Regulatory Change Assurance Lead — Equity Eligible
Northern Trust Corp
Northern Trust is seeking a Regulatory Change Assurance Specialist to lead assurance reviews and manage the Assurance function. The role combines assurance leadership with program management, overseeing the lifecycle of regulatory change activities and interactions with regulators and auditors. The successful candidate will drive methodologies, maintain workpapers, and produce regulator-ready deliverables while coordinating remediation and governance across the organization. #J-18808-Ljbffr Northern Trust Corp
- ...Manager to join the team in New York, Chicago, or Menlo Park with in-person attendance at least three days a week. You will lead preparation of regulatory reports and support the accounting close, ensuring accuracy and timely delivery in a fast-paced environment. The role...Employment EquityRegulatory3 days per week
$191.3k - $225k
...Affordability, Electrification, Regulatory, and others. You will... ...regional and practice leads. Leverage your personal... ...improvement, program/change management, technology... ..., and internal equity.Employees (and their families... ...program and be eligible to receive annual bonuses...Employment EquityRegulatoryLocal areaImmediate startFlexible hours- A leading international law firm is seeking a talented associate with... ...and M&A matters, as well as regulatory compliance across a range of... ...be admitted to practice (or eligible for admission) in the relevant... ...Policy.Our Diversity, Equity and Inclusion Mission At IDEX...Employment EquityRegulatoryWork from homeFlexible hours
$225k
...Private Equity Associate Position Title: Private Equity Associate Location:... ...conducts due diligence, advises on regulatory compliance, and leads deal processes while supervising junior... ...sheet. Relevant bar admission (or eligibility to obtain admission promptly) required...Employment EquityRegulatory$117k - $175k
..., procedures, and applicable regulatory requirementsNecessary Activities... ..., insurance, private equity, and subscription‑finance facilitiesSynthesize... ...eligibleThis role is eligible to participate in the annual... .... We provide industry-leading benefits, access to paid time...Employment EquityRegulatoryFull timeWork at officeDay shift- ...their unique business models, regulatory environment, and payment... ...market, and industry developments.Lead proposal writing and manage... ...skill set and location. Those in eligible roles may receive commission-... ...of cash and/or forfeitable equity, awarded in recognition of...Employment EquityRegulatory
- ...Specialized Due Diligence and lead AML due diligence discussions... ...understanding of AML and BSA regulatory requirementsCertified Anti-... ...skill set and location. Those in eligible roles may receive commission-... ...of cash and/or forfeitable equity, awarded in recognition of...Employment EquityRegulatoryFlexible hours
- Overview: Drive Growth. Lead Teams. Make a... ...performance metrics, and regulatory requirements Support... ...certifications and department equity. Gentiva provides... ...Phone Reimbursement (for eligible roles) ~ Short Term... ...build strong teams that change lives. Legalese:...Employment EquityRegulatoryDaily paidFull timeTemporary workPart timeWork at officeLocal area
$110k - $150k
...family, you can rest assured that every day you are... ...professional to help lead research and due diligence... ...markets (private equity, private credit, real... ...on industry trends and regulatory developmentsSupport client... ...package includes eligibility for an annual discretionary...Employment EquityRegulatoryWorldwide- ...Transformation & Capabilities leads the transformation and... ...and providing project, change, and management system... ..., ethical use, and regulatory compliance.Partner with... ...: This position is eligible for a performance-based... ...into account internal equity and may vary depending...Employment EquityRegulatoryFull timeFlexible hoursShift work
- ...Manager, Retirement Plan leads the strategy,... ..., vendor performance, regulatory requirements, and process... ...benefit elections.Oversee eligibility, enrollments,... ...enrollments, life event changes, eligibility processing... ...support of transparency and equity in the workplace,...Employment EquityRegulatory
$86.25k - $172.5k
...classes. Serves as a coach, work lead and trainer for the group.... ...and/or confirms all external regulatory requirements. Ensures... ...IRS Code Section 42 and 47, equity structures and documentation,... ...education. This role is incentive eligible with the payment based upon company...Employment EquityRegulatoryFull timeTemporary workPart timeWork experience placementWork at office$90k - $130k
...will work closely with attorneys on entity governance, regulatory filings, and complex corporate transactions, playing... ...relevant experience, skill sets, training, internal equity, and market data. This position is eligible for an annual discretionary bonus. In addition,...Employment EquityRegulatoryFull timeTemporary work$138.45k - $218.88k
...practices.Monitor legal and regulatory developments and recommend proactive... ....Strong project, time, and change management skills, with the... ...our people.This position is eligible for an annual discretionary... ...market conditions, and internal equity. Colorado compensation range:...Employment EquityRegulatoryFull timeContract work$175k - $259.7k
