Senior SBSD Compliance Leader: Regulatory Oversight
StoneX Group Inc.
A financial services firm in New York is seeking a Senior Compliance Officer to oversee compliance associated with security-based swaps. This role entails leading the compliance program, managing regulatory requests, and ensuring policies are in place to meet obligations. The ideal candidate has a Bachelor's degree in Finance or Business and 7 to 10+ years of experience in compliance within a relevant setting. Strong knowledge of SEC and FINRA rules is required. This is a full-time position. #J-18808-Ljbffr StoneX Group Inc.
Vacancy posted 2 days ago
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