VP, Assistant General Counsel
TalentBridge
Executive Recruiter | Accounting & Finance Technical Search Focus: Commercial & Traded Products A leading financial services organization is seeking a senior transactional attorney to support product, platform, and commercial initiatives within a fast-paced, highly regulated environment. Key Responsibilities Draft and negotiate selling, sponsorship, and platform agreements related to traded financial products Provide legal guidance on securities regulations in transactional and product-driven contexts Partner with product and business teams on new initiatives, including M&A-related activity Support commercial contracting processes with a focus on risk allocation and data security Serve as a trusted legal advisor to internal stakeholders across the organization Ideal Profile 7+ years of experience in financial services, investment management, or a related law firm environment Strong background in commercial and product-related contract negotiation Familiarity with broker-dealer and investment adviser regulatory frameworks Active state bar admission Ability to manage multiple priorities in a fast-moving business environment Seniority level Mid-Senior level Employment type Full-time Job function Legal Inferred from the description for this job Medical insurance Vision insurance 401(k) Paid maternity leave Paid paternity leave Tuition assistance Disability insurance #J-18808-Ljbffr TalentBridge
$168.61k - $281.09k
...is seeking an experienced and skilled attorney to join its Regulatory Examinations & Inquiries team as a Vice President, Assistant General Counsel. This role is responsible for managing regulatory examinations and inquiries received by LPL. The position operates with significant...SuggestedWork at office- ...Financial LLC is seeking an experienced attorney to join its Regulatory Examinations & Inquiries team as Vice President, Assistant General Counsel. The role focuses on managing regulatory examinations and inquiries with regulators including FINRA and the SEC, while collaborating...Suggested
- LPL Financial is seeking an attorney to support its retirement and recordkeeping business. The Vice President, Assistant General Counsel will provide pragmatic legal advice on advisory, brokerage, custodian and recordkeeping services for retirement plans and accounts. The...Suggested
- LPL Financial LLC is seeking an experienced Vice President, Assistant General Counsel to support our retirement and recordkeeping business. You will work with a team of lawyers to provide pragmatic legal advice on advisory, brokerage, custodian and recordkeeping services...Suggested
$168.61k - $281.09k
...Department at LPL Financial is seeking an attorney to support our retirement and recordkeeping business. The role, Vice President, Assistant General Counsel, will work with an experienced team of lawyers to provide pragmatic legal advice and thought leadership related to the...SuggestedWork from home- ...Vice President, Assistant General Counsel, Brokerage About the Company Profitable broker & financial advisory firm Industry Financial... ...rules, and related federal and state securities laws. The VP will be involved in a range of legal matters, from day-to-...
$114.12k - $190.14k
Where Ambition Meets InnovationBuild a career that matches all your initiative with an impressive dose of innovation. From cutting-edge resources and a collaborative environment to the freedom to make an impact and more, you’ll find the ingredients you need at LPL Financial...Work from home$168.61k - $281.09k
....Job Overview:LPL Financial seeks an experienced attorney to join its corporate legal advice team as Vice President, Assistant General Counsel. This VP will report to a Senior Vice President and be part of team responsible for providing strategic legal advice with respect...Full timeWork from home$150.79k - $251.32k
Lead with Purpose, Unlock Your Team’s Passion At LPL, people leaders hold the key to the employee experience — shaping culture, driving performance, and guiding individuals to new heights. Because when that happens, we all win - clients, LPL, and most importantly our, employees...Full timeWork from home- LPL Financial is seeking a Senior Vice President, Associate General Counsel, to provide strategic legal advice to its broker-dealer, custodial, and investment advisory platform businesses. This senior role involves partnering with senior leadership and managing a team of...
$145.44k - $242.36k
Where Ambition Meets Innovation Build a career that matches all your initiative with an impressive dose of innovation. From cutting-edge resources and a collaborative environment to the freedom to make an impact and more, you'll find the ingredients you need at LPL Financial...Work from home- LPL Financial Holdings Inc. is seeking a strategic leader to execute the outsourced wealth solution strategy for financial institutions, including credit unions. You will drive policy, process, and product enhancements in collaboration with cross-functional leaders to enhance...
- LPL Financial is seeking a senior leader to drive UMA and tax management offerings within its Wealth Management team in Fort Mill, SC. You will shape strategic programs, coordinate with product, technology, and field teams, and engage high-profile clients to align with ...
$147.39k - $245.66k
Job Overview We are seeking a highly experienced Vice President to lead our Technology Governance program and team reporting within the Cyber Security organization. This role requires a strategic leader with proven experience in financial services to own the cyber program...Shift work- LPL Financial LLC seeks a Vice President of Mandatory Regulatory Portfolio Governance to lead strategy, governance, prioritization, funding administration, and executive oversight of the ManReg investment portfolio. This leader will align senior stakeholders, maximize risk...
