Regulatory Compliance Lead - Alternatives & Investments
$72k - $110kIQ-EQ
IQ-EQ is seeking an experienced compliance professional in the United States to lead client engagements, develop and test compliance programs, and support regulatory examinations. The role emphasizes accuracy, strategic guidance, and adaptability to client-driven schedules while promoting collaboration and operational excellence. The position offers a hybrid work schedule with comprehensive benefits, PTO, 401(k) matching, and health coverage; compensation ranges from $72,000 to $110,000 #J-18808-Ljbffr IQ-EQ
$250k
...and delivery of all aspects of the CPB Investments Business within the region, including... ...enhancement, content delivery, regulatory compliance, risk and control, revenue and expense... ...value across traditional, levered and alternative investment strategies. Appropriately...SuggestedFull time$132.5k - $338.3k
...We Are: Accenture is a leading global professional services company that helps the world... ..., sustainability and ethics and compliance built into the fundamental changes Accenture... ...end offering lifecycle-from strategy and investment prioritization through industrialization...SuggestedWork experience placementLive inWork at officeLocal area$130.7k - $196.1k
...dollars of AT&T’s cost structure and future investments, while driving best-in-class practices... ...Role and Responsibilities of Lead Business Strategy: Our Lead Business Strategy... ...fiber where available) and AT&T phone. Compliance AT&T will consider for employment qualified...SuggestedTemporary workWork at officeLocal areaRelocation- Hilltop Holdings is seeking a Facilities lead to be responsible for the day‑to‑day... ..., clearing, retail brokerage, and other investment banking services. Hilltop Holdings seeks... ...utilization of our physical assets while ensuring compliance with regulations and industry standards....SuggestedContract workFor contractorsWork at officeRelocation
- Peak6 Investments LLC is looking for a Manager of Regulatory Compliance in Dallas, Texas. This role involves leading a team to address regulatory inquiries and enhance compliance standards across the firm. Ideal candidates will possess at least 10 years of compliance experience...Suggested
- ...USA is looking for a Senior Associate to lead the execution of loan closings within their commercial real estate debt investment platform. The role involves managing the closing... ...with multiple stakeholders, and ensuring compliance with documentation and operational...
$75 per hour
...monitor risk trends, apply industry best practices, and ensure compliance and regulatory obligations Qualifications Demonstrated ability to... ...advancement desires Hybrid work arrangements with regular investment in gatherings/offsitesto spend timetogether as team Various...Contract workWork at officeRemote workWork visa$250k
...global financial institution in Dallas, Texas seeks an experienced leader for their Investments Business. The ideal candidate will manage a large team, drive revenue growth, and ensure compliance with regulations. Applicants should have over 15 years of experience in...$160k - $210k
...Lead Estimator We are seeking a Lead Estimator to join our team to support our client... ...you will work on a diverse portfolio of investment delivery projects, varying in complexity... ...or 15 years of relevant experience, or alternatively 10+ years proven experience directly in...Full timeTemporary workWork at officeFlexible hours- ...Description Summary: The Accountant Lead is responsible for preparing general... ...Corporate Accounting Payroll Accounting Investments and Foundation Accounting Prepaid... ...of financial transactions and ensuring compliance with U.S. Generally Accepted Accounting...Full timeContract workWork at office
- Marcus by Goldman Sachs, Lead Instructional Designer Associate - Richardson, TX Job Description... ...meet the highest standards of quality, compliance, and operational efficiency. The ideal... ...in 1869, we are a leading global investment banking, securities and investment...
- ...class training facility, and leading market tools, we help our... ...rules, depreciation areas, investment measures, and integration with... ...accurate asset accounting, compliance with financial controls, and... ...finance transformation and regulatory compliance objectives. Act...Full timeH1bLocal area
$50 - $60 per hour
...discipline. A Master’s or PhD (completed or in progress) is strongly preferred. Relevant backgrounds include Financial Accounting, Investment Banking, Corporate Development, Wealth Management, and Insurance Planning. Advantages of contracting with us: You'll be...Hourly payContract workFor contractorsWork experience placementRemote work- The Investment Counselor Team Lead manages multiple teams through other managers. In-depth understanding... ...solutions, and traditional and alternative investments. Implement a strategic... ...its clients and assets, by driving compliance with applicable laws, rules and regulations...
