Senior Compliance Auditor - SEC, Branch Audits, Hybrid
Hub International
HUB International is seeking a Senior Compliance Examiner to lead branch audits and ensure SEC-regulated fiduciary standards across 700+ supervised persons. You will draft comprehensive reports, drive remediation, and present risk analyses to senior leadership. The role requires strong analytical skills, travel (30–40%), and the ability to communicate complex findings to C-suite audiences. Hybrid work with comprehensive benefits is offered.
#J-18808-Ljbffr- ...with corporate clients in 25 states is looking for a Staff Auditor to join their team. This is a newly created position due... ...where there is the opportunity for rapid promotion to Audit Senior. This is a Hybrid position. Major responsibilities of the Staff Auditor:...SuggestedPermanent employmentInterim role
$1,500 per month
...Aldrich CPAs and Advisors is looking for a Senior Audit Associate to join our Carlsbad office.... ...This information is provided in compliance with applicable state equal pay and pay... ...Know This is a full-time position with hybrid workplace options. Candidates should be...Senior16 hoursFull timeWork at officeLocal areaRemote workFlexible hours$115k - $125k
...all. Job Purpose The Senior Compliance Examiner will serve as a key... ...compliance of our SEC-registered investment advisory... ...conducting, and reporting on branch-level audits across a large, geographically... ...Insurance, & parental leave Hybrid schedule Monday–Friday (8am...SeniorLocal areaMonday to Friday$84.4k - $143k
...industry-focused wealth advisory, digital, audit, tax, consulting, and outsourcing... ...currently seeking a Sales Tax Consulting Senior to join ourState & Local Tax (SALT)practice... ...minimize client exposure. Lead and support compliance engagements - return preparation,...SeniorLocal area$105k - $176k
...industry-focused wealth advisory, digital, audit, tax, consulting, and outsourcing... ...and each other.CLA is currently seeking a Senior Associate in National Accounting for Income... ...day-to-day global tax provision and tax compliance workstreams with Managers/Directors to ensure...SeniorFull time- ...Description Summary The Senior Quality Assurance Specialist... ...contributor supporting quality and compliance for the organization’s... ...actions (CAPA), and supports audit and inspection readiness. The... ...preferred; ASQ Certified Quality Auditor, Certified Quality Engineer,...SeniorFull timeWork at officeMonday to Friday
- ...has an excellent opportunity for a Safety Auditor based out of our Carlsbad, CA location.... ..., operations and job sites to ensure compliance with corporate safety policy, and all federal... ...when driving from jobsite to jobsite auditing or attending meetings, etc. Noise levels...Work at officeLocal area
- ...communities through industry-focused wealth advisory, digital, audit, tax, consulting, and outsourcing services. Even with more than... ...role:Lead a team of tax and industry professionals to deliver tax compliance and consulting services, including mentoring the team to get to...Full time
$119k - $190.4k
...technically proficient and driven Senior Technical Business Developer... ...Tank Circuit Breakers. This hybrid role bridges product... ...influence — Ensure IEEE/ANSI compliance, represent the company in industry... ...Home Office; USA, GA, Flowery Branch, Home Office; USA, CA, Anaheim...SeniorHourly payFull timeTemporary workRemote workHome officeMonday to Friday$41.51 - $53.04 per hour
...willing and able to complete all required training and development as determined by the business including, but not limited to, compliance trainings, proficiency-based up-skilling, cross-training of other products or offerings, and professional development. Training requirements...SeniorRemote work- ...transceiver suppliers. Role Summary We are looking for a Senior or Principal Hardware Engineer to own the high-speed electrical... ...Experience designing and bringing up high-speed PCBs using low-loss or hybrid RF stack-ups. Deep understanding of differential signaling,...Senior
- ...The City of Carlsbad invites applications for a Senior Planner in the Planning Division. The ideal candidate has over five years of... ...collaborates with developers, engineers, and city staff to ensure compliance with regulations and long-range planning goals. #J-18808-...Senior
- ...client in Carlsbad is growing their finance team! We are seeking a Senior Accounting Manager / Cost Accountant, who will play a crucial... ...the processManage Monthly and Quarterly Close processesProvide audit supportTransition to Accounting Manager role (if interested)Assist...Senior
- ...CliftonLarsonAllen in California is seeking a Sales Tax Consulting Senior to join our State & Local Tax (SALT) practice. You will research multistate sales and use tax issues, lead and support compliance engagements, and identify opportunities to help clients save on...SeniorLocal area
- ...City of Carlsbad is seeking a Senior Planner with 5+ years of professional planning experience to lead advanced planning projects and guide staff. The ideal candidate will oversee complex planning analyses and provide direction to junior planners, ensuring conformance...SeniorLocal area
- ...complex Life Science and Healthcare construction projects in the San Diego region. You will ensure schedule accuracy, regulatory compliance, and proactive identification of risks while supporting teams to deliver projects on time and within scope. The ideal candidate will...SeniorFor subcontractor
- ...Oceanside, CA is seeking a Coder III to accurately code diagnoses and procedures using ICD-10-CM/PCS and CPT/HCPCS, ensuring UHDDS compliance and data integrity for hospital services including inpatient, ambulatory, and emergency records. The role requires RHIA/RHIT/CCS...Senior
$115k - $130k
...Senior Paralegal – Medical Device Industry QUICK FACTS Location: Carlsbad, CA 92008 Pay range: $115,000 - $130,000 annually Duration... ...communication skills MAIN DUTIES OF THE JOB Support corporate governance, compliance, and legal filings Manage contract database, support contract...SeniorPermanent employmentContract workLocal area- Westlake Chemical is seeking an experienced Superintendent of S&OP to lead the monthly planning process across ten facilities and multiple distribution locations. You will align demand with supply, capacity, inventory, and production resources to meet service and efficiency...Senior
- Inovar Packaging Group LLC on the West Coast seeks a Planning, Materials & Continuous Improvement Manager to align demand with manufacturing capacity and material flow. You will lead planning, purchasing, inventory control, and continuous improvement initiatives across...Senior
- ...ownership industry. Role Description The Senior Payroll Analyst is responsible for... ...multi-state operations, ensuring accuracy, compliance, and timely delivery. This on-site role,... ...payroll data for trends, supporting audits, improving processes, and collaborating...SeniorLocal area
- ...clients in 25 states is looking for a Tax Senior to join their team. This is a newly... ...talented and friendly team. This is a Hybrid position. Tax Senior responsibilities:... ...Powers of Attorney - Sales & Use tax - Audit support - Supervising and providing guidance...SeniorPermanent employmentInterim role
- ...Senior In‑House Litigation Attorney – Epic Location: Madison, WI (on‑site; relocation assistance provided). Responsibilities Manage... ...relationships with vendors and industry collaborators to ensure compliance with existing and evolving legal frameworks in the U.S. and abroad...SeniorFull timeRelocationRelocation package
- ...the effectiveness of all product lines by auditing commercial and residential truck-routed... ...routes in each product line for all branches in assigned branch. Check route sheets... ...and apply to job Division Route Auditor 2 Ability to operate GIS software and...Full timeContract workWork at officeLocal areaShift workNight shiftEarly shift
- A growing organization is seeking a Senior Payroll Associate to support high-volume payroll processing and help ensure... ...discretion, and a commitment to payroll accuracy and compliance.What You’ll Do:Process and audit recurring payroll for hourly and salaried employees...SeniorHourly payLocal area
$50 - $60 per hour
...traded organization seeking an experienced Senior Accountant Consultant for an immediate... ...resolve issues. Support internal controls, compliance initiatives, and accounting process... ...large, complex organization. Public company audit experience or accounting experience within...SeniorImmediate start$80.75k - $95k
...analysis, Cybersecurity and NIST SP 800-171 compliance solutioning as well as Enterprise... ...Implementation and Services. We are seeking a Senior Supply Tech/Site Lead with immediate... ...of SECREPs, ensuring accountability and audit compliance. Monitor APSR, GCSS‑MC, and...SeniorFor contractorsImmediate start$44 - $55 per hour
Senior Paralegal - Corporate and Litigation Johnson Service Group (JSG) has an immediate... ...or Orange County, CA. Direct Hire | Hybrid | Pay Rate: $44 - $55/Hr. We are seeking... ...Support corporate governance and entity compliance matters. Assist with leases, acquisitions...SeniorImmediate start$175k - $195k
...Senior Manager, Supply Chain Planning Proper Voltage Carlsbad, California, United States About this position ~ Please note that we are unable to provide visa sponsorship for this position. About Proper Voltage Proper Voltage is unlocking the next generation...SeniorFull timeContract workRemote workFlexible hours- ...Product Manager – Cloud Trust, Compliance & Operations Location:... ...highly organized, detail-oriented Senior Product Manager to own a... ...readiness for SOC 2 Type II audits and ongoing GDPR compliance by... ...ideally including direct work with auditors and legal counsel ~...SeniorImmediate startRemote workNight shift
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