Director, Global I&CB CM Supervision

Application Deadline: Address: 151 W 42nd Street Job Family Group: Capital Mrkts Sales & Service Role Summary The Director, Global I&CB - Capital Markets Supervision (CMS) will be responsible for overseeing supervision and business risk management functions within BMO Capital Markets, specifically supporting Global Investment and Corporate Banking (I&CB) Lines of Business (LOB's). This role ensures that supervisory controls are effectively designed and implemented to mitigate risk and support compliant, revenue-generating activities. Core Responsibilities Supervisory Oversight / Execution Act as Global Team lead, synchronizing practices where appropriate Directly face-off with I&CB Senior Management, developing formal reporting that evidences supervisory results and highlights any areas of heightened risk Assess industry peers and advance the I&CB Supervision program, actively looking to introduce AI and automation Oversee the development and execution of the Monitoring and Testing (M&T) plans Identify and interpret regulatory requirements applicable to Global I&CB businesses Act as the primary contact and representative for I&CB on regulatory inquiries and exams by Regulators, Audit, Compliance and ONFR Lead the annual Regulatory Compliance Risk Assessment process Partner with Regulatory Transformation and Compliance to assess the impact of regulatory changes and define appropriate supervisory responses Oversee remediation of regulatory issues Supervise electronic communications surveillance Oversee the development, maintenance, and execution of Written Supervisory Procedures (WSP's) LOB Advisory Provide regulatory guidance to business stakeholders on business expansion and initiatives, including system implementations Provide real-time regulatory guidance on deals Provide Front Office Personnel Onboarding and Registrations Guidance and Administration Contribute to Regulatory Training Governance Management Reporting and Committee Representation Define and monitor KRI's associated with the I&CB Supervision Program Qualifications Minimum of 10 years of experience in financial services, with direct knowledge of Investment and/or Corporate Banking along with their regulatory obligations Experience in compliance, supervision, or regulatory risk management within a major broker‑dealer Strong understanding of U.S. and Canadian regulations related to I&CB business Undergraduate degree required; advanced degree (MBA, CPA, JD/LLB) is a plus CIRO registrations preferred Expertise Deep understanding of I&CB products, business models, and associated risks Strong knowledge of supervisory controls, risk assessment methodologies, and issue management practices Solid understanding of enterprise governance structures and three‑lines‑of‑defense models Familiarity with market, credit, and operational risk frameworks Skills and Attributes Strong leadership, judgment, and decision‑making capabilities Be a credible resource to senior business leadership for escalation, clarification, and resolution of supervisory matters Excellent written and verbal communication skills, including the ability to distill complex regulatory requirements Proven ability to influence and partner with senior stakeholders without direct authority Strong analytical and problem‑solving skills Ability to manage multiple priorities in a fast‑paced, highly regulated environment High degree of professionalism, discretion, and integrity Collaborative, service‑oriented leader with a proactive and solutions‑focused mindset Ability to provide effective challenge and elevate concerns in a balanced and professional manner Seasoned Professional to participate in governance forums, committees, and lead meetings relevant to the effective execution of the supervisory program Desire to learn and / or utilize AI capabilities to improve the Supervision Program Location Required Location: New York, NY Compensation This position offers an overall competitive compensation mix including base salary and incentive pay. The salary range for this role is $170,000 up to $220,000 USD (subject to the candidate meeting the specific skills, experience, education, and qualification requirements). Benefits BMO offers health insurance, tuition reimbursement, accident and life insurance, and retirement savings plans. The total compensation package may include performance‑based incentives, discretionary bonuses, and other perks and rewards. For more details about benefits, please refer to the company’s benefits portal. Equal Employment Opportunity BMO is proud to be an equal employment opportunity employer. We evaluate applicants without regard to race, religion, color, national origin, sex (including pregnancy, childbirth, or related medical conditions), sexual orientation, gender identity, gender expression, transgender status, sexual stereotypes, age, status as a protected veteran, status as an individual with a disability, or any other legally protected characteristics. We also consider applicants with criminal histories, consistent with applicable federal, state and local law. BMO is committed to working with and providing reasonable accommodations to individuals with disabilities. If you need a reasonable accommodation because of a disability for any part of the employment process, please send an email to View email address on click.appcast.io and let us know the nature of your request and your contact information. #J-18808-Ljbffr Hispanic Alliance for Career Enhancement