Regulatory QA Lead: AML/KYC & Compliance Testing
RealTek Consulting
RealTek Consulting is seeking an experienced Regulatory QA Lead to oversee quality assurance for regulatory and compliance initiatives. The role focuses on manual testing, regulatory validation, and defect management in a complex enterprise environment. The ideal candidate will have strong experience in AML, KYC, and compliance-driven QA testing. Responsibilities include end-to-end QA planning and execution, stakeholder collaboration, and regulatory testing for critical initiatives. #J-18808-Ljbffr
$150k - $175k
...Financial Crimes Compliance Manager - Vice President... ...candidate to join its Regulatory and Compliance team to... ...ensuring compliance with AML regulatory requirements... ...Oversee third party reliance testing and monitoring.... ...Committee. Complete AML and KYC Due Diligence...RegulatoryFull timeWork at officeRemote work- ...are seeking an experienced Regulatory QA Lead to own end-to‑end quality assurance... ...enterprise regulatory and compliance initiatives within a large,... ...focused heavily on manual testing, test strategy, regulatory... ...have strong experience in AML, KYC, regulatory reporting...RegulatoryRemote work
- ...Descriptions: Performed independent QA review of control testing execution performed by 1st and 2nd... ...aligned with internal methodology| regulatory expectations| and SOXITGC standards.... ...BI Testing F&A - Controls and Compliance Functional Testing Experience...Regulatory
- ...QA Automation Lead We are seeking a Test Automation Lead (SDET) with 5 years leading multiteam QA programs, to drive engineering... ..., production validation dashboards). Compliance Security - Ensure test evidence meets BFSI regulatory/audit needs (SOX) automate traceability...RegulatoryContract workShift workEarly shift
- ...per week) Commonfund is a leading asset management firm that empowers... ...Assistance with filings and regulatory correspondence with federal,... ...management. Assist with AML/KYC processes, including review... ...certifications, and coordinate with the Compliance Department on OFAC screening...RegulatoryWork at office3 days per week
- ...OFFICER Reports To: SVP, Chief Compliance Officer The BSA Officer is... ...BSA), Anti-Money Laundering (AML), and Office of Foreign... ...bank adheres to all federal regulatory requirements while implementing... ...Ensure annual independent testing of the BSA/AML Program. Facilitate...RegulatoryWork at office
$120k - $180k
...appealing to you? If so, this Cybersecurity - Compliance Advisor opportunity could be for you.... ...of cybersecurity, risk, and regulatory compliance, helping ensure the integrity... ...technology platforms. Designing and executing testing programs for cyber, information security...RegulatoryWorldwide- ...calculations Coordinate nondiscrimination testing, annual limits, audits, Form 5500 filings, and other regulatory requirements in partnership with internal teams... ...defined benefit plan payments Governance & Compliance Execute governance processes for...RegulatoryContract workPart time10 hours per week3 days per week
- ...Job Summary: The Req Reporting Test Analyst focuses on automating and validating regulatory reporting processes for financial institutions to ensure accuracy, timeliness, and compliance with evolving regulations. The role involves automation development, data management...Regulatory
- ...Build and maintain end-to-end data lineage to support regulatory reporting (e.g., BCBS 239, CCAR, AML). Collaborate with data stewards to enrich metadata... ...business context and glossary terms. Governance Compliance Support data governance initiatives by integrating catalog...Regulatory
$90k - $110k
...Role Purpose This position will report to the Chief Compliance Officer. The Regulatory and Licensing Manager will ensure that Moneycorp adheres to all... ..., internal and external audits, annual independent AML compliance reviews (US), and biennial AML effectiveness reviews...RegulatoryPermanent employmentFull timeContract workWork at officeMonday to Friday- ...Responsible for the overall coordination and management of histology, cytology, and MOHS laboratories to ensure high-quality testing, regulatory compliance, and efficient operations. Oversees laboratory leadership staff and supports departmental goals, quality initiatives,...RegulatoryFull timeRelocation packageDay shift
- ...retirement plan governance processes, support compliance activities, and manage vendor... ...standards of operational excellence and regulatory compliance. This is an opportunity to work... ...calculations - Coordinate nondiscrimination testing, annual limits, audits, Form 5500...RegulatoryContract work3 days per week
- ...Infection Control Nurse Ensures compliance with local, state and federal Infection Control... ...practices to ensure compliance with regulatory requirements. Investigates and monitors... ...examination, which includes a substance abuse test that includes testing for THC (the...RegulatoryFull timePart timeLocal area
- ...Sr Manager, Indirect Tax Compliance Be a part of a revolutionary... ...AvaTax), including configuration, testing, tax code mapping, exemption... ...Tax (Tobacco & Nicotine) Lead Federal and State excise tax... ...closely with Legal and Regulatory affairs on interpretation of...RegulatoryWork at officeLocal areaRelocation package