- ...seeking a Privacy Specialist to enhance its enterprise privacy program. This position involves managing privacy inquiries, ensuring compliance with regulations like GLBA, and performing vendor risk assessments. The ideal candidate possesses strong analytical skills and...
- Overview BA Lead - CMS is responsible for leading business analysis activities for Crew... ...traceability matrices and ensure compliance with aviation standards (FAA/EASA). Stakeholder... ...aviation operations. Familiarity with regulatory compliance (FAA/EASA) and airline industry...
- ...Health and Hospital System (PHHS) in Dallas, Texas, seeks an investment manager to oversee the district's investment and pension portfolios... ...will also support benefit plan participants and ensure compliance with investment policies. #J-18808-Ljbffr Parkland Health and...
- Aptar Italia S.P.A. is seeking a Manager of Packaging Quality & Regulatory to lead the Quality team at FusionPKG. The role involves ensuring regulatory compliance, developing quality improvements, and resolving quality issues for cosmetic partners. The ideal candidate...
- ...Manager to oversee client-facing treasury functions. The role involves managing a team to ensure accurate cash management within investment operations, reviewing wire transfers, and coordinating with clients. Candidates must hold a Bachelor's degree in finance and have...Work at office
- Arm Candy in Dallas seeks a seasoned Media Investment Supervisor to lead cross‑platform campaigns and optimize performance across Meta, Google and DSPs. You’ll guide day‑to‑day operations, mentor a growing team, and work closely with clients to translate goals into actionable...
$130k - $180k
...compounding interest. About The Legal, Compliance, And Public Affairs Team The Legal, Compliance... ...and detail-oriented Compliance Lead to join the Loss Mitigation and Furnishing... ...(FDCPA), and managing issues related to regulatory compliance within the organization. Additionally...Flexible hours- Lead Maintenance As the Lead Maintenance, you’ll be the heart of the community’s upkeep. You’ll keep our property safe, beautiful,... ...they become issues Ensure residents are satisfied and owners’ investments are protected What You’ll Do Lead the maintenance team and oversee...Immediate startWeekend work
- ...efficient revenue-cycle operations, standardize processes, and lead a team of accounts receivable specialists. This role involves close... ...with finance leadership and attorneys to protect client investments and improve service delivery. Candidates should have over 7 years...
- ...seeks an experienced High-Net-Worth Financial Advisor Manager to lead a team of seasoned advisors serving affluent clients with up to... ...rigor. In this leadership role you will collaborate across investment management, estate planning, tax strategy, and trust services to...
- A leading global investment bank is seeking a Mortgage Transaction Manager in Dallas, Texas. In this critical client-facing role, you will ensure a seamless mortgage process for Private Wealth Management clients. Responsibilities include managing client expectations, coordinating...
- Berkshire Residential Investments in Dallas is seeking a Leasing Consultant for its Oak Lawn area. This role focuses on building relationships with prospective residents and providing an exceptional customer experience. Key responsibilities include maintaining a professional...
- Homebound is seeking a Senior Associate to join its Investment Strategy team in Dallas, Texas. This position is focused on driving the growth and execution of our infill spec development program and involves strong project management and cross-functional coordination....
- ...in Richardson, TX to optimize inbound/outbound transportation, freight, and customs compliance for our manufacturing operations. You will lead global freight activities, ensure regulatory compliance, and manage 3PLs to reduce costs and improve on‑time delivery. The role...
- ...station operations. The GM will ensure operational excellence and regulatory compliance across various verticals including Hospitality and... ...performance management, ensuring customer service delivery, and leading a skilled team. The ideal candidate will have a strong background...
- ...marketing leader to join our dynamic and growing team. The SEM Lead will be responsible for execution of the paid search program. The... ...Manage and execute according to planned paid search investments Qualifications 3+ years of digital/performance marketing 5+...Work at office
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