VP, SMA Broker-Dealer Operations & Settlement Leadership
$110k - $145kTeachers Insurance and Annuity Association of America
Teachers Insurance and Annuity Association of America is seeking a Vice President of Broker Dealer and Middle Office Operations in New York City. This leadership role requires overseeing a team focused on clearing, settlement, and operational management of fixed income securities. Ideal candidates will possess over 5 years of broker-dealer experience and exceptional critical thinking skills. Responsibilities include managing regulatory relations and navigating complex operational challenges. Competitive salary range of $110,000 to $145,000 annually is offered, with additional performance-linked incentives. #J-18808-Ljbffr Teachers Insurance and Annuity Association of America
$110k - $145k
The Vice President of Broker Dealer and Middle Office Operations will lead a team responsible for the clearing, settlement, and operational management... ...Separately Managed Accounts (SMA) business. As an industry... ...client accounts. This leadership role oversees a highly regulated...OperationsWork experience placementWork at office$150k - $180k
...highly experienced and detail-oriented VP candidate to support our Broker-Dealer Regulatory Reporting team. This... ...mastery of the rules and strong operational judgment. Net Capital & Customer... ...securities clearance and settlement, margin, prime brokerage, and securities...OperationsWork at officeLocal areaWork from homeFlexible hours$143k - $180k
...provide more details. The US and Canada broker dealer Treasury team is part of Global Markets... ...dealer and US HoldCo Treasurer, the VP will be directly responsible for treasury... ...major broker dealer(s) (with international operations) including demonstrated optimizations/...OperationsWork at officeLocal areaRemote work- ...Lead Credit Officer on the Banks and Broker Dealers team, you will leverage your analytical... ...colleagues across the firm, including bankers, operations, legal, and finance Monitor clients... ...financial institution sector Provide leadership and input into key projects and...Operations
$170k - $190k
Broker Dealer Regulatory Reporting QA - Vice President Broker Dealer Regulatory Reporting QA -... ...collaborate with stakeholders across finance, operations, technology, and audit, while driving... ..., NY $150,058.00-$204,296.00 1 week ago VP - Direct Lending Operations - Private...OperationsFull timeWork at officeRemote work- ...Job Description New York Self Clearing Broker-Dealer is seeking a Chief Financial Officer (CFO) to lead its financial operations and strategy. The CFO will be responsible... ...reporting, accounting, and audit processes. Leadership & Collaboration: Lead the finance team,...Operations
$200k - $225k
...Head Of Broker Dealer Compliance DriveWealth is on a mission to make investing easier. We... ...product lines and markets. In this leadership role, you will provide expert guidance... ...solutions. Regulatory Advisory & Operations Business Advisory: Advise business...OperationsFull timeWork at officeWorldwide- Gusto is seeking a Founding Operations Leader in New York to architect in-house broker-dealer operations. This pivotal role requires establishing operational objectives... ...experience in financial operations, strong leadership skills, and proficiency with analytical tools....Operations
$59.11k - $88.66k
...The Broker Dealer Operations Specialist plays a central role in delivering world‑class customer and transaction servicing for alternative investment... ...professional and personal goals. Through skill-building, leadership development and philanthropic opportunities, we provide...OperationsFull timeWork experience placementWork at officeHome officeVisa sponsorshipWork visaFlexible hours$130k - $177k
...seeking a Business Analyst to join our Broker Dealer Back Office team, with a focus on... ...mitigation, collateral optimization, and operational efficiency across a diverse product set... ...workflows from agreement execution to settlement. Ensure collateral adequacy and proper...OperationsContract workH1bLocal areaRelocation3 days per week- ...VP / Director of Product – Merchant Integration At ClarityPay, we're redefining... ...sales motions, checkout workflows, and operational processes, and translating those needs into... ...offs, and progress clearly to executive leadership. Qualifications Required...OperationsVisa sponsorship
- Framework Ventures is seeking an Operations Specialist to manage customer securities account openings and ongoing account management. You will handle operations including settlement and reconcile balances, primarily working remotely with in-office attendance required 2...OperationsRemote jobWork at office
$210k - $245k
...the Role: As an Engineering Manager in Broker Dealer, you'll help balance on-time delivery... ...Collaborate closely with Product, Engineering, Operations, Legal and Compliance teams to ensure... ...maintain quality. Ability to adjust leadership style to meet the evolving needs of the...OperationsFull timeTemporary workSummer holidayWork at officeLocal areaFlexible hours$114.73k - $155.22k
The Broker Dealer and Investment Advisor (also referred to as Thrivent Investment Management... ...within TIMI (BD/Corporate RIA). This role operates with a high degree of autonomy and... ...scalability Act as a trusted advisor to leadership and field management Support recruiting...OperationsHourly payFull timeLocal areaFlexible hours$143k - $180k
