AVP, Specialist, Know Your Customer (G&C KYC QA team), Private Banking

• Actively contribute to maintaining and enhancing the AML/CFT governance and control framework
• Execute quality assurance for account openings, CDD reviews and Name Screening alerts clearance by KYC team
• Generate comprehensive finding reports and propose actionable quality improvement initiatives
• Effectively communicate and brief management and relevant stakeholders on identified deficiencies, suspicious AML activities, or other non-compliance issues
• Conduct data analysis, prepare presentation deck, and MIS reports
• Serve as the point of contact and coordinator for Internal/External Audit activities and Compliance testing related to KYC reviews
• Prepare reports for management reporting to facilitate relevant reviews and strengthen control procedures and process
• Deliver internal AML training and QA sharing sessions to both the Front Office and KYC team
• Conduct Risk & Control Self-Assessments
• Maintain and regularly update operational manuals and guidelines pertinent to KYC Quality Assurance, ensuring full alignment with Group policy and requirements
• Efficiently coordinate and implement process changes driven by regulatory or policy updates
• Mentor and guide junior team members in day-to-day operations
• Drive continuous improvement in the team's output, focusing on both quality and efficiency
• Actively participate in and represent the team at various local/regional meetings with KYC, FCSS, Compliance, and other relevant departments
• Keep abreast of global AML/CFT developments that impact due diligence and ensure compliance with all other controls and processes
• Master and promptly integrate any updates to internal procedures and processes
• Undertake ad-hoc tasks and projects as assigned

• Bachelor’s degree and min. 8-10 years of experience in KYC/AML, risk, or controls, preferably Private Banking
• Proficient in Private Banking KYC/AML regulations (e.g., HKMA & MAS, CRS & FATCA)
• Solid understanding of private banking services and operations
• Strong knowledge of AML legal/regulatory requirements, compliance principles, and corporate governance
• Detail-oriented, compliance-focused, diligent, and proactive
• Self-motivated, independent, and accountable team player
• Excellent communication and interpersonal skills for all levels
• Strong presentation and report writing skills
• Adept in project management and problem-solving
• Analytical and creative problem-solver
• CAMLP/AAMLP and CAMS or equivalent qualifications are a plus
• Language proficiency in both written and spoken English and Chinese

We offer a competitive salary and benefits package and the professional advantages of a dynamic environment that supports your development and recognises your achievements.

One Island East

Compliance

Regular

Full time