Divisional Control Office (DCO), Investment Bank (Non-Financial Risk & Regulatory Adherence) - [...]
Deutsche Bank
Job Title: Divisional Control Office (DCO), Investment Bank (Non-Financial Risk & Regulatory Adherence) Corporate Title: Vice President Location: New York, NY Overview This Vice President role sits within the Americas Investment Bank Divisional Control Office (DCO) and is responsible for the end-to-end management of non-financial risk, regulatory adherence, and divisional controls across Investment Bank businesses. The role supports the Americas 1st Line of Defense (1LoD) and partners closely with 2nd Line of Defense (2LoD), Legal, Compliance, COO, and Regulatory Affairs to ensure the business operates in accordance with applicable laws, regulations, and internal policies. The role combines hands-on ownership of Risk & Control Assessment (RCA) execution, regulatory remediation and governance, and forward-looking regulatory readiness, with strong expectations for stakeholder management, thought leadership, and delivery discipline consistent with a VP-level appointment. What We Offer You A diverse and inclusive environment that embraces change, innovation, and collaboration A hybrid working model, allowing for in-office / work from home flexibility, generous vacation, personal and volunteer days Employee Resource Groups support an inclusive workplace for everyone and promote community engagement Competitive compensation packages including health and wellbeing benefits, retirement savings plans, parental leave, and family building benefits Educational resources, matching gift, and volunteer programs What You\'ll Do Divisional Control & Non-Financial Risk Management Own and manage non-financial risk and control activities for designated Investment Bank businesses, reporting into the IB Americas Divisional Control Officer Ensure effective design, implementation, and sustainability of key controls aligned to business processes, risks, and regulatory expectations Lead and coordinate the Americas RCA BAU book of work, including end-to-end process mapping, risk identification, control documentation, and quality assurance to ensure appropriate granularity and consistency Act as a trusted 1LoD partner to business stakeholders, providing credible challenge and pragmatic solutions Regulatory Remediation & Governance Project manage the Americas regulatory remediation book of work, coordinating across 1LoD and 2LoD stakeholders to drive timely and sustainable outcomes Support regulatory exams, inquiries, and ongoing regulatory reporting, including drafting and overseeing responses where appropriate Monitor adherence to regulatory commitments, internal policies, and governance frameworks, escalating issues and risks as needed Regulatory Adherence & Strategic Readiness Perform impact assessments for new and amended U.S. regulatory requirements, including maintaining tracking and governance materials Conduct horizon scanning in partnership with Regulatory Affairs, Legal, Compliance, RMG, and other stakeholders to identify emerging regulatory risks and themes Maintain and execute a regulatory readiness framework to support business preparedness for regulatory, market structure, or geopolitical developments Provide subject matter leadership on regulatory- and control-driven initiatives affecting business processes, governance, and operating practices Operational Resiliency Support the Investment Bank Operational Resiliency Program, contributing to the identification of important business services, impact tolerances, and response capabilities Act as a subject matter contributor on the detection, prevention, and response to operational disruptions How You\'ll Lead Coordinate and influence senior stakeholders across business, control, and infrastructure functions. Represent the business in forums related to non-financial risk, controls, and regulatory topics. Lead complex initiatives with clear ownership of scope, deliverables, timelines, and dependencies. Mentor and guide junior team members, leading by example and promoting a strong risk and control culture. Skills You\'ll Need Prior experience in Investment Banking, Non-Financial Risk, Divisional Control Office, Regulatory Adherence, COO, or relevant 2LoD or consulting roles. Strong understanding of Investment Bank products, business models, and control environments. Demonstrated experience with Risk & Control Assessments (RCA), regulatory remediation, and governance frameworks. Advanced Microsoft Excel and PowerPoint skills. Skills That Will Help You Excel Proven project management capability, including delivery in a deadline-driven and high-pressure environment. Excellent analytical, problem-solving, and critical-thinking skills, with strong attention to detail. Strong written and verbal communication skills, with the ability to influence and advise senior stakeholders. Ability to operate autonomously while effectively collaborating within a team-based environment. Expectations It is the Bank\'s expectation that employees hired into this role will work in the New York, NY office in accordance with the Bank\'s hybrid working model. Deutsche Bank provides reasonable accommodations to candidates and employees with a substantiated need based on disability and/or religion. The salary range for this position in New York City is $170K to $190L. Actual salaries may be based on a number of factors including, but not limited to, a candidate\'s skill set, experience, education, work location and other qualifications. Posted salary ranges do not include incentive compensation or any other type of remuneration. Deutsche Bank Benefits At Deutsche Bank, we recognize that our benefit programs have a profound impact on our colleagues. That\'s why we are focused on providing benefits and perks that enable our colleagues to live authentically and be their whole selves, at every stage of life. We provide access to physical, emotional, and financial wellness benefits that allow our colleagues to stay financially secure and strike balance between work and home. Click here to learn more! Learn more about your life at Deutsche Bank through the eyes of our current employees: The California Consumer Privacy Act outlines how companies can use personal information. If you are interested in receiving a copy of Deutsche Bank\'s California Privacy Notice, please View email address on click.appcast.io>.
