Senior Compliance Analyst
Jobtailor
Jobtailor in Marlton, NJ seeks an experienced broker/dealer compliance professional to ensure FINRA and SEC adherence. You will review new accounts, approvals for trades, and managed-account documentation, while coordinating annual reviews and regulatory requests. The role requires 5+ years in brokerage, FINRA licenses (7, 24, 63/65 preferred), and a life/health license. Strong MS Office and trading platform skills, plus multitasking and problem-solving in a fast-paced environment are essential. #J-18808-Ljbffr
Vacancy posted 3 days ago
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