,... ...indicators of transformational need to drive productivityAd-hoc compliance activities and regulatory findings program managementEmployee...Temporary workImmediate start
$171.9k - $289.9k
...customized end-to-end enterprise solutions for your customers.Engage executive and technical stakeholders to present strategic roadmaps, ROI,... ...at least the date and time stated above in Pacific Time, in compliance with Colorado pay transparency regulations. If this role does...Full timeTemporary workLocal areaWorldwide- ...and let’s shape the future of data.Job DescriptionThe Deputy Chief Compliance Officer serves as the Chief Compliance Officer’s principal deputy and is responsible for overseeing the operational execution of the company’s global Ethics & Compliance program. This...Temporary workWork at officeImmediate startWorldwideFlexible hoursShift work
- ...Vice President, Deputy General Counsel About the Company Innovative provider of business process outsourcing (BPO) services Industry... ...and provide day-to-day counsel in the areas of privacy, compliance, product legal, and artificial intelligence. The successful candidate...
- ...Executive Director, Regulatory Affairs About the Company Esteemed company developing medicines for inflammatory & autoimmune diseases... ...strategic mindset that balances scientific rigor, regulatory compliance, and commercial impact. Hiring Manager Title SVP, Chief...
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