Senior Compliance & Risk Lead - Financial Services
Vaco Recruiter Services
A well-established financial institution in Phoenix, AZ, is seeking a Compliance & Risk Manager. In this pivotal role, you will ensure compliance with financial regulations, conduct audits, and support compliance initiatives. The ideal candidate will have over 5 years of experience in compliance or risk within financial services and possess a Bachelor's degree. This position requires active FINRA licenses including SIE and Series 7, and the organization supports obtaining additional certifications as needed. #J-18808-Ljbffr Vaco Recruiter Services
Vacancy posted 3 days ago
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