Regulatory Compliance Review Specialist (Hybrid)
Cambridge Investment Research, Inc.
Cambridge Investment Research, Inc. seeks an Account Review Specialist to support compliance processes and ensure regulatory adherence. Based in Phoenix, AZ, this hybrid role involves reviewing account documentation, communicating policies to advisors, and monitoring RIA communications within a collaborative team environment. The ideal candidate is detail-oriented with strong communication and analytical skills, and experiences in financial services compliance or account processing are a plus. #J-18808-Ljbffr Cambridge Investment Research, Inc.
- Nasdaq is seeking an exceptional regulatory analyst for the Listing Qualifications... ...FINRA to ensure continued listing compliance. Responsibilities include reviewing filings, serving as the primary... ...special projects and new listing rules. Hybrid work arrangement offers two days...SuggestedWork at office
$19 per hour
Swift Transportation in Phoenix, AZ is seeking a detail-oriented Compliance Auditor to review driver logs for regulatory compliance and company policy adherence. The role requires AS400 proficiency and strong written skills, with a focus on accurate audits and timely reporting...Suggested- ...supporting governance, risk, and compliance activities, including... ...coordination, audit readiness, and regulatory compliance. This role... .... Conduct recurring control reviews with stakeholders to identify... ...Location and Schedule This is a hybrid position, requiring onsite presence...SuggestedFull timeWork at officeLocal areaRemote workMonday to Friday
- ...seeking a detail-oriented Penalty Support Specialist to join our Business Operations team in Phoenix for a hybrid work arrangement. You will review penalty cases, evaluate documentation, and maintain tax records in compliance with guidelines. The role requires strong administration...Suggested
- A leading transportation solutions provider is seeking a Compliance Filings Specialist to manage federal and state compliance filings. This hybrid position based in Phoenix, AZ, requires a detail-oriented individual with at least 2 years of experience in transportation...Suggested
- ...a highly detail-oriented Compliance Filings Specialist to support the execution of... ...PrePass, ensuring accuracy, regulatory compliance, and timely... ...focused environment. This is a hybrid position based out of our... ...& Data Accuracy Collect, review, and validate carrier...Work at office
- BWH Hotels is seeking a Security Compliance professional to support governance, risk, and regulatory compliance across PCI DSS, SOX, GDPR/CCPA. The role collaborates... ...reporting across IT and business units within a hybrid work arrangement at our Global Operations Center...
- ...and rewarding career. Job Summary: The Compliance & Risk Specialist provides administrative support for... ..., investigations, policy management, regulatory readiness, and health center credentialing... ...credentialing audits and state audit reviews Responds to routine requests for...Full timeWork at office
- ...Compliance SpecialistOur client, a leader in the financial services... ...industry, is seeking a Compliance Specialist to join their team. As a... ...organization.Location: Phoenix, AZ. HYBRID (onsite 3 days a week)... ...findings and prepare reports for review and further actionWhat's...Contract workFlexible hours3 days per week
$70k - $90k
...Compliance SpecialistCopperPoint has an exciting opportunity for a Compliance Specialist. In this role, you'll help develop and administer an effective regulatory compliance program that ensures adherence to state... ...changesAssists in reviewing new and revised insurance...Hourly payTemporary workFlexible hours- ...Customs Compliance Specialist A job at TSMC Arizona offers an opportunity to work at the most... ...and ensuring all documentation meets regulatory standards. Key tasks include assisting... ...facilitate timely clearance. Assist in the review of entry declarations by verifying...Work at officeMonday to FridayShift workNight shiftWeekend work3 days per week
- Greenberg Traurig, LLP is seeking a Client Survey and Compliance Specialist to support firmwide client surveys, questionnaires, and related initiatives... ...with the marketing and client management teams in a hybrid setup across multiple offices, including Phoenix, to deliver...
$51.92k - $76.59k
Under the direction of the Pharmacy Compliance Officer and/or Pharmacy Director, the Pharmacy Regulatory Compliance Specialist is responsible for assisting in the assessment and... ...working with the Pharmacy Compliance Officer to review compliance issues with regard to the AZ...Work at office$10k
...are looking for an exceptional regulatory analyst to join our... ...part of a team of 200+ legal, compliance, surveillance and regulatory... ...Nasdaq Conduct daily regulatory reviews of Nasdaq listed companies for... ...offers the opportunity for a hybrid work environment (2 days a week...Work at officeHome officeFlexible hours2 days per week- BWH Hotels is seeking an information security compliance professional to support governance, risk, and compliance across the organization... ...ensure audit readiness for PCI DSS, SOX, and privacy programs. Hybrid role based in Phoenix, AZ, with collaboration across IT, security...
