Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Executive Vice President, Compliance

Confidential

Executive Vice President, Compliance

About the Company

Innovative financial technology (FinTech) company

Industry
Financial Services

Type
Privately Held

About the Role

The Company is seeking an Executive Vice President for Compliance, a pivotal role within the organization. The successful candidate will be a key leader, deeply embedded in the company's strong culture and with a clear focus on the future. This executive will be responsible for the oversight and maintenance of compliance, with a particular emphasis on federal and state lending regulations and banking requirements. The role demands a professional who can work effectively with counterparts, and is adept at organizing, planning, and executing day-to-day operational compliance activities. The ideal candidate for this role at the company will have a proven track record in a similar leadership position, with a strong understanding of the regulatory landscape in which the business operates. Experience in a dynamic, fast-paced environment, particularly within the Fintech or digital finance sector, is highly valued. The role requires a strategic thinker who can ensure that the company's compliance practices are not only in line with current regulations but also support the company's innovative and growth-oriented approach to the market. A background in consumer and small business credit, as well as a deep knowledge of various financial products and services, is essential. The company is a well-established, profitable, and respected player in the industry, and the EVP of Compliance will play a critical role in its continued success and expansion.

Hiring Manager Title
Chief Risk Officer

Functions

  • Finance
  • Legal
Confidential
Vacancy posted 4 days ago
Similar jobs that could be interesting for youBased on the Executive Vice President, Compliance in San Jose, CA vacancy
  • $266.73k - $313.8k

     ..., jam-packed interactive sessions with executive leadership and a crash-course in the mission...  ...class regulatory executive to serve as Vice President (VP) of Global Regulatory Affairs (RA)....  ..., while fostering a culture of compliance, agility, and innovation.This role will... 
    Suggested
    Full time
    Local area

    PROCEPT BioRobotics

    San Jose, CA
    4 days ago
  • $139.1k - $171.82k

    Job Title:Vice President, SBA Business BankingLocation:San JoseWhat you'll do:The position will...  ...within Service Level Agreement for compliance within both the SBA program and the bank...  ...partners to properly assess opportunities and execute cross selling of other applicable... 
    Suggested
    Full time

    Western Alliance Bancorporation

    San Jose, CA
    3 days ago
  •  ...Vice President of Compliance & Quality, Home Health & Hospice About the Company Well-established home health and hospice organization improving clinical quality and regulatory compliance. Industry Hospital & Health Care Type Privately Held About the... 
    Suggested

    Confidential

    San Jose, CA
    3 days ago
  •  ...Vice President, Tax About the Company Diversified multi-entity organization with complex corporate...  ..., Tax to serve as its senior tax executive, with a focus on owning and leading the organization's tax strategy, compliance, planning, and audit defense. This role is... 
    Suggested

    Confidential

    San Jose, CA
    1 day ago
  •  ...Senior Vice President, Global Regulatory Affairs About the Company Clinical-stage biotechnology...  ...be the primary regulatory contact for executive leadership and Board-level stakeholders...  ...in ensuring inspection readiness and compliance throughout the process. Functions... 
    Suggested

    Confidential

    San Jose, CA
    23 hours ago
  •  ...Vice President of Compliance About the Company National, private equity-backed healthcare services organization supporting physician practices...  ...risk-based audit and monitoring programs, providing executive oversight of compliance investigations, and building robust... 

    Confidential

    San Jose, CA
    1 day ago
  •  ...expanding client relationships, and actively engaging in the community.Lead and oversee assurance engagements, ensuring quality, compliance, and timely delivery.Manage engagement scope, fees, budgets, and deadlines while maintaining strong client communication.Serve as... 
    Full time

    CliftonLarsonAllen

    San Jose, CA
    2 days ago
  •  ...Chief Executive Officer (CEO) About the Company Mission-driven organization promoting...  ...green globes guiding principles compliance benchmarking and green building...  ...domestic and some international travel. Functions ~ CEO/President Confidential
    Remote work

    Confidential

    San Jose, CA
    3 days ago
  •  ...efforts. Additionally, they serve as ambassadors for the organization, contribute to strategic planning, and ensure legal and ethical compliance. The ideal candidate for the Board Member position at the company will have a passion for the organization's mission and a... 

    Confidential

    San Jose, CA
    1 day ago
  •  ...Belmont Village Senior Living San Jose is seeking an Executive Director to lead our luxury senior living community, overseeing operations, budget, occupancy, regulatory compliance, and resident experience. You will partner with regional and corporate teams to drive performance... 

    Jobleads-US

    San Jose, CA
    23 hours ago
  •  ...details, conduct operational diligence, and possess good communication skills and ability to articulate insights to Senior Executives, President and CEO. Responsibility: Analyze existing business, emerging industry trends and competitive threats Collaborate... 

    Lloyd Morgan Hong Kong Limited

    San Jose, CA
    2 days ago
  •  ...and let’s shape the future of data.Job DescriptionThe Deputy Chief Compliance Officer serves as the Chief Compliance Officer’s principal deputy and is responsible for overseeing the operational execution of the company’s global Ethics & Compliance program. This... 
    Temporary work
    Work at office
    Immediate start
    Worldwide
    Flexible hours
    Shift work

    Western Digital

    San Jose, CA
    2 days ago
  • $134.7k - $213.2k

     ...initiating a search for an Assistant Vice President, Electrical Engineer to join our Property...  ...electrical design plans, ensuring compliance with all applicable codes, ordinances,...  ...planning, quality control, and technical execution. Prepare and review technical documentation... 
    Work at office
    Local area
    Flexible hours

    WSP

    San Jose, CA
    1 day ago
  •  ...Executive Vice President of Nuclear Services About the Company Leading provider of technical workforce solutions and specialized services supporting complex projects across critical industries Industry Staffing and Recruiting Type Privately Held About... 