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We strive for a culture in which we are empowered to excel together every day. This includes acting responsibly, thinking commercially, taking initiative and working collaboratively. Together we share and celebrate the successes of our people. Together we are Deutsche Bank Group. We welcome applications from all people and promote a positive, fair and inclusive work environment. Qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, protected veteran status or other characteristics protected by law. Click these links to view Deutsche Bank's Equal Opportunity Policy Statement and the following notices: EEOC Know Your Rights ; and Employee Rights and Responsibilities under the Family and Medical Leave Act ; and Employee Polygraph Protection Act #J-18808-Ljbffr Deutsche Bank- A leading global bank in New York is seeking a Vice President in the Divisional Control Office to oversee non-financial risk management and ensure regulatory adherence in Investment Banking. The role involves managing risk and control activities, leading regulatory remediation...Work at officeFinancialRiskRegulatory
$125k - $222.5k
...Overview Job Title: Divisional Risk and Control Specialist – Cash... ...Control Office within the Corporate Bank (CB) supports as the... ...in the Division. DCO’s core mandate is... ...managing and monitoring non-financial risk and to... ...external audits and with regulatory enquiries (...Work at officeFinancialRiskRegulatoryFull timeWork from home- ...Associate Director, Non-Bank Financial Institutions... ...Markets and Investment Banking... ..., credit and risk management products... ...Management Officer - Global... ...Finance, and Controllers, to provide integrated... ...adequacy, adherence to and... ...operational risk, regulatory compliance...Work at officeFinancialRiskRegulatoryLocal areaFlexible hours
$96k - $120k
...Mitsubishi UFJ Financial Group (MUFG), one... .... This means investing in talent, technologies... ...at an MUFG office or client sites... ...& Investment Banking (GCIB) Business Unit Risk & Control team. This role... ...and non-financial risks... ...alignment with regulatory expectations and...Work at officeFinancialRiskRegulatoryFull timeLocal areaRemote work- ...President - Control Manager supporting... ...support risk and control... ..., ensuring adherence to the firm’... ...Summaries, Regulatory Topic assessment... ...experience.Financial services... ...understanding of banking risk... ...in Microsoft Office Suite, with... ...a leader in investment banking, consumer...Work at officeFinancialRiskRegulatoryFlexible hours
$100k - $250k
...leading global financial institution that... ...across investment banking, securities, investment... ...and maintains offices in all major financial... ...the world.The Regulatory Policy team is... ...Treasury, Risk, Legal, Product Control and Technology,... ...available to active, non-temporary, full...Work at officeFinancialRiskRegulatoryFull timeTemporary workPart time$93k - $150k
...SummaryThe AVP Investment Banking Controller is responsible for... ...the accounting, financial reporting, and... ...closely with Front Office, Syndicate,... ...and delivery and non-bill and delivery... ...enhancement, and regulatory compliance, while... ...operational risk.Participate in regulatory...Work at officeFinancialRiskRegulatoryFull timeLocal areaRemote workWorldwide$150k - $185k
...Compliance Control Room, focusing... ...plans for regulatory initiatives,... ...and emerging risks, process and... ...of relevant banking/finance industry... ...with non-routine information... ...standard office equipment -... ...diversified investment bank. We are... ...achieve their financial, physical...Work at officeFinancialRiskRegulatoryWork experience placementLocal areaWork from homeFlexible hours- ...is a leading global financial institution that... ...financial services across investment banking, securities,... ...York and maintains offices in all major financial... ...the world.The Regulatory Policy team is responsible... ...Treasury, Risk, Legal, Product Control, Technology, etc. and...Work at officeFinancialRiskRegulatory
$115k - $200k
...Structured Finance Product Controller ensures accurate... ...partner to Front Office trading, Risk Management, and Financial Accounting.... ...as local laws and regulatory obligations. Roles... ...the 15th largest bank in the world as measured... ...of corporate and investment banking services...Work at officeFinancialRiskRegulatoryFull timeLocal areaRemote workWorldwide$85k - $120k
...title: Credit Risk... ...a global financial services group... ...Management, Investment Management... ...Investment Banking). Founded... ...credit risk control function within... ...and regulatory compliance... ...and multi-divisional forums Internal... ...and adhere to defined... ...Microsoft Office SQL Decisions...Work at officeFinancialRiskRegulatoryRelocation package- ...management and regulatory reporting, resolution... ...a Legal Entity Controller - Vice President within the Bank P&A &... ...responsible for financial analysis, reporting... ..., and Capital Risk Management in review... ...Management office for the design... ...are a leader in investment banking,...Work at officeFinancialRiskRegulatoryWork experience placement
- ...compliance, regulatory and reputational risk across the... ...control function and... ...landscape.Financial Crime ComplianceFinancial... ...adhere to regulatory... ...cross-divisional partners,... ...and Sales/Investment personnel... ...investment banking, securities... ...maintain offices around the...FinancialRiskRegulatory
- ...Chief Administrative Office (CAO) is... ...operations.As a Control Manager - Executive... ...tune to emerging risks. You will be responsible... ...standards and regulatory requirements. This... ...within financial services or a related... ...are a leader in investment banking, consumer and small...Work at officeFinancialRiskRegulatory
- ...Equities Business Control Management team,... ...drive operational risk excellence and... ...response to an evolving regulatory landscape. Your... ...experience in financial services, with expertise... ...in Microsoft Office Suite (Word,... ...are a leader in investment banking, consumer and small...Work at officeFinancialRiskRegulatoryVisa sponsorship
$137k - $155k
...a leading global financial services firm providing... ...a wide range of investment banking, securities,... ...more than 1,200 offices in 43 countries.In... ...Director, Corporate Controllers, Reporting &... ...prepare and review regulatory financial statements... ...Firm’s Market Risk Department to identify...Work at officeFinancialRiskRegulatoryTemporary workRemote workWorldwide2 days per week$120k - $170k
...Income Middle Office. Trade... ...design and adherence of the... ...management and risk management... ...in regulatory requirements... ...Correspondent Banking Services,... ...service and control standards... ...and/or non-standard,... ...diversified investment bank. Together... ...their financial, physical...Work at officeFinancialRiskRegulatoryFull timeTemporary workLocal areaWork from homeFlexible hours$95k - $125k
...Manager - Risk Management... ...Transformation Office Location... ...medical, financial, and/or... ...Management, Investment Management... ...Banking). Founded... ...meet our regulatory and strategic... ...measured by adherence to delivering... ...gate keeper, control issues... ...functional and non-functional...Work at officeFinancialRiskRegulatoryWork experience placementRelocation package$85k - $140k
...leading global financial services firm providing investment banking, securities... ...and maintains offices in all major... ...and expansion. CONTROLLERS DIVISIONAL... ...profitability of, and risks associated with... ...investor and regulatory reporting requirements... ...to active, non-temporary,...FinancialRiskRegulatoryFull timeTemporary workPart time$120k - $130k
...Operations Trading Controls Associate... ...overview Nomura is a financial services group... ...Management, Investment Management,... ...Investment Banking) and Banking.... ...Global Middle Office function, a core... ...Shared Services, Regulatory Reporting and... ...to settlement Risk management,...Work at officeFinancialRiskRegulatoryWorldwideRelocation package$135k - $160k
