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Senior Global Regulatory Compliance Lead - Asset Management

Coda Search│Staffing

Coda Search│Staffing is tasked with finding a Senior Compliance Specialist for a global asset management firm in Greenwich, Connecticut. This role requires overseeing global regulatory reporting and ensuring compliance with SEC, FINRA, and CFTC regulations. The ideal candidate should possess a minimum of 5 years of relevant experience in compliance, specifically with shareholder of interest filings and derivatives-related reporting. Strong analytical skills and a thorough understanding of regulatory requirements are essential. #J-18808-Ljbffr Coda Search│Staffing

Vacancy posted 4 days ago
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