VP, SMA Broker-Dealer Operations & Settlement Leadership
$110k - $145kTeachers Insurance and Annuity Association of America
Teachers Insurance and Annuity Association of America is seeking a Vice President of Broker Dealer and Middle Office Operations in New York City. This leadership role requires overseeing a team focused on clearing, settlement, and operational management of fixed income securities. Ideal candidates will possess over 5 years of broker-dealer experience and exceptional critical thinking skills. Responsibilities include managing regulatory relations and navigating complex operational challenges. Competitive salary range of $110,000 to $145,000 annually is offered, with additional performance-linked incentives. #J-18808-Ljbffr Teachers Insurance and Annuity Association of America
$118k - $188k
...The Vice President of Broker Dealer and Middle Office Operations will lead a team responsible for the clearing, settlement, and operational management... ...Separately Managed Accounts (SMA) business. As an industry... ...client accounts. This leadership role oversees a highly regulated...OperationsWork experience placementWork at office$110k - $145k
The Vice President of Broker Dealer and Middle Office Operations will lead a team responsible for the clearing, settlement, and operational management... ...Separately Managed Accounts (SMA) business. As an industry... ...client accounts. This leadership role oversees a highly regulated...OperationsWork experience placementWork at office$150k - $180k
...highly experienced and detail-oriented VP candidate to support our Broker-Dealer Regulatory Reporting team. This... ...mastery of the rules and strong operational judgment. Net Capital & Customer... ...securities clearance and settlement, margin, prime brokerage, and securities...OperationsWork at officeLocal areaWork from homeFlexible hours- VP Candidate For Broker-Dealer Regulatory Reporting Team We are seeking a highly experienced and detail... ...technical mastery of the rules and strong operational judgment. Net Capital & Customer... ...including securities clearance and settlement, margin, prime brokerage, and...OperationsWork at office
- ...Lead Credit Officer on the Banks and Broker Dealers team, you will leverage your analytical... ...colleagues across the firm, including bankers, operations, legal, and finance Monitor clients... ...financial institution sector Provide leadership and input into key projects and...Operations
- ...business initiatives, and operational changes.* Lead, mentor and... ...10+ years of experience in broker-dealer regulatory reporting, capital... ...broker-dealer operations, settlement processes, margin, financing... ...Provides people management leadership by hiring the best talent,...OperationsTemporary work
$170k - $190k
Broker Dealer Regulatory Reporting QA - Vice President Broker Dealer Regulatory Reporting QA -... ...collaborate with stakeholders across finance, operations, technology, and audit, while driving... ..., NY $150,058.00-$204,296.00 1 week ago VP - Direct Lending Operations - Private...OperationsFull timeWork at officeRemote work- ...maintain the Ops Control framework across back-office operations. This role involves extensive oversight of... ...The ideal candidate has over 7 years of experience in broker-dealer operations, demonstrated leadership in control functions, and a detail-oriented approach...Operations
$200k - $225k
...Head Of Broker Dealer Compliance DriveWealth is on a mission to make investing easier. We... ...product lines and markets. In this leadership role, you will provide expert guidance... ...solutions. Regulatory Advisory & Operations Business Advisory : Advise business...OperationsFull timeWork at officeWorldwide- ...Framework Ventures is seeking an Operations Specialist to manage customer securities account openings and ongoing account management. You will handle operations including settlement and reconcile balances, primarily working remotely with in-office attendance required...OperationsWork at officeRemote work
- ...Corporate office footprint The Huntington Securities, Inc. (HSI) Broker Dealer Operations Analyst 3 is responsible for supporting institutional broker dealer operations including collateral management, TBA settlement support, Municipal New Issue support, Fedwire processing,...OperationsFull timeH1bWork at officeRemote workWork from homeFlexible hours
$59.11k - $88.66k
...The Broker Dealer Operations Specialist plays a central role in delivering world‑class customer and transaction servicing for alternative investment... ...professional and personal goals. Through skill-building, leadership development and philanthropic opportunities, we provide...OperationsFull timeWork experience placementWork at officeHome officeVisa sponsorshipWork visaFlexible hours- Gusto is seeking a Founding Operations Leader in New York to architect in-house broker-dealer operations. This pivotal role requires establishing operational objectives... ...experience in financial operations, strong leadership skills, and proficiency with analytical tools....Operations
- ...Role Overview We are seeking a VP / Director of Product - Merchant Integration... ...sales motions, checkout workflows, and operational processes , and translating those needs... ...configuration, and self-serve capabilities. Leadership & Influence Build, mentor, and...OperationsVisa sponsorship