MUFG Bank, Ltd is seeking a VP for their US and Canada Broker Dealer Treasury team in New York. Candidates should have over 7 years of Treasury experience, thorough knowledge of broker dealer products, and strong analytical skills. The role involves managing projects to...$125k - $150k
...Securities Lending activities. The role involves facilitating settlements, managing collateral movements, and collaborating with... ...teams. Ideal candidates have over 5 years in listed clearing operations and a strong grasp of US Central Counterparties. The salary range...Operations$150k - $185k
Crédit Agricole Group is seeking a Cybersecurity Incident Response Team Lead to enhance the bank’s Security Operations strategy. This leadership role involves managing incident response and threat intelligence programs, ensuring compliance with regulatory requirements,...Operations$159.4k - $181.9k
Trade Surveillance Manager (Broker-Dealer & Swap Dealer) - Capital One About the Role We are... ...individual will oversee day-to-day surveillance operations, maintain robust controls around the... ...of responses and remediation efforts. Leadership & Collaboration Manage, train, and...OperationsFull timePart timeLocal area$200k - $235k
...global investing! About the Role: As Managing Director, Broker Dealer FINOP, you will be responsible for the regulatory financial... ...exams (FINRA/SEC) and communication Ensure that operational processes are accurately reconciled to the accounting general...OperationsFull timeWork at officeWorldwide$136.85k - $185k
You will report into the SVP, Client Leadership and is a hybrid opportunity based in our New York office. A successful candidate will be... ...across a fast‑moving portfolio. Lead and oversee all account operations as it relates to the business of the agency. Oversee...OperationsPermanent employmentFull timeContract workTemporary workWork at officeLocal areaFlexible hoursShift work- ...Vice President, Loan Settlements About the Company Accomplished alternative investment... ...plus. A minimum of 7 years' investment operations experience, particularly in a buy-side... ..., as well as experience in team leadership and interaction with senior stakeholders...Operations
$140k - $160k
...Functional Job Title : Associate Vice President, U.S. Loan Settlements - Investment Operations (Middle Office) Background Description: Ares is... ...teams, counterparties, and custodians. Strong leadership presence with the ability to influence, prioritize, and...OperationsTemporary workWork experience placementWork at officeFlexible hours- ...FINOP / Broker-Dealer Regulatory Reporting Consultant Our client is seeking a FINOP / Broker-Dealer Regulatory Reporting Consultant... ...and related broker-dealer regulations Partner with finance, operations, and compliance stakeholders Support regulatory reporting,...OperationsPermanent employment
$159.4k - $181.9k
...seeking a highly skilled Trade Surveillance Manager to enhance its surveillance program across Broker-Dealer and Swap Dealer activities. This role involves leading daily operations and ensuring compliance with regulatory requirements, while also managing and developing a...Operations- ...involves daily customer and PAB reserve calculations, preparation and analysis of FOCUS reports, and collaborating with front-office, operations, and control teams on regulatory matters. Candidates should have 7-12 years of experience in financial services, strong Excel...Operations
$110k - $165k
...Team We're looking for a hands-on Senior Accountant with broker-dealer experience to own complex areas of the monthly close and play... ...audit readiness and execution. This role requires someone who can operate independently, dig into issues, and exercise sound judgment on...OperationsTemporary workWork at officeWorldwideMonday to Friday- Join the NA Broker Dealers and Market Structure Payments Sales team! As a Payments Sales... ...Collaborate with client service, compliance, operations, technology, risk, credit, legal in... .... * Work as a team and provide leadership to organize and co-ordinate client events...OperationsFull timeOverseas
- ...estates, loans, mortgages and deposits. Job Summary As a Settlement Officer VP in Wealth Management Solutions, Trust & Estates, you will oversee... ...distributions and coordination with investments, tax and operations. Interpret and apply the terms of the governing trust...Operations
$150k - $225k
Vice President, Independent Broker Dealer (IBD) Channel Marketing Manager page is loaded## Vice President, Independent Broker Dealer (IBD... ..., podcasts, events, and digital tools.* **Campaign Leadership**: Design and execute integrated campaigns across email, social...Flexible hours- ...and estates, loans, mortgages and deposits. Job Summary As a Settlement Administration Associate in Wealth Management Solutions, Trust... ...including distributions and coordination with investments, tax and operations Assist with determining the appropriate form of settlement to...Operations
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to VP, SMA Broker-Dealer Operations & Settlement Leadership. Be the first to apply!
- sales broker New York, NY
- freight broker agent New York, NY
- logistics broker New York, NY
- freight broker New York, NY
- senior broker New York, NY
- energy broker New York, NY
- broker work from home New York, NY
- medicare broker sales manager New York, NY
- transportation broker New York, NY
- commercial broker New York, NY


