Licensed Financial Advisor Opportunities
$75k - $90kFull-time
Valued Merchant Services
Licensed Financial Advisor
Portable Book of Business: $25M+ AUM
Locations: San Francisco, CA | New York, NY | Chicago, IL | Houston, TX
Confidential Search Conducted by Spalding Hall Enterprises, LLC
Are you an established Financial Advisor with a portable book of business who is looking for a stronger platform to accelerate growth?
We are conducting a confidential search on behalf of a premier global investment banking and wealth management firm seeking experienced Financial Advisors with approximately $25M-$50M in transferable assets under management (AUM) .
This opportunity is ideal for advisors who want access to institutional-caliber resources, sophisticated wealth planning capabilities, robust operational support, and a compensation structure designed to reward long-term growth.
Whether you're looking to transition your existing practice or build alongside a senior advisor, this firm offers multiple pathways for experienced professionals committed to delivering exceptional client outcomes.
Two Career Opportunities
Advisor Development Partner
Join an established senior advisor and accelerate your career through mentorship, advanced planning experience, and direct exposure to high-net-worth and ultra-high-net-worth client relationships.
Compensation
- Base Salary: $75,000-$90,000
- Performance-based incentive compensation
- Total earnings potential exceeding $250,000+ annually
What You'll Receive
- Mentorship from a highly successful senior advisor
- Access to affluent client relationships
- Advanced estate, tax, retirement, and investment planning experience
- Structured career development
- Institutional resources and proprietary planning technology
Independent Financial Advisor
Designed for experienced advisors seeking greater autonomy while leveraging the resources of a premier wealth management platform.
Compensation
- 80%-85% payout structure
- Earnings potential of $325,000-$450,000+ annually , based on production
Platform Support
- Dedicated client service team
- Marketing and business development resources
- Practice management coaching
- Advanced technology platform
- Compliance and operational support
- Errors & Omissions (E&O) insurance
- Travel reimbursement
- Comprehensive back-office infrastructure
Why Advisors Make the Move
Successful advisors choose this platform because it allows them to focus on serving clients while reducing administrative burdens.
Highlights include:
- Premier global wealth management platform
- Collaborative, advisor-first culture
- Sophisticated investment and financial planning resources
- Competitive compensation and incentive programs
- Comprehensive medical, dental, vision, life, and disability benefits
- Retirement savings programs
- Succession planning and transition support
- Ongoing professional development and leadership opportunities
Qualifications
Required Experience
- 3+ years of Financial Advisor experience
- Experience serving high-net-worth clients
- Portable book of business with approximately $25M-$50M in AUM
- Proven history of business development and client retention
Required Licenses
- FINRA Series 7
- Series 63 or Series 66
- Series 65 or Series 66 (as applicable)
- Active Life Insurance License
- Active Health Insurance License
- Active Variable Products License
Additional Qualifications
- Bachelor's degree or equivalent professional experience
- Legally authorized to work in the United States without sponsorship
- Strong relationship management and communication skills
- Entrepreneurial mindset with a commitment to building a long-term advisory practice
- Demonstrated professionalism, integrity, and client-first approach
The Ideal Candidate
You are an accomplished advisor who has built meaningful client relationships and is ready to leverage a stronger platform without sacrificing your independence.
You're looking for:
- Greater earning potential
- Enhanced client capabilities
- Institutional investment resources
- Operational efficiency
- Long-term practice growth
- A firm committed to helping advisors build enterprise value
Apply Confidentially
If you're interested in exploring this confidential opportunity, we encourage you to apply.
