Compliance Manager
BNG Consulting Inc
Our client, a leading investment management firm, is seeking an experienced Compliance Manager to oversee and enhance its regulatory compliance program. This individual will partner closely with Investment, Legal, Finance, and Operations teams to ensure compliance with applicable securities regulations while helping strengthen and scale the firm's overall compliance framework. This is a highly visible role with significant cross-functional exposure and the opportunity to make a meaningful impact. Responsibilities Lead and manage registered fund and investment adviser compliance programs. Perform compliance reviews of investment transactions and business activities. Prepare compliance reports and presentations for fund boards and senior leadership. Develop, implement, and enhance compliance policies, procedures, and monitoring programs. Partner with investment, legal, finance, and operations teams to provide practical compliance guidance. Coordinate regulatory examinations, internal testing, and third-party compliance oversight. Review marketing materials and investor communications for regulatory compliance. Support strategic initiatives to strengthen and improve the firm's compliance program. Qualifications 8+ years of compliance experience within asset management, investment advisory, financial services, or a related legal or regulatory environment. Strong knowledge of the Investment Company Act of 1940, the Investment Advisers Act, and other applicable securities regulations. Experience supporting registered funds is preferred. Ability to build strong relationships across business teams while providing practical, risk-based compliance guidance. Excellent communication, analytical, and organizational skills with experience presenting to senior leadership and boards. Self-motivated professional who thrives in a collaborative, fast-paced environment. #J-18808-Ljbffr
$80k - $120k
...are seeking an organized and detail‑oriented Retirement Plan Compliance Analyst to join our team. As a compliance analyst you will play... ...protocol to ensure accuracy of documentation. Document Production/Management: Adhere to document production timelines to ensure efficiency...SuggestedTemporary workWork at officeLocal areaVisa sponsorshipWork visaFlexible hoursWTW inc.
Boston, MA4 days ago- ...Investment Compliance Analyst This person will work closely with Client Services, Legal, Investment Management and the Contracts Office on contract and prospectus/SAI development. This person will be an individual contributor. • Perform review of prospectus/SAIs...SuggestedContract workWork experience placementWork at office
Back Bay Staffing Group
Boston, MA2 days ago $100k - $115k
...WinnCompanies is looking for a Compliance Manager to support our Boston Region. In this role, you will be responsible for ensuring that the Corporate Compliance team is providing property management personnel with the necessary information, resources and...SuggestedPermanent employmentFull timeTemporary workWork experience placementRemote workMonday to FridayMonday to ThursdayFlexible hoursWeekend workWinnCompanies
Boston, MA2 days ago$160k - $170k
...affiliated experts from academia, industry, and government, offer our clients exceptional breadth and depth of expertise. The Compliance Manager works closely with the Director of Compliance and other members of the Legal, Conflicts, and Compliance teams, and is...SuggestedContract workWork experience placementLocal areaWorldwideFlexible hoursAnalysis Group
Boston, MA2 days ago- A Top Asset Managementfirm is looking for a Compliance Manager as a new addition to the team. This is a great role for an individual with 5+ years of related experience looking for opportunity to take ownership of the Compliance function, within an established company...Suggested
- Elliot Health System - Compliance & Privacy Program Sr. Manager - Full Time Position Summary - 40 hr/wk. Days, hours can be flexible. Required on site presence. Key Responsibilities Manages the implementation of Elliot Health System entities' compliance activities, programs...Full timeTemporary workPart timeWork at officeLocal areaFlexible hours
- ...Overview Join to apply for the Compliance Operations Manager role at Galderma . Galderma is the emerging pure-play dermatology category leader, present in approximately 90 countries. We deliver an innovative, science-based portfolio of premium flagship brands and services...Full timeContract workWork experience placementShift work
Galderma
Boston, MA1 day ago - ...Boston, MAOpen to RemoteFull Time$150k - $170kJob Description An established organization is seeking a Senior Compliance Manager to support and drive compliance initiatives across regulated environments. This role focuses on ensuring processes, systems, and operations...Part timeFlexible hours
Motion Recruitment
Boston, MA56 minutes ago - ...Compliance - Marketing Reviews - Manager Gurugram - Cyber City COMPANY OVERVIEW KKR is a leading global investment firm that offers alternative asset management as well as capital markets and insurance solutions. KKR aims to generate attractive investment returns by following...
