Compliance Analyst
Oliver James Group
Job Summary / Introduction We are partnering with a leading insurance organization to identify an experienced Compliance Analyst II to join its compliance team. This role will support a broad range of regulatory and compliance activities, including state filings, regulatory research, complaints, investigations, advertising, regulatory exams, and product administration. The ideal candidate will bring strong insurance industry knowledge, hands-on regulatory experience, and the ability to independently manage multiple priorities while partnering with senior leadership and supporting junior team members. Skills & Experience 5+ years of insurance compliance or legal experience, preferably within life insurance. Strong knowledge of insurance regulations and state regulatory requirements. Hands-on experience with SERFF, NAIC, I-File , and state regulatory systems. Experience managing form, rate, and informational filings from preparation through approval. Strong regulatory research and interpretation skills. Experience handling consumer and regulatory complaints and investigations. Excellent organization, documentation, and project management skills. Strong written and verbal communication skills. Ability to work independently while collaborating effectively across teams. Insurance-related designation preferred. Detailed Job Description Manage end-to-end state insurance filings, including preparation, submission, objections, revisions, and tracking. Research and interpret laws, regulations, and regulatory changes impacting insurance products and operations. Handle complex consumer and regulatory complaints, including research, response drafting, and documentation. Support regulatory and internal investigations, audits, and regulatory examinations. Review advertising and marketing materials for regulatory compliance and maintain required documentation. Support new product rollouts, form updates, product administration, and regulatory requirements. Assist with contract-related compliance matters and third-party legal or regulatory requests. Support compliance monitoring, holding company filings, suitability activities, and quarterly compliance reporting. Maintain accurate compliance records and identify opportunities to improve processes and documentation. Provide guidance to junior compliance staff and provide escalation of complex matters appropriately. #J-18808-Ljbffr
$64.58k - $115.83k
...why we offer the GEICO Pledge: Great Company, Great Culture, Great Rewards, and Great Careers. GEICO is seeking a Sanctions Compliance Analyst to help strengthen and advance the company’s sanctions compliance program. This role supports end-to-end sanctions...SuggestedHourly payWork experience placementLocal area3 days per week- Global Compliance is dedicated to protecting the reputation of the firm and managing risk across all business areas. We work closely with each business, our professionals interpret and ensure compliance with regulatory requirements and determine how the firm can appropriately...SuggestedWork experience placement
$60k - $90k
...and financial institutions operating in key markets and sectors. Norton Rose Fulbright is seeking an experienced Compliance (Conflicts) Analyst with conflicts review experience to join our US team. Compliance Analysts conduct conflict-of-interest research and analysis...SuggestedFull timeFor contractorsWork at officeRemote workWorldwideFlexible hours- ...World’s Top 250 Fintech Companies 2024 - Presented by CNBC ABOUT THIS ROLEApex Fintech Solutions is currently seeking a Fraud Compliance Analyst to support our Compliance department with investigations, fraud detection, and prevention experience within the fintech...SuggestedFull timeWork experience placementWork at officeWork from home3 days per week
- ...FinTech Awards The World’s Top 250 Fintech Companies 2024 - Presented by CNBC ABOUT THIS ROLEApex is seeking a seasoned Senior Compliance Analyst (Regulatory) to assist in the oversight and management of our compliance programs related to Broker/Dealer operations. This...SuggestedFull timeWork at officeWork from home
- ...sponsorship for this position.Role Summary Are you looking for the next step in your career with the opportunity to join Life & Annuity Compliance? We are seeking a talented individual who is passionate about continuing to develop their professional expertise through learning...Work experience placementWork at officeFlexible hours
- ...standards discussions. Interfaces with clients on all inquiries related to Information and IT Security and fraud capabilities.Works with Compliance and Regional Security and Fraud teams to understand global regulatory requirements, develop global and regional policies and...Full timeWork experience placement
$20 per hour
...Job Overview Standish Compliance Services, LLC is a premier Texas-based compliance services provider to private fund firms across the U.S. The firm operates as a boutique compliance practice, providing customized, high-touch outsourced compliance resources and expertise...Part timeInternshipWork at officeHome office- LIS Solutions is seeking a Junior Compliance Officer in Dallas, Texas, to support the Department of Homeland Security and Immigration and Customs Enforcement. The role involves inputting and evaluating data, conducting database queries, and assisting with I-9 audits. Ideal...