- ...Payments Sales Manager Join the NA Broker Dealers and Market Structure Payments Sales team... ...with client service, compliance, operations, technology, risk, credit, legal in order... ...solutions. Work as a team and provide leadership to organize and co-ordinate client...OperationsOverseas
$130k - $177k
...seeking a Business Analyst to join our Broker Dealer Back Office team, with a focus on... ...mitigation, collateral optimization, and operational efficiency across a diverse product set... ...workflows from agreement execution to settlement. Ensure collateral adequacy and proper...OperationsContract workH1bLocal areaRelocation3 days per week$142.5k - $250k
...Join the NA Broker Dealers and Market Structure Payments Sales team! As a Payments Sales... ...Collaborate with client service, compliance, operations, technology, risk, credit, legal in... .... Work as a team and provide leadership to organize and co-ordinate client events...OperationsOverseas$114.73k - $155.22k
...The Broker Dealer and Investment Advisor (also referred to as Thrivent Investment Management... ...within TIMI (BD/Corporate RIA). This role operates with a high degree of autonomy and... ...scalability Act as a trusted advisor to leadership and field management Support recruiting...OperationsHourly payFull timeLocal areaFlexible hours- ...Vice President, Loan Settlements About the Company Accomplished alternative investment... ...plus. A minimum of 7 years' investment operations experience, particularly in a buy-side... ...counterparties, as well as experience in team leadership and interaction with senior...Operations
- ...Fixed Income Settlements Manager The Fixed Income Settlements Manager is responsible for leading... ...products and legal entities. This role provides leadership, oversight, and strategic direction across daily settlement operations, ensuring accuracy, efficiency, and...Operations
$210k - $245k
...THE ROLE: As an Engineering Manager in Broker Dealer, you'll help balance on-time delivery... ...Collaborate closely with Product, Engineering, Operations, Legal and Compliance teams to ensure... ...maintain quality. * Ability to adjust leadership style to meet the evolving needs of the...OperationsFull timeTemporary workSummer holidayWork at officeLocal areaFlexible hours$130k - $160k
...Vice President - Fed & Tri-Party Settlements Fixed Income Operations | Global Operations & Business Services... ...liquidity coordination. The VP will lead multiple teams and/or team... ...infrastructure. Key Responsibilities Leadership & Organizational Management •...OperationsWork at officeLocal areaWork from homeFlexible hours$143k - $180k
MUFG Bank, Ltd is seeking a VP for their US and Canada Broker Dealer Treasury team in New York. Candidates should have over 7 years of Treasury experience, thorough knowledge of broker dealer products, and strong analytical skills. The role involves managing projects to...$143k - $180k
MUFG is seeking a Vice President for their US and Canada Broker Dealer Treasury team in New York. This role involves managing funding, liquidity risk, and capital management while collaborating with various departments. Candidates should have over 7 years of Treasury experience...Remote work- Une institution financière reconnue à New York recherche un professionnel en comptabilité pour gérer les états financiers et assurer la conformité aux réglementations. Le candidat idéal doit posséder un baccalauréat en comptabilité ou finance, 6 à 10 ans d'expérience pertinente...
$125k - $150k
...Securities Lending activities. The role involves facilitating settlements, managing collateral movements, and collaborating with... ...teams. Ideal candidates have over 5 years in listed clearing operations and a strong grasp of US Central Counterparties. The salary range...Operations$150k - $185k
Crédit Agricole Group is seeking a Cybersecurity Incident Response Team Lead to enhance the bank’s Security Operations strategy. This leadership role involves managing incident response and threat intelligence programs, ensuring compliance with regulatory requirements,...Operations$159.4k - $181.9k
Trade Surveillance Manager (Broker-Dealer & Swap Dealer) - Capital One About the Role We are... ...individual will oversee day-to-day surveillance operations, maintain robust controls around the... ...of responses and remediation efforts. Leadership & Collaboration Manage, train, and...OperationsFull timePart timeLocal area$150k - $210k
...within the Enterprise Network Services division. The role combines strategic leadership with active technical contribution, remaining closely engaged in solution design, development, and operational analytics while also establishing standards, priorities, and execution...OperationsTemporary workWorldwide$136.85k - $185k
You will report into the SVP, Client Leadership and is a hybrid opportunity based in our New York office. A successful candidate will be... ...across a fast‑moving portfolio. Lead and oversee all account operations as it relates to the business of the agency. Oversee...OperationsPermanent employmentFull timeContract workTemporary workWork at officeLocal areaFlexible hoursShift work
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