Senior Financial Advisor (RIA) - Bring Your Book | Lexington, KY

Senior Financial Advisor (RIA)

Bring Your Book | Lexington, KY

Lexington, Kentucky

Primarily in-office

Full-time

English required

Revenue-based compensation aligned with your existing book and future growth

Strong earning potential with no artificial cap on upside

Full infrastructure including investment management, compliance, and administrative support

Warm client introductions and firm-driven growth initiatives

Collaborative team environment with experienced advisors and internal specialists

Clear long-term path toward leadership and potential partnership

Inner Circle Agency is hiring on behalf of a well-established independent wealth management firm with a significant base of assets under management.

The firm focuses on delivering comprehensive financial planning to high-net-worth and ultra-high-net-worth clients, with an emphasis on long-term relationships, tax strategy, and multi-generational planning.

Advisors operate within a team-based structure supported by internal experts across investments, compliance, and operations, allowing them to focus on client relationships and high-level advisory work.

This opportunity is designed for an experienced financial advisor who has built a meaningful book of business and is looking for a stronger platform to support continued growth.

You will take ownership of client relationships while leveraging a fully built infrastructure that removes the operational burden typically associated with running a practice.

Advisors who tend to make this move are those who have outgrown their current environment, whether due to limited support, capped growth, or lack of collaboration.

You've built a solid book but still handle too much on your own

You want deeper support across planning, investments, and operations

You're looking for a more collaborative, team-based environment

You want access to additional client opportunities without starting from scratch

You're thinking long-term about growth, equity, or partnership

Manage and lead relationships with high-net-worth and ultra-high-net-worth clients

Deliver comprehensive financial planning including tax, estate, and investment strategy

Act as a proactive advisor, anticipating client needs and guiding long-term decisions

Coordinate with external professionals such as CPAs and legal advisors

Transition and integrate existing client relationships into the firm

Continue business development through personal networks and referrals

Collaborate with internal teams to deliver a high-touch client experience

10+ years of experience as a financial advisor

Proven ability to manage and transition a $40M+ client book

Clients that would reasonably be expected to follow you

Not subject to any non-compete or non-solicit restrictions

CFP® designation (or equivalent)

Strong experience working with high-net-worth clients

Excellent communication and leadership skills

CPA, JD, MBA, or advanced tax/planning credentials

Deep expertise in tax strategy or complex planning scenarios

Experience working in a team-based advisory environment

Client-first, fiduciary mindset

Collaborative and team-oriented

Proactive and solutions-driven

Professional and credible with sophisticated clients

Interested in long-term growth within a firm environment