- ...individuals who thrive on making an impact and want the excitement of being on a team that wins. Job Description Support Teledyne's IT SOX compliance program by evaluating ERP-related controls, including user access, Segregation of Duties (SoD), change management, and automated...Minimum wageWork experience placementWork at officeLocal area
- ...AMLI's portfolio. You will review income, employment, credit and rental history, flag inconsistencies, collaborate with onsite leasing teams, and ensure compliance with Fair Housing regulations while maintaining thorough documentation. #J-18808-Ljbffr AMLI Residential
$53k - $105.5k
...United States of AmericaEmployment type: RegularCategory: Legal, Compliance & RiskIndustry: Real EstateSalary: 75000Posted: 2026-10-14We... ...per week in the office.As a Contract Specialist/Compliance Analyst, you will support the full contract lifecycle, including contract...Minimum wageContract workWork at officeLocal areaRemote workFlexible hours3 days per week1 day per week$88.4k - $154.7k
...potential. Unleash your talent and redefine what’s possible.Job Description:Parsons is looking for a talented Permitting / Regulatory Compliance Specialist to join our team! In this role you will support the clients permit tracking, regulatory compliance monitoring,...For contractorsWork experience placementLocal areaFlexible hours- ...product lifecycle. Relies on extensive experience and judgment to plan, create, develop and maintain materials needed for regulatory compliance. Uses technical knowledge to drive new product submissions, listings, and registration of medical devices. Trains and mentors...
- ...team in the medical device sector. This role will provide expert guidance on navigating complex regulatory landscapes, ensuring compliance with global medical device regulations, and facilitating market entry strategies. The ideal candidate will have extensive experience...Full time
$82k - $117k
The Sr. Compliance Analyst (Regulatory Exams) is responsible for supporting the network of Cetera Financial Group's broker/dealer and registered investment advisers throughout the examination process. The Regulatory Exam Manager is responsible for coordinating all aspects...Full timeFlexible hoursShift work- Mark Cuban Cost Plus Drug Company is seeking a Compliance & Audit Analyst to strengthen the finance organization’s internal control environment and audit readiness, with a focus on government contracting compliance. This analytical role will support control testing, audit...
- ...Summary Works under minimal supervision to manage and perform compliance assurance/effectiveness reviews of various functions and activities... ...with established policies and procedures. The Compliance Analyst III conducts complex professional billing and coding compliance...Full timeWork at officeShift work
- Mark Cuban Cost Plus Drug Company is seeking a Compliance & Audit Analyst to enhance the internal control environment and audit readiness, focusing on government contracting compliance. The role supports control testing, audit preparation, and remediation of findings in...Contract work
- UT Southwestern Medical Center in Dallas, TX seeks a Compliance Analyst III to conduct complex professional billing and coding audits, evaluate documentation, and ensure adherence to federal and state requirements. This role analyzes claims and reimbursement patterns to...Work at office2 days per week
- Are you looking to make a move to a positive environment, be appreciated for your knowledge and skill? Or perhaps you have your own inspection business and are ready to just do what you enjoy, home inspections. We are looking for the right people to join our Team. We...Full timeFlexible hours1 day per week
- US Inspect US Inspect is the nation's leading inspection services firm, delivering residential inspections since 1987. We are currently expanding our presence in the Dallas-Fort Worth Metroplex and have openings for experienced inspectors to join our team of highly ...Extra incomeTemporary workWork at officeLocal areaFlexible hours
- HilltopSecurities is looking to hire a Compliance Officer who will support both broker-dealer and registered investment adviser compliance functions. The Compliance Department is responsible for ensuring that Hilltop Securities Inc. has effective policies and procedures...Work at officeHome office
$78k - $118k
...purpose, and a team that welcomes you—because when you feel valued, you’re empowered to do your best work. Job Summary The Compliance Analyst supports the implementation and continuous improvement of health, safety, environmental, and operational compliance programs...Full timeFor subcontractorWork at officeLocal area$81k - $140k
Dallas, Texas / Seattle, WashingtonLegal Division - Compliance /Full Time Employee /On-siteShield AI is a venture-backed defense-tech company with the mission of protecting service members and civilians with intelligent systems. Its products include Hivemind autonomy software...Full timeTemporary workPart timeWork experience placementWorldwide- The City of Farmers Branch seeks a non-supervisory HR professional focused on risk management, workers’ compensation, safety and compliance programs, and drug/alcohol testing procedures as the TML-IRP liaison. The role may also handle entry-level employee relations intake...
- ...more information about joining our team, please visit us at Brief Overview of Position The Loan Operations Funding & Flood Compliance Analyst is responsible for the accurate execution of all commercial loan funding activities and serves as the Bank's primary subject...Immediate startDay shift
- UT Southwestern Medical Center in Dallas is seeking a Compliance Analyst III to manage complex assurance reviews of departmental and program activities, ensuring adherence to internal controls, policies, and regulatory requirements. You will analyze claims, coding, and...
- UT Southwestern Medical Center seeks a Senior Regulatory Analyst to oversee the Institutional Animal Care and Use Committee (IACUC) compliance program, manage the SAFI program, and support PAM activities. The role provides regulatory guidance and education to the research...
- **Job Description**The Retail Compliance and QC Analyst will establish and monitor deposit compliance and quality control processes, including first line of defense management to ensure regulatory compliance and effective risk management. In addition, they will track laws...Work at officeLocal area
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