...full-service financial services... ...corporate and investment banking, treasury management... ...technical, regulatory and... ...understanding of risks effectively... ..., internal controls and compliance... ...and adheres to policies... ...complex and non-routine.Implements... ...week in the office. Candidates...Work at officeFinancialRiskRegulatoryFull timeContract workPart timeLocal areaShift work- ...with a strong controls mindset, a high... .../Chief Investment Office manages structural... ...foreign exchange risks, using... ...guidance on complex, non-routine, and hedging... ...quarterly financial statements and... ...and support adherence to current accounting... ...in investment banking, consumer and...Work at officeFinancialRisk
$75k - $85k
...technology risks Demonstrated... ...testing of controls such as but... ...from regulatory and internal divisional audits in accordance... ...Adheres to internal... ...Operating standard office equipment -... ...banking solutions.... ...diversified investment bank. Together... ...achieve their financial, physical and...Work at officeFinancialRiskRegulatoryLocal areaWork from homeFlexible hours$75k - $85k
...technology risks ~ Demonstrated... ...testing of controls such as but... ...from regulatory and internal divisional audits in accordance... ...: Adheres to internal... ...standard office equipment -... ...transaction banking solutions.... ...diversified investment bank.... ...achieve their financial, physical and...Work at officeFinancialRiskRegulatoryFull timeWork experience placementLocal areaWork from homeFlexible hours- Global banking and financial services company with more than... ...acquisitions (M&A); risk management products... ...Description Major Investment Bank is looking for a Product Controller to support all front office activities in NY.... ...from Front Office, Regulatory, other Finance areas...Work at officeFinancialRiskRegulatory
- ...Management Global Banking and Markets... ...and Investment Banking business... ...credit and risk management... ...with Head Office and... ...Reg YY EPS. Adhere to internal... ...standards, and regulatory... ...day business controls to meet obligations... ...preferred. Non-business degree... ...family, financial, physical,...Work at officeFinancialRiskRegulatoryFlexible hours
$65k
...is a global financial services group... ...Markets and Investment Banking), and Investment... ..., tax, regulatory, and financial... ...wide internal controls. A role within... ...closely with front office and risk management... ...for adherence to governance... ...seniors. This is a non‑exempt position...Work at officeFinancialRiskRegulatoryRotational programFull timeTemporary workSummer workInternship- ...Chase & Co. (JPMC) , Control Management... ...manages operational, regulatory, and reputational risks. Within Asset & Wealth... ...management within financial services, with a focus... ...strong Microsoft Office/Visio proficiency... ...we are a leader in investment banking, consumer and small...Work at officeFinancialRiskRegulatory
$152.5k - $185k
...building, and non-recourse finance... ...departments. The Credit Officer must possess in... ...structure, risk return, the... ...’s operating, financial and industry profiles... ...with syndicate banks, rating... ...local laws and regulatory obligations. Roles... ...corporate and investment banking services...Work at officeFinancialRiskRegulatoryTemporary workTerm timeLocal areaRemote workWorldwide$97.24k - $145.6k
...Governance & Control teams to... ...various Conduct Risk Committees... ...legal/regulatory requirements... ...Accountabilities Adheres to... ...requirements (e.g. financial controls,... ...escalates non-standard,... ...function and the bank, both... ...requires in office expectations... ...investment bank. Together...Work at officeFinancialRiskRegulatoryLocal areaWork from homeFlexible hours
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