Senior Compliance Leader - FINRA/SEC Expert
Alpaca
Alpaca, a US-headquartered leader in brokerage infrastructure, seeks a Senior Compliance Manager to enhance the firm’s compliance program across FINRA, SEC, and OCC domains. You will collaborate with multiple business lines to ensure regulatory alignment and effective governance. The ideal candidate has 7+ years of experience, strong regulatory drafting skills, and fluency with U.S. securities rules. A bachelor’s in Finance, Business or Law is required, with licenses such as Series 7 and 24 #J-18808-Ljbffr Alpaca
Vacancy posted 1 day ago
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