Please submit your:
- Resume
- LinkedIn Profile
Email:
View email address on valuedmerchantservices.applytojob.com
Vacancy posted 2 days ago
Similar jobs that could be interesting for youBased on the Licensed Financial Advisor Opportunities in San Francisco, CA vacancy
$75k - $90k
...Description Spalding Hall Enterprises, LLC Recruiting Firm Financial Advisor Opportunities for advisors with $25M in portable businessSan Francisco,... ...with approximately $25M–$50M in AUM ~ FINRA Series 7 License ~ Series 63 or 66 ~ Series 65 or 66 ~ Active State...Suggested- ...A leading financial services firm in San Francisco is seeking a Financial Services Advisor to assist clients with their financial goals. This role is open to both entry... ...skills and an entrepreneurial mindset. Opportunities for flexibility in scheduling and remote work...SuggestedRemote work
Atlasfinancialsolutions Co
San Francisco, CA3 days ago $69k - $127.8k
...This position provides financial and investment planning and advice within the Wealth Sales... ...to business partners and identify opportunities during customer conversations to promote... ...and experience. FINRA Series 6, 63 & 65 licenses OR FINRA Series 7 & 66 licenses. Life and...SuggestedBank of Montreal
San Francisco, CA4 days ago$61k - $119k
...Overview Becoming a financial advisor at Northwestern Mutual is a unique opportunity to start a business where you can help your clients achieve their goals through... ...focused on client‑building and obtaining licenses. Our award‑winning training programs equip you with...SuggestedFull timeContract workFor contractorsWork at officeNorthwestern Mutual
San Francisco, CA2 days ago- ...Transition Your Healthcare Expertise into Financial Services with Northwestern Mutual - San... ...Flexible schedule Health insurance Opportunity for advancement Training & development... ...build trust and rapport with clients. Licenses: Obtain necessary licenses, such as Series...SuggestedWork at officeLocal areaWork from homeVisa sponsorshipFlexible hours
Northwestern Mutual
San Francisco, CA3 days ago $24 - $27.6 per hour
...Licensed Beauty Advisor As a Licensed Beauty Advisor, you'll impact clients every day. You're a beauty expert, guiding clients on their... ...the position and/or geographic location.Sephora is an equal opportunity employer and considers all applicants without regard to sex...Hourly payFull timePart timeFlexible hoursShift workNight shiftWeekend work- ...San Francisco is seeking qualified candidates for a part-time financial services role. Work fully remotely, 20 hours a week, while... ...include a positive team environment, comprehensive training, and opportunities for residual income. This role allows flexibility and the...Part timeRemote work
AO Garcia Agency
San Francisco, CA5 days ago $133k - $183k
...anticipate needs, solve problems, and support advisors with precision Detail-Oriented: You manage... ...supporting day-to-day client experience, financial planning activities, and relationship management. This is a special opportunity to work directly with seasoned advisors,...Work at officeRemote work2 days per weekNorthRock Partners
San Francisco, CA2 days ago$164k - $250k
...perfect our craft of personalized financial planning with our team-based Roundtable... ...Enhancement Group has an exciting opportunity for a VP Financial Advisor to join our team in Northern... ...RIA) Series 65 (RIA Only) Insurance Licenses Substantial experience within the wealth...Full timeTemporary workFlexible hoursDormont Manufacturing Company
San Francisco, CA1 day ago- A financial services company is seeking candidates for part-time remote work that offers the potential to earn an extra $1,000-$2,00... ...relationships. This role provides comprehensive training and opportunities for rapid career growth in a fun, positive team environment....Remote jobPart time
$90k - $100k
Join Our Team as a Financial Advisor at CAPTRUST Are you passionate about helping clients achieve... ...degree preferred but not required. Licenses: Series 65 or must obtain within 90... ...CAPTRUST offers a supportive culture with opportunities for personal growth. Benefits include...Temporary workLocal areaFlexible hours$61k - $119k
Overview Becoming a financial advisor at Northwestern Mutual is a unique opportunity to start a business where you can help your clients achieve their goals through... ...focused on client‑building and obtaining licenses. Our award‑winning training programs equip you with...Work at office- Job Title: Financial Services Advisor (Entry-Level to Experienced) Location: San Francisco, CA(Hybrid... ...motivated individuals — whether licensed or unlicensed — who are looking to grow... ...options) Remote and hybrid work opportunities Business ownership and growth potential...Full timePart timeRemote workFlexible hours
$70k - $80k
...Description This position provides comprehensive financial advice and customized solutions to help... ...products. The role requires ongoing license and training, and is subject to SAFE... ...with monthly, quarterly, and/or annual opportunities tied to performance metrics. Benefits...Temporary workMonday to FridayShift workDay shift- ...Private Family Office provides proactive financial counseling and full-service... ...’s most strategic clients. Our trusted Advisor teams have worked with sophisticated ultra... ...individual within our firm has a number of opportunities to grow professionally and personally,...ApprenticeshipWork experience placementWork at office
- Finovate is seeking a Financial Advisor to formulate and implement comprehensive investment and financial planning advice, manage existing... ...tax planning, estates, risk management, and benefits, with opportunities to specialize in investments, financial planning, or...
- ...Bank of America is looking for a Financial Advisor in Daly City, California, to provide personalized... ...candidate must have Series 7 and 66 licenses, significant experience in the... ...0,000 to $80,000 along with incentive opportunities and comprehensive benefits. #J-18808-Ljbffr...
