Junior Compliance & Regulatory Filings Specialist
A-CAP
A-CAP is hiring a Compliance Support Analyst in Miami. This role is ideal for entry-level candidates looking to assist with compliance functions within the Legal department. The ideal candidate should have up to 3 years of experience in related fields. Responsibilities include creating lists of financial filings, conducting marketing reviews, and supporting regulatory compliance efforts. A-CAP offers a supportive work environment with an excellent benefits package. #J-18808-Ljbffr A-CAP
Vacancy posted 6 hours ago
Similar jobs that could be interesting for youBased on the Junior Compliance & Regulatory Filings Specialist in Miami, FL vacancy
- The MIL Corporation in Miami is seeking a detail-oriented Junior Compliance Officer specialized in I-9 audit support for federal law enforcement... ...employment eligibility documentation, preparing audit files, and ensuring compliance with law enforcement standards. Ideal...JuniorFull timeWork at office
- Junior Compliance Officer/Auditor SGI Global is seeking qualified Junior Compliance Officer to support a federal law enforcement client with... ...conducting database research, and preparing audit-ready case files and reports that support administrative enforcement actions and...JuniorContract workFor contractorsLocal areaRemote workWeekend work
$35k - $48k
...US Citizenship: Required Summary The MIL Corporation seeks a Junior Compliance Officer (Operations, Jr. Analyst) to support a federal law... ...conducting database research, and preparing audit‑ready case files and reports that support administrative enforcement actions and...JuniorFull timeContract workFor contractorsWork at officeRemote workWeekend work- Lis-Solutions- is looking for a Junior Compliance Officer based in Florida, Miami, to assist the Department of Homeland Security. This role involves data entry, evaluation, and supporting I-9 audits in a federal law enforcement environment. The ideal candidate will have...Junior
- Join LIS Solutions as a Junior Compliance Officer based in Miami, supporting the Department of Homeland Security with critical compliance audits. The role involves detailed data entry, research, and assistance in audits, requiring strong accuracy and proficiency in Microsoft...JuniorWork at office
- Junior Compliance Officer - Southeast: Charlotte, Atlanta, Tampa, Miami Job Title : Junior Compliance Officer Location : Charlotte, Atlanta... .... Experience supporting law enforcement, immigration, regulatory, audit, or compliance programs. Experience handling sensitive...JuniorFor contractorsWork at officeLocal area
- ...a highly organized and detail-driven Regulatory Affairs Specialist to join our growing clinical research... ..., maintaining inspection-ready study files, and supporting fast-paced clinical trial... ...regulatory files (TMF/eTMF) Ensure compliance with FDA, ICH-GCP, and sponsor...
- Compliance Specialist Key Responsibilities Support the firm’s compliance program to ensure adherence... ...Officer to assist with day-to-day regulatory and compliance-related activities. Help... ...support. Prepare or assist with regulatory filings and updates such as Form BD amendments...
- ...managing pre-litigation and minor litigation matters. The role includes responding to inbound claims and managing disputes, ensuring compliance and effective resolution. The ideal candidate will hold a Juris Doctor (J.D.), possess up to 5 years of legal experience with...Junior
- ...for a detail-oriented Administrative Assistant based in Miami, Florida, to support regulatory licensing and compliance operations. In this role, you will ensure timely regulatory filings, maintain compliance tracking, and assist with day-to-day operations, including collaboration...
- ...mission forward. Job Summary The Program Compliance & Fraud Specialist is responsible for ensuring adherence... ...of noncompliance, conducts detailed file reviews and audits, and recommends... ...safeguard program integrity while supporting regulatory compliance. Duties and...
- ...leading talent agency with a specialized vertical in Legal, Regulatory Compliance, and Corporate Governance. We operate deeply inside our clients... ...guidance for business teams. Experience mentoring junior staff, leading cross‑functional compliance initiatives, or partnering...JuniorContract work
- ...Bitcoin is seeking a highly motivated BSA/AML Compliance Analyst to support the Company’s Anti-... ...programs, and other applicable regulatory obligations. The ideal candidate combines... ...Reporting Assist in preparing and filing Suspicious Activity Reports (SARs). Maintain...Work at office
- ...The Compliance Department at Millennium serves to adopt, implement, and enforce a Compliance... ...of applicable laws, rules and regulatory requirements and Firm policies. As a Compliance... ..., and systems, which include regulatory filings, examinations, investigations, regulatory...
- JOB TITLE: Compliance Support analyst EMPLOYER: A-CAP Services LLC DEPARTMENT: Compliance REPORTS TO: Legal LOCATION: Onsite in Miami... ...WILL DO: Create a list of annual statements and financial filings due for the calendar year based on state link and standardized...Full timeWork visaMonday to Friday
- Fairygodboss seeks a Tax Specialist based in Miami, Florida, to manage tax account integrations and provide support regarding PEO regulations. You will analyze accounts, assist clients, and ensure compliance with employment tax requirements. Ideal candidates will have...Junior
- ...through the lending process while ensuring compliance with regulations. Who we are: We... ...records and ensure compliance with regulatory requirements. Work Environment 100%... ...documents, and an in-house processor for your files when they are in contract. This is a...Remote jobPrice workContract workFlexible hours
- ...POSITION PURPOSE: The Credentialing Specialist is responsible for credentialing and... ...healthcare providers and sites, enforces regulatory compliance and adheres to quality assurance... ...ensure timely renewals. § Prepares files for presentation to leadership and the...Work at office
- ...Description JOB TITLE: Credentialing Specialist REPORTS TO: Revenue Cycle Manager... ...healthcare credentialing. Knowledge of regulatory requirements and accreditation standards... ...each provider. Maintains a resource file on each practitioner electronically, which...Contract work
- ...Description Credentialing Specialist Little Havana Activities... ...accordance with organizational, regulatory, and payer requirements.... ...completeness, accuracy, and regulatory compliance prior to submission... ...comprehensive and organized provider files, including contracts,...Work at officeLocal area
- Digital Wealth AML Sr Compliance Analyst job at Banco Santander International. Brickell, FL. Digital Wealth AML Sr Compliance Analyst... ...transaction analysis, negative media searches, investigations and SAR filings as necessary, as well as ongoing monitoring to prevent and...Full timeContract workWork at officeRelocationShift work
- