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Senior Electronic Communications Compliance Lead

Osaic

Osaic is seeking a Supervision Principal, Electronic Communications Supervision, in a hybrid role with duties focused on supervising electronic communications of Financial Professionals for regulatory compliance. The role requires FINRA Series 7 and 24 (or 9/10), strong analytical abilities, and excellent communication skills. The position is based at hub locations with in-office requirements and offers a competitive salary plus annual bonus potential. #J-18808-Ljbffr Osaic

Vacancy posted 2 days ago
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