Executive Vice President, Compliance
Confidential
Executive Vice President, Compliance
About the Company
Innovative financial technology (FinTech) company
Industry
Financial Services
Type
Privately Held
About the Role
The Company is seeking an Executive Vice President for Compliance, a pivotal role within the organization. The successful candidate will be a key leader, deeply embedded in the company's strong culture and with a clear focus on the future. This executive will be responsible for the oversight and maintenance of compliance, with a particular emphasis on federal and state lending regulations and banking requirements. The role demands a professional who can work effectively with counterparts, and is adept at organizing, planning, and executing day-to-day operational compliance activities. The ideal candidate for this role at the company will have a proven track record in a similar leadership position, with a strong understanding of the regulatory landscape in which the business operates. Experience in a dynamic, fast-paced environment, particularly within the Fintech or digital finance sector, is highly valued. The role requires a strategic thinker who can ensure that the company's compliance practices are not only in line with current regulations but also support the company's innovative and growth-oriented approach to the market. A background in consumer and small business credit, as well as a deep knowledge of various financial products and services, is essential. The company is a well-established, profitable, and respected player in the industry, and the EVP of Compliance will play a critical role in its continued success and expansion.
Hiring Manager Title
Chief Risk Officer
Functions
- Finance
- Legal
- ...Executive Vice President, Finance and Operations About the Company Prominent financial services company specializing in investment management... ...management, operational performance, and regulatory compliance of its self-clearing proprietary broker-dealer and affiliates...Suggested
- ...increase access to care. This role is pivotal in overseeing all operational aspects, including program execution, research operations, financial management, compliance, and infrastructure. The successful candidate will be responsible for building and expanding...SuggestedWork at office
- ...Officer (COO) About the Company Pioneering provider of FERC compliance software for the U.S. regulated energy industry Industry... ...change environments, strong financial acumen, and a hands-on, execution-oriented approach. The role demands an exceptionally organized...Suggested
$100k
...role supports our CVP of Operations by turning priorities into execution, driving cross-functional programs forward, and making sure... ...Administration Regulations (EAR), the Company is required to ensure compliance with these laws when transferring technology to nationals of...SuggestedPermanent employment- ...and operational growth. The CFOO will be a key partner to the Executive Director and senior leadership team, overseeing finance, operations... ...as well as ensuring the organization's financial strength and compliance with nonprofit regulations. The successful candidate will be...Suggested
$170k - $190k
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- ...Vice President of Bill Review Operations About the Company Innovative healthcare solutions... ...repricing payment integrity compliance management healthcare ecosystem and... ...candidate will be responsible for setting and executing operational priorities, ensuring the...
- ...Vice President of Technology About the Company Reputable manufacturer & marketer of high... ...all technical initiatives, ensuring compliance with local, national, and international... ...will be responsible for developing and executing a comprehensive R&D/TS&D strategy that...Local area
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- ...Vice President, People Technology About the Company Industry-leading provider of cloud-based compliance software Industry Computer Software Type Public Company Founded 2004 Employees 5001-10,000 Categories Enterprise Application Accounting...
- ...Vice President of Quality & Compliance About the Company Fast-growing provider of in-home healthcare services Industry Hospital & Health... ...as the compliance authority, partnering with the CEO, executive team, and Board of Directors to shape the systems, processes...
- ...Vice President, Sales Operations About the Company Globally acclaimed provider of critical... ...revenue growth, efficiency, and compliance across global markets. The successful candidate... ...sales technology ecosystem, providing executive-level leadership on sales forecasts,...
- ...Vice President, Sales Operations About the Company Innovative provider of leave management... ...accommodations management and leave compliance About the Role The Company is... ...aspects of the sales organization. This executive role is pivotal in driving the go-to-market...
- ...Global Vice President, Accounting Services & Entity Management About the Company Well-recognized HR solutions provider specializing... ...global hr consulting global hr outsourcing payroll compliance and payroll compliance About the Role The Company is...
- ...Vice President, Deputy General Counsel About the Company Innovative provider of business process outsourcing (BPO) services... ...strategy and provide day-to-day counsel in the areas of privacy, compliance, product legal, and artificial intelligence. The successful candidate...
- ...Vice President of Sales, Life About the Company Globally recognized provider of software... ...~ fintech ~ and financial and compliance Business Classifications B2B... ...the North American Life vertical. This executive will be a key member of the regional sales...
- ...efforts. Additionally, they serve as ambassadors for the organization, contribute to strategic planning, and ensure legal and ethical compliance. The ideal candidate for the Board Member position at the company will have a passion for the organization's mission and a...
- ...expanding client relationships, and actively engaging in the community.Lead and oversee assurance engagements, ensuring quality, compliance, and timely delivery.Manage engagement scope, fees, budgets, and deadlines while maintaining strong client communication.Serve as...Full time
$180k
...corporate governance, contract negotiation, IP strategy, regulatory compliance, risk mitigation, and legal transactions. Key... ...Serve as the company's principal legal advisor to the CEO, executive team, and Board of Directors. Manage corporate governance...Full timeContract workLocal area$85k - $100k
...Lumotive Inc in Milpitas is seeking a Talent Acquisition and Human Resources Specialist to manage talent sourcing, HR operations, and compliance. This role requires at least 7 years of HR experience and expert proficiency in Lever’s Applicant Tracking System. You will...- ...Vice President, Controller About the Company Innovative biopharmaceutical company Industry Pharmaceuticals Type Public... ...oversight of all accounting operations, financial reporting, and compliance with U.S. GAAP, SEC regulations, and SOX requirements. This...
- ...and let’s shape the future of data.Job DescriptionThe Deputy Chief Compliance Officer serves as the Chief Compliance Officer’s principal deputy and is responsible for overseeing the operational execution of the company’s global Ethics & Compliance program. This...Temporary workWork at officeImmediate startWorldwideFlexible hoursShift work
- ...Executive Vice President of Programs & Strategy About the Company Mission-driven organization addressing rapidly-evolving human displacement events Industry Management Consulting Type Government Agency Founded 2008 Employees 51-200 Categories...
- ...Executive Director, Regulatory Affairs About the Company Esteemed company developing medicines for inflammatory & autoimmune diseases... ...strategic mindset that balances scientific rigor, regulatory compliance, and commercial impact. Hiring Manager Title SVP, Chief...
- ...Executive Vice President, Evidence About the Company Charitable organization focused on bringing resources to developing countries... ...implementation of programs. The role is not focused on audit or compliance, nor is it a publication engine; the primary goal is to...
- ...Executive Vice President, Annuity Solutions About the Company Globally renowned reinsurance company Industry Insurance Type Privately Held About the Role The Company is seeking an Executive Vice President for Annuity Solutions, a pivotal role that...
- ...Executive Vice President, Digital Strategy, Technology & Analytics About the Company One of the largest global communications agencies in the US. Industry Public Relations and Communications Type Privately Held About the Role The Company is seeking...
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