Senior Business Risk Officer - SOX - $140-170K Plus 25% Bonus & 10% Profit Sharing

Senior Business Risk Officer – SOX This role offers a salary of $140-170K, plus a 25% bonus and 10% profit sharing. Additional benefits include unlimited PTO days, a 15% discounted employee stock purchase program, and a friendly, collaborative culture with top-notch work-life balance and minimal travel. Job Summary The Senior Business Risk Officer – SOX will establish a control environment for the Loan Administration business unit, supporting SOX and regulatory requirements. This involves leveraging expertise to support management with controls-related activities, representing Loan Administration as the key interface with other risk programs and auditors, and developing a new control framework. Responsibilities Develop a new control framework in Loan Administration and partner with 2nd line Credit Administration to transition controls to the 1st Lines of Defense Perform risk assessments and identify key risks with credit risk managers and senior credit officers Design efficient controls that address SOX and other control requirements with control owners Perform control activities to mitigate key risks Develop a cadence for program activities such as risk assessment, SOX walkthroughs, control execution, and quarterly controls testing Coordinate, update, and maintain SOX-related artifacts Lead walkthroughs and prepare process/control owners to present their process and controls effectively Assess control issues and partner with business owners to develop correction plans Prepare deficiency evaluations and SAB 108 accounting memos as needed Interface with second line Credit Administration and other constituents to provide updates on control development and execution Propose changes to processes and controls to address dynamic growth and new risks Support training and competence activities for colleagues within Loan Administration Support management in delivering and embedding good risk culture Qualifications Bachelor’s Degree in management, finance, economics, or a related field, or equivalent experience Experience with internal controls, including process control design, preparation of flowcharts & control matrices, documentation and testing of controls, and identification and reporting of control gaps 7+ years working in the financial services industry Experience in SOX, risks, business controls, or compliance management preferred Progressive experience in public and/or internal audit experience with a background in financial services is highly desirable Large Financial Institution experience is a plus, but not required Additional Qualifications Ability to independently manage complex tasks Strong SOX technical skills Strong communication skills, both verbal and written Ability to influence, negotiate, and persuade peers, colleagues, and managers Self-starter who proactively reaches out as needed Ability to work tight timelines and manage multiple competing priorities while delivering sound results We are an equal opportunities employer and welcome applications from all qualified candidates. #J-18808-Ljbffr ACCsurance, LLC