    Confidential

    San Jose, CA
    1 day ago
  • $233.9k - $330.4k

     ...primary voice for Cisco’s routing innovation by representing our interests in standards bodies (IETF, SONiC community), engaging with executive-level strategic customers, and driving industry discourse through publications and conferences.Multi-functional Execution: Partner... 
    Full time
    Temporary work
    Local area
    Flexible hours

    CISCO Systems

    Milpitas, CA
    3 days ago
  • $196.32k - $306.75k

     ...performance, ensuring strategy is translated into measurable execution and business outcomes. As a trusted advisor and transformation...  ...teams down, and retire what doesn't earn its keep. Quality and compliance gates stay.AI-enabled transformationDrive AI adoption across how... 
    Full time
    Work at office
    Local area
    3 days per week

    Agilent Technologies

    Santa Clara, CA
    23 hours ago
  •  ...Executive Vice President of Programs & Strategy About the Company Mission-driven organization addressing rapidly-evolving human displacement events Industry Management Consulting Type Government Agency Founded 2008 Employees 51-200 Categories... 

    Confidential

    San Jose, CA
    4 days ago
  • $200k - $280k

     ...forecasting & planning.Assume responsibility for the overall planning, execution, and success of autonomous driving related projects Actively...  ...and contribute to continuous improvement efforts.Ensure team compliance with QMS, monitor quality, and drive process improvements.... 
    Full time

    Plus.ai

    Santa Clara, CA
    2 days ago
  • $198k - $357k

     ...strategic goals and priorities, while supporting the successful execution of the firm's overall strategic objectives.Act as senior...  ...The attached link contains further information regarding KPMG's compliance with federal, state and local recruitment and hiring laws. No... 
    Contract work
    H1b
    Local area

    KPMG

    Santa Clara, CA
    3 days ago
  •  ...Executive Vice President, Digital Strategy, Technology & Analytics About the Company One of the largest global communications agencies in the US. Industry Public Relations and Communications Type Privately Held About the Role The Company is seeking... 

    Confidential

    San Jose, CA
    3 days ago
  •  ...development, and leadership. How you'll create opportunities in this role:Lead a team of tax and industry professionals to deliver tax compliance and consulting services, including mentoring the team to get to know and help their clients by developing a deep understanding of... 
    Full time

    CliftonLarsonAllen

    San Jose, CA
    2 days ago
  • $98.96k - $148.44k

     ...Mortgage and initiate collaboration to optimize relationships to execute sales planAccountable to scorecard metrics and KPI’s as...  ...sales practices and protocols for Business Banking to ensure compliance with all policies and procedures.Proactively manage portfolio... 
    Full time

    Citigroup

    San Jose, CA
    4 days ago
  •  ...Vice President, Corporate Counsel About the Company A dynamic global reinsurance organization. Industry Insurance Type...  ...in corporate governance, commercial contracting, regulatory compliance, and corporate transactions, with a preference for those experienced... 

    Confidential

    San Jose, CA
    23 hours ago
  •  ...Vice President, Corporate Counsel About the Company A dynamic global reinsurance organization...  ...with broad legal, governance, and compliance needs. Industry Insurance Type...  ...and negotiation skills, and a strong executive presence. The successful candidate will... 

    Confidential

    San Jose, CA
    23 hours ago
  • Managing Director, Wealth Strategy About the Company Offers family office services and sophisticated estate and wealth planning for high-net-worth families Industry Financial Services Type Privately Held About the Role The Company is seeking a Managing...
    Work at office

    Confidential

    San Jose, CA
    4 days ago
  • $191.8k - $233.13k

     ...currently 20 paid holidays. POSITION SUMMARY The District Executive Director of Foundation reports to the Chancellor at the...  ...plans, and serves on the Foundation Board of Directors ensuring compliance with District, federal and donor agreements; monitors and reviews... 
    Full time
    Contract work
    Temporary work
    Work at office
    Local area
    Flexible hours
    Afternoon shift

    Jobleads-US

    San Jose, CA
    23 hours ago
  • $224k - $320k

     ...analyzing appropriate outcomes based on application of the facts to tax law; To the extent required, reviewing and assisting with tax compliance-related consulting particularly as related to transactions; Proactively assisting in the firm’s various initiatives including... 
    Local area
    Flexible hours
    Day shift

    GHJ

    San Jose, CA
    24 days ago
  •  ...Executive Director, Regulatory Strategy About the Company Clinical-stage biopharmaceutical company developing innovative, transformational medicines. Industry Biotechnology Type Privately Held About the Role The Company is seeking an Executive Director... 

    Confidential

    San Jose, CA
    4 days ago
  •  ...working closely with Strategic Communications leadership to help execute and continually strengthen the CEO communications program. The...  .... Should you encounter any such requests, please report it immediately to  WD Ethics Helpline or email compliance@wdc.com .... 
    Full time
    Temporary work
    Work at office
    Immediate start
    Remote work
    Worldwide
    Flexible hours
    Shift work

    Western Digital

    San Jose, CA
    13 days ago
  •  ...Vice President, Risk & Underwriting Manager, Payments About the Company Fast-paced payments business strengthening risk, compliance, and governance for growing payment programs. Industry Financial Services Type Privately Held About the Role The... 

    Confidential

    San Jose, CA
    4 days ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Executive Vice President, Compliance. Be the first to apply!