Kohlberg Kravis Roberts & Co
Boston, MA21 hours ago $171k - $204k
The Organization What's happening at Entrada Therapeutics? Entrada is a clinical-stage biopharmaceutical company aiming to transform the lives of patients by establishing a new class of medicines that engage intracellular targets that have long been considered inaccessible...Work at officeLocal areaRemote workEntrada Therapeutics
Boston, MA1 day ago$70k - $150k
...Kroll’s North American Investigations, Diligence and Compliance - Specialist practice is seeking an Associate Manager based in the U.S. This is a wide-ranging role in the Financial Investigations team. The Associate Manager will develop and manage investigations and consulting...Temporary workInterim roleFlexible hoursKroll
Boston, MA2 days ago$145k - $165k
...Position Overview The Compliance Manager is a member of the FUJIFILM Holdings America Corporation reporting to the Corporate Compliance Director. The Compliance Manager will be responsible for managing the day-to-day operations of the company's compliance programs...Remote workFlexible hoursFUJIFILM Corporation
Boston, MA3 days ago$73.35k - $122.25k
As a Compliance Analyst you will perform a range of compliance tests for our defined contribution compliance clients and prepare the Form 5500 and related schedules for both Defined Benefit and Defined Contribution clients to ensure plans are following IRS qualification...Full timeTemporary workWork at officeLocal areaFlexible hours3 days per week- ...COMPLIANCE DIRECTOR Our client is currently seeking a Compliance Director who will lead the organization's compliance program to... ...culture of ethical behavior. The VP will work closely with senior management and various departments to proactively address compliance...Local area
Blue Castle Agency
Boston, MA21 hours ago - ...preparation of document packages for regulatory submissions ensuring compliance with the Food and Drug Administration (FDA) and international... ...FDA submissions is required with the ability to successfully manage projects to deadlines. A working knowledge of electronic...Work at office
$99k - $266k
...on providing advice and guidance to clients on tax planning, compliance, and strategy. These individuals help businesses navigate complex... ...for coaching, leveraging team member's unique strengths, and managing performance to deliver on client expectations. With your...Full timeH1bPwC
Boston, MA3 days ago$281k - $344k
...Applications to regulatory authorities globally, and ensuring compliance with applicable regulatory requirements. In addition, this role... ...collaboration with cross functional program teams. The incumbent will manage contractors/consultants globally, possibly lead direct reports...For contractorsLocal areaFlexible hours2 days per weekBeeline Medicines
Boston, MA2 days ago- ...leading global Tier 1 renewable equipment supplier (Solar racking / tracking equipment, electrical BOS, services) as a Trade Compliance Manager. Must have familiarity with relevant tariff sections (e.g. 232, 301, etc.), ideally seeking candidates in the Tri-State area....
$204k - $280.5k
...do, we deliver more for patients. The Director of US Compliance is a key member of our Compliance team who will support our US... ...training materials, execute auditing and monitoring activities, and manage other general compliance activities, including fostering the...Temporary workWork at officeLocal areaArgenx
Boston, MA4 days ago- ...knowledge of regulatory processes, you will lead the development and implementation of regulatory strategies, manage submissions to regulatory agencies, and oversee compliance activities. Your expertise will be critical in navigating the complex regulatory landscape to bring...
JRG Partners Inc
Boston, MA4 days ago - ...medical devices and other (regulated) products This role manages and submits 510ks for the products and manages communications... ...partners for registrations in their respective countries to ensure compliance globally and acts as an internal champion for initiatives...Work at office
Katalyst Healthcares and Life Sciences
Boston, MA9 hours ago - Director Of Regulatory Affairs We have an exciting opportunity for a Director of Regulatory Affairs with our partner, a biotechnology company pioneering a novel approach to treating severe diseases. This critical hire will have the opportunity to help lead regulatory...
Prestige Scientific
Boston, MA4 days ago $100k - $143k
...Manager, Regulatory Affairs Cambridge, MA The Opportunity: We are looking for a motivated and strategic regulatory professional... ...submission documents (e.g. IND, CTA, NDA/MAA), ensuring compliance with applicable regulations and internal standards. You will...Relay Therapeutics
Cambridge, MA2 days ago$182k
...regulatory interface with AST and supporting teams. Proactively anticipates and mitigates regulatory risks. Ensures compliance with global regulatory requirements. Manages compounds through all phases of development, including post approval and throughout the life cycle of the...Local areaWorldwideAbbVie
Watertown, MA21 hours ago$272.57k - $327.09k
...leadership across execution teams and US regulatory strategists , with the intention of achieving successful registration and lifecycle management of unique and technologically complex products serving patients with rare diseases and unmet medical needs. This individual...Temporary workWork at office3 days per weekAstraZeneca
Boston, MA1 day ago$96k - $133k
...Position: Investment Compliance Manager Boston Trust Walden is seeking an Investment Compliance Manager to join the Risk and Compliance Department. This individual will play a key role in ensuring that investments are consistent with applicable rules, client mandates,...Full timeWork at officeRemote work3 days per weekBoston Trust Walden
Boston, MA21 hours ago$115k - $135k
...on. About the Role: Arbor Biotechnologies is seeking a Manager, Regulatory Affairs, to support an expanding portfolio of gene... ...regulatory commitments. Manage RIMS/document repositories, compliance records, and inspection-ready regulatory documentation....Arbor Biotechnologies
Cambridge, MA2 days ago$189k - $246k
...Review and approve key submission documents to ensure regulatory compliance, scientific integrity, and strategic consistency. Cross... ...2 and Phase 3 development programs ~ Demonstrated success managing interactions with FDA and other major global health...Temporary workLocal areaRemote workWeekend workTravere Therapeutics
Boston, MA2 days ago$168k - $252k
...for key product development or registration documentsEnsures compliance of regulatory submissions with current regulations and guidanceReviews... ...regulatory strategyAdvises cross-functional teams and senior management on regulatory risks, considerations, and strategies for...Full timePart timeSummer workRemote workFlexible hours2 days per weekVertex Pharmaceuticals
Boston, MA56 minutes ago$238k - $374k
...risks and drives mitigation plans consistent with quality risk management principles. Represents Global Regulatory Affairs CMC in senior... ...). Accountable for ensuring global CMC content quality and compliance for early development submissions and lifecycle changes through...Full timeTemporary workLocal areaWorldwideJobRx, Inc.
Boston, MA4 days ago
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