- ...UCT is looking for a talented Trade Compliance Specialist II to join us in Chandler, AZ! The Trade... ...UCT’s operational efficiency and regulatory compliance. Essential Duties and Responsibilities... ...laws. For further information, please review the Know Your Rights notice from the...
$39.18 - $58.28 per hour
...Summary And Responsibilities As our Senior Compliance Specialist, you will support the CommonSpirit... ...across CommonSpirit Health to ensure regulatory adherence. To be successful in this role... .../auditing work plan. Primary reviews/audits will be focused on coding and medical...Work from home- PetSmart is seeking a Lease Compliance Specialist for our Phoenix Home Office. You will ensure accuracy and integrity of lease-related data, interpret and verify lease documents, and support SOX compliance across the Lease Administration function. The role emphasizes data...Home office
- ...seeking an IRB/HRPP Coordinator to manage IRB submissions, pre-reviews, and meeting materials while coordinating board education and accreditation processes. This role supports regulatory affairs and ensures compliance across research operations. Ideal candidates will have a...
- Jobtailor is seeking a detail-oriented compliance professional to interpret policies and ensure regulatory alignment within the financial services sector. You will handle confidential information with discretion, respond to inquiries, and support policy implementations....
- ...“flex day” (with leader approval). Our hybrid approach is designed to foster strong collaboration... ...(e.g., leases, amendments) and supports compliance with internal policies. The Analyst... ..., completeness checks, and periodic reviews to support lease compliance and payment...Seasonal workWork at officeRemote workHome officeFlexible hours
- Idealforce LLC is seeking an Information Security Analyst contractor to join our Governance, Risk, and Compliance team in Phoenix, AZ. The role is hybrid with flexible work options and requires collaboration across business units to define requirements, manage data flows...For contractorsFlexible hours
- ...is looking for a Human Resources (HR) Compliance Specialist to join our Phoenix, Arizona (AZ) office... ...other federal reporting requirements, regulatory audits, and workplace policy and... ...procedures. Participate in subcommittees to review existing processes and implement new...Contract workFor contractorsWork at officeLocal areaWork visaFlexible hours
- Jobtailor is seeking a regulatory compliance reviewer in the United States (Arizona) to oversee advertising content for regulatory and supervisory alignment. The role requires interpreting industry rules, drafting disclosure language, and supporting executive management...
- ...conflict management function, ensuring timely conflict checks, identifying risks, and aligning engagements with policy. The role supports hybrid work with potential for remote arrangements based on qualifications. Responsibilities include supervising team members, maintaining...Remote jobFull time
- ...internet connection is required. This includes non-office days for hybrid employees. Equal Opportunity Employment Gusto is proud to be an... ...protection of your personal information very seriously. Please review our Fraudulent Activity Disclaimer. Personal information...Full timeWork at officeLocal area2 days per week3 days per week
- ...exclusive features. Reports to: Corporate Compliance Officer About Us: Yrefy is a dynamic... ...Duties/Responsibilities: The Compliance Specialist position will help create and manage the... ...confidential procedures. Sorts, files, labels, reviews, and indexes documents accurately in the...Full timeWork at officeRemote workFlexible hours
- ...Compliance CoordinatorThe Compliance Coordinator plays a key role in supporting Mint Cannabis... ...Responsibilities:Supports management of regulatory compliance for all business lines across... ...g., store visits, audits, or compliance reviews).Equal Opportunity Employer Statement:...Work experience placementWork at officeLocal areaFlexible hours
- ...client, a major financial institution, is actively looking for a Compliance Specialist to join their team in Phoenix, AZ! This is a fully on-site... ...email, etc) and ongoing oversight activities. Maintain and review data related to the vendor portfolios for multiple business...Contract workLocal area
$67k - $70k
...Summary The responsibilities of the Compliance Specialist include performing detailed audits of tenant files, the property... ...programs). The role includes oversight of all regulatory obligations, conducting monitoring reviews, and identifying noncompliance and effective...Work at officeLocal area
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Regulatory Compliance Review Specialist (Hybrid). Be the first to apply!
- research compliance officer Phoenix, AZ
- trade compliance specialist Phoenix, AZ
- privacy compliance analyst Phoenix, AZ
- senior compliance analyst Phoenix, AZ
- regulatory compliance associate Phoenix, AZ
- risk compliance officer Phoenix, AZ
- regulatory officer Phoenix, AZ
- senior regulatory affairs specialist Phoenix, AZ
- legal compliance officer Phoenix, AZ
- cybersecurity policy and compliance analyst Phoenix, AZ