- LPL Financial is seeking a senior leader to execute the outsourced wealth strategy for financial institutions, including credit unions. Reporting to the SVP, Outsourced Wealth Strategy, you will guide vision, analytics, and cross-functional collaboration across the Business...
- LPL Financial seeks an experienced attorney to join its corporate legal advice team as Vice President, Assistant General Counsel, reporting to a Senior Vice President. The role focuses on providing strategic legal guidance for onboarding, due diligence, sales, and controls...
$147.39k - $245.66k
LPL Financial is looking for a Vice President to lead the Technology Governance program within Cyber Security. The role requires over 8 years of governance leadership in cybersecurity, including strategic oversight of the cyber program and risk management. Responsibilities...- LPL Financial LLC is looking for a VP, Product Manager to lead their Advisor Experience department. This role focuses on driving strategy and outcomes while managing cross-functional teams in a fast-paced environment. The ideal candidate will have a strong background in...
- LPL Financial is seeking an experienced Vice President, Assistant General Counsel to join its corporate legal advice team in New York. You will provide strategic legal guidance on onboarding, due diligence, sales and controls for alternative investments, complex products...
$135.96k - $226.6k
...invites you to apply today. Job Overview LPL Financial is seeking a VP, Product Manager within LPL’s Advisor Experience, one of the most... ...that prioritizes and accepts the work developed by teams Assist the Scrum team with creating acceptance criteria and defining the...Work from home$135.96k - $226.6k
...operational leadership, governance, and stakeholder management skills. The VP will help define product strategy and roadmap priorities,... ...that prioritizes and accepts the work developed by team(s)Assist the Scrum Team with creating Acceptance Criteria and defining the...Full timeWork from home- ...team members, Zaxbys is an indescribably great place to work! Assistant Managers are responsible for ensuring that the restaurant... ...consistently upheld Communicate performance concerns to your General Manager Assist with performance reviews and mentor and develop...Temporary workLocal areaImmediate startFlexible hoursShift workNight shift
$213.31k - $355.45k
Senior Vice President, Associate General Counsel This senior vice president will report to the Executive Vice President and provide strategic legal advice to LPL’s broker-dealer, custodial, and investment advisory platform businesses. The role partners with senior leadership...$127.51k - $212.49k
Where Ambition Meets InnovationBuild a career that matches all your initiative with an impressive dose of innovation. From cutting‑edge resources and a collaborative environment to the freedom to make an impact and more, you’ll find the ingredients you need at LPL Financial...Full timeContract workWork from homeShift work- ...DescriptionHOW YOU WILL MAKE AN IMPACT The Antitrust & Compliance Counsel will serve as a strategic legal advisor to the business on US &... ..., and information requests. Antitrust Compliance Program Assist in the refinement and maintenance of the company’s antitrust and...For contractorsFixed term contractWorldwideVisa sponsorshipWork visaRelocation package
- LPL Financial LLC is seeking a VP, Product Manager for Identity & Access Management (IAM) in New York. You will shape the strategy, roadmap, and delivery of enterprise IAM capabilities across LPL’s technology ecosystem, aligning stakeholders and maturing product practices...
$135.96k - $226.6k
...Financial invites you to apply today. LPL Financial is seeking a VP, Product Manager within LPL's Advisor Experience, one of the most... ...expertise that prioritizes and accepts the work developed by team(s) Assist the Scrum Team with creating Acceptance Criteria and defining the...Work from home- LPL Financial Holdings Inc. is seeking a Senior Vice President to lead Centrally Managed Advisory Programs (UMA, SMA, wrap) and drive strategy across the firm’s advisory platforms. The role oversees program health, growth, risk management, and profitability while partnering...
$135.96k - $226.6k
...employees. If you’re ready to lead with intention and discover what’s possible, LPL Financial invites you to apply today. Job Overview The VP, Product Manager - Identity & Access Management (IAM) leads the strategy, roadmap, and delivery of enterprise IAM capabilities that...
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to VP, Assistant General Counsel. Be the first to apply!
- vice president of product strategy Fort Mill, York County, SC
- vice president of recruiting Fort Mill, York County, SC
- vice president business development Fort Mill, York County, SC
- vp talent acquisition Fort Mill, York County, SC
- vice president product development Fort Mill, York County, SC
- vice president support services Fort Mill, York County, SC
- vice-president human resources Fort Mill, York County, SC
- vice president manufacturing operations Fort Mill, York County, SC
- vice president of ecommerce Fort Mill, York County, SC
- vice president information technology Fort Mill, York County, SC