Bank of America
Daly City, CA5 days ago - ...they navigate barriers, maximize their potential, and secure opportunities that enhance their independence and overall quality of life.... ...report on ticketholder participants in reaching greater levels of financial independence through work and earnings Best Buddies is an...Casual workWork at officeLocal area
Best Buddies Int. Inc
San Francisco, CA3 days ago $4,810 - $5,899 per month
Licensing Registration Examiner Department: Department of Motor Vehicles (DMV) Location: San Francisco Field Office, San Francisco, CA... ...unit, tenure, time base, and length of appointment. Equal Opportunity Employer The State of California is an equal‑opportunity employer...Work at office$80k - $90k
...investment advice and guidance. Merrill’s Financial Advisors and Wealth Management Client... ...clients. Additionally, you’ll have the opportunity to collaborate with and be mentored by... ...Series 7 & 66 (63 & 65 in lieu of 66) licenses Minimum of one year experience working...Interim roleWork at officeLocal areaImmediate startShift workDay shift$77k - $202k
...consulting specialise in providing consulting services related to financial management and strategy. These individuals analyse client... ...isn't clear, you ask questions, and you use these moments as opportunities to grow. Examples of the skills, knowledge, and...Full timeH1bPwC
San Francisco, CA4 days ago$130k - $180k
...advice and celebrating wins as a group. They are seeking a Lead Financial Advisor who can step into a meaningful client‑facing role... ...relationships, supported by a strong internal team, with the opportunity to grow organically over time. Key Responsibilities: Serve as...Work at officeImmediate start3 days per week- ...A leading consulting firm in San Francisco is offering an exciting opportunity for a passionate individual to enhance families’ financial well-being. This role allows for a flexible schedule with the option to work from home, while conducting virtual consultations, assessing...Weekly payRemote workWork from homeFlexible hours
Medium
San Francisco, CA3 days ago - ...schedule Health insurance Opportunity for advancement Training... ...for excellence in advisor development and leadership in... ...intention, delivering lasting financial security through highly educated... ...mentorship, and professional licensing support to help you...Full timeInternshipWork at officeLocal areaWork from homeVisa sponsorshipFlexible hours
$110k - $140k
...execute independently Driven; no one needs to push you to excel; that’s just who you are Hungry to learn and actively look for opportunities to contribute Highly organized and detail-oriented; can handle multiple projects and dynamic priorities without missing a beat The...Hive
San Francisco, CA3 days ago$110k - $130k
...Business Intelligence and Marketing Technology unit, part of the firm’s broader Client Development department. This is an exciting opportunity for a strong research professional interested in shaping the next-generation of CI with a strong focus on the application of data...Immediate startO'Melveny & Myers
San Francisco, CA1 day ago$85k - $120k
..., profitability, growth, client retention and other business opportunities. Specific duties and responsibilities include, but are not limited... ...and mining internal data in CRMs, business intelligence and financial systems Intermediate Excel skills - PivotTables, vlookup,...Full timeTemporary workWork experience placementWork at officeLocal areaFlexible hoursWeekend workDormont Manufacturing Company
San Francisco, CA1 day ago- ...and we encourage professional growth through various learning opportunities. Primary Responsibilities Apply complex direction,... ...bureaucracy through the optimization of human, technical, and financial resources. We combine cutting-edge technology with world-class...Remote workFlexible hours
Contact Government Services LLC
San Francisco, CA5 days ago - ...Senior Financial Analyst Iconic. Approachable. Connected. These are some of the ideas that guide our every day at Janie and... ...reporting dashboards to track KPIs, highlight trends, and surface opportunities for growth Perform variance analysis onoperatingexpenses,...Full timeTemporary workFlexible hours
Janie and Jack
San Francisco, CA2 days ago - ...rewarding career! POSITION SUMMARY The Senior Financial Analyst analyzes and interprets... ...as skills, experience, education, and licenses/certifications. The pay range is expressed... ...conviction records. On Lok is an equal opportunity employer committed to a diverse and...Hourly payWork at officeFlexible hours
On Lok
San Francisco, CA2 days ago
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Licensed Financial Advisor Opportunities. Be the first to apply!
Related searches
- associate financial representative San Francisco, CA
- financial planning administrator San Francisco, CA
- finance operations associate San Francisco, CA
- financial advisor development program San Francisco, CA
- international financial advisor San Francisco, CA
- wealth advisor San Francisco, CA
- work from home financial advisor San Francisco, CA
- financial planner cfp San Francisco, CA
- financial advisor part time San Francisco, CA
- private wealth advisor San Francisco, CA