$84.61k - $141.02k
...recommendations for improvement Advise on plan design, compliance challenges, and corrective strategies (including failed testing) Review and evaluate fund line-ups and... ..., and compliance. Stay informed about regulatory changes and industry trends to provide...RegulatoryInterim roleWork at office- ...is central to demonstrating compliance program effectiveness, continuity... ...emphasis on the heightened regulatory, enforcement, and public‑... ...documentation, metrics, and testing sufficient to withstand DOJ,... ...Technical Operations, and R&D. Lead enterprise compliance risk assessments...RegulatoryWork at officeLocal areaNight shift
- ...Test Automation Engineer Greenwich, CT Company Overview Interactive Brokers Group, Inc. is a global financial services... ...manipulation and financial crimes, directly supporting regulatory compliance and protecting millions of client accounts. The quality and...RegulatoryContract workWork at officeRemote work
$124.9k - $208.1k
...priorities and respond to risks and regulatory requirements. This position... ...controls, capable of leading audit teams to deliver value-... ...guidance on risk management and compliance while ensuring audits are conducted... ...of audit programs and testing procedures relevant to risk,...RegulatoryContract workRelocation package$120k - $130k
...Responsibilities The Senior Specialist, IT Compliance & Validation is responsible... ...compliance with applicable regulatory requirements, including 21... ...Validation (CSV) Activities Lead and document validation... ...Traceability Matrices, Automated Testing Artifacts) to ensure FDA-...RegulatoryLocal area$75k - $90k
...expert responsible for leading complex payment... ...transactions, and regulatory inquiries. The Senior... ..., processes, and compliance with regulatory standards... ..., such as AML (Anti-Money Laundering) and KYC (Know Your Customer... ...Lead user acceptance testing (UAT) for system enhancements...RegulatoryDaily paidPermanent employmentWork at office- ...Responsibilities include development, testing, training, documentation, and... ...apply their expertise at the leading actuarial software provider.... ...requests and changes in the regulatory environment.* **No prior... ...accuracy, regulatory compliance, and consistency with actuarial...RegulatoryWork at officeRemote work
- ...environment — owning wire, ACH, and FX processing, leading complex investigations, and playing a key role in audit readiness, compliance, and process improvement. What you'll... ...systems ~ Strong understanding of BSA/AML, OFAC, KYC, and broader consumer regulations ~...
$75k - $85k
...32k+ corporate clients benefit from our regulatory resilience with 63+ permissions globally... ...order to develop new business relationships Compliance Remain compliant with any regulations,... ...all times. With particular focus upon KYC procedures and accurate maintenance of all...RegulatoryPermanent employmentFull timeContract workWork at officeLocal areaRemote workWorldwide1 day per week$165k - $190k
...Operations Manager will lead an organization of six... ...ensures adherence to regulatory requirements and... ...Treasury Management, Risk, Compliance, Finance, Lending and... ...strategies are in place and tested Manage audit and... ...such as BSA/AML, KYC, FDIC, FFIEC guidelines...RegulatoryDaily paidPermanent employmentRemote work$30 per hour
...treatment care, and maintaining compliance with medical and... ...compliance with company policies and regulatory guidelines. Regularly inspect... ...provides opportunities to lead during peak times, oversee key... ...including characteristics and testing), military and veteran status...RegulatoryPart timeShift workAfternoon shift2 days per week3 days per week1 day per week$169.5k - $248.6k
...Eli Lilly and Company in Stamford, Connecticut, seeks a Senior Director of Global Regulatory Affairs to lead innovative regulatory strategies for product development. This role requires significant experience in regulatory affairs, excellent leadership skills, and the...Regulatory- ...NourishedRx in Stamford, Connecticut is seeking a Manager of Compliance to oversee adherence to regulatory requirements. The ideal candidate will create and maintain compliance policies, conduct risk assessments, and provide necessary training to support the organization...Regulatory
$150k - $187k
...Philip Morris International U.S. in Stamford, CT is seeking a Senior Manager for Regulatory & Compliance Reporting. This role involves leading tobacco regulatory reporting, managing licensing and permits, and ensuring compliance with state and federal requirements. The...Regulatory$79k - $126k
...settlement accounts and other services for the relevant MTS entity • Compliance services, including but not limited to due diligence, real-time sanctions screening, AML, and fraud management • Regulatory reporting to the relevant regulators on behalf of the regulated...RegulatoryFull timeContract workPart timeWork at officeWorldwideFlexible hours
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