...implications on products, services, and regulatory matters related to the Global... ...on Corporate M&A, private equity, strategic investments,... ...eligibleThis role is eligible to participate in the annual... ...eligible. We provide industry-leading benefits, access to paid time...Employment EquityRegulatoryFull timeWork at officeFlexible hoursDay shift- ...relevant policies, standards, procedures, and regulatory requirements to all credit analysis... ..., skill set and location. Those in eligible roles may receive commission-based pay and... ...in the form of cash and/or forfeitable equity, awarded in recognition of individual achievements...Employment EquityRegulatory
$110.8k - $184k
...ll be part of our life-changing mission and vision.... ...programs. The Director co-leads portfolio strategy,... ...budgeting, site coordination, regulatory requirements, risk... ...strategic alignment, equity, accountability, and... ...Benefits and benefits’ eligibility can vary by position....Employment EquityRegulatoryFull timeContract workWork at office- ...discussions and align recommendations with client, regulatory, and operational expectations.**To be eligible for this role, you must be authorized to work in the... ..., paid in the form of cash and/or forfeitable equity, awarded in recognition of individual achievements...Employment EquityRegulatoryVisa sponsorship
- ...customer experiences. Lead end-to-end processes, manage... ...the completion of change management activities across... ..., compliance, and regulatory requirementsEffectively... ...and location. Those in eligible roles may receive commission... ...and/or forfeitable equity, awarded in recognition...Employment EquityRegulatory
$200k
...experienced Options Market Maker to lead our presence across U.S.... ...include:Make markets in eligible equity, ETF, and index options.Represent... ....Track exchange rule changes, fees, and incentive programs... ...compliance with exchange rules and regulatory requirements.Who you are...Employment EquityRegulatory$75.4k - $199.14k
...innovation, financial performance and regulatory compliance to ensure the... ...of Product Strategy, will lead product strategy initiatives... ...relevant factors. This position is eligible for a CVS Health bonus,... ...award target in the company’s equity award program. Our...Employment EquityRegulatoryHourly payFull timeTemporary workWork at officeLocal area2 days per week3 days per week$173.2k - $303.1k
...competitive, security, and regulatory demands intensify.... ...that maps AI-driven change across the industry value... ...Seismic and Claude. Lead go-to-market strategy... ...,200 - $303,100, plus equity (when applicable), variable... ...here. To determine eligibility for a work persona,...Employment EquityRegulatoryWork at officeImmediate startRemote workFlexible hours$80k - $85k
...processes and implement game-changing policies.Position Purpose: The... ...by administering applicable regulatory and internal compliance requirements... ...of the applicant, internal equity and alignment with market... ...management, this role may be eligible to participate in an...Employment EquityRegulatoryWork at office$160k - $175k
...trusts (“REITs”) and nine private equity real estate funds, which hold... ...Finance, and Procurement to lead technical project execution... ...Compliance, Risk & ESGEnsure regulatory and policy compliance.Lead... ...package, candidates may also be eligible to receive a discretionary...Employment EquityRegulatoryContract workWork experience placement$120k - $150k
...including Fixed Income, ETFs, Equities, FX, Commodities and Energy... ...initiatives and trading access changes including onboarding/... ...operations, risk management, regulatory/compliance, business analysis... ...skill set. The position is also eligible for an annual discretionary bonus...Employment EquityRegulatoryTemporary workWork at officeFlexible hours$200k - $250k
...business lines (e.g. trading in equity options, equities, ETFs,... ...credit agreements, etc.Advise on regulatory compliance and implementation... ...environments, ideally within leading buy-side financial... ...time, permanent positions are eligible for a discretionary bonus and...Employment EquityRegulatoryPermanent employmentFull timePrivate practiceShift work$120k - $160k
...how to manage risk, adapt to changing market conditions, and execute... ...across options, volatility, equities, and related futures markets... ...integrity, and accountability Clean regulatory and compliance record... ...interview process. This role is also eligible for a discretionary bonus (at...Employment EquityRegulatoryWorldwide$265k - $390k
...practices in the market. The team advises leading private equity sponsors, asset managers, and... ...and related agreements Assist with regulatory and compliance matters related to investment... ...~ Admission to the Illinois Bar or eligibility to obtain admission Why This...Employment EquityRegulatory- ...SOX, COSO, GAAP, and regulatory requirements.Serving as... ...in response to process changes, system... ...the finance controls lead for ERP implementations... ...locations, confirm benefit eligibility with your recruiter.#IncludingYouDiversity, equity, inclusion and belonging...Employment EquityRegulatoryHourly payWorldwideFlexible hours
$260k - $365k
...senior level Associate in the Financial Regulatory & Compliance Practice. They can be based... ...oriented. Candidates must be admitted to or eligible for admission in the relevant... ...related factors permitted by law, internal equity, and market data, including geographic pay...Employment EquityRegulatoryFull timeTemporary workWork at officeFlexible hours
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