Senior Compliance Auditor & Process Improvement Lead
Cambridge Investment Research (USA)
Cambridge Investment Group, Inc. seeks a Senior Examiner to support the Compliance department's daily operations. The role leads strategic initiatives, conducts on-site audits of financial professional offices, and ensures adherence to internal policies and industry regulations. Required FINRA licenses (Series 7, 24, 63, and either 65 or 66), 4+ years of related experience, and strong regulatory knowledge. The position involves travel to offices as needed and contributes to training and process #J-18808-Ljbffr
Vacancy posted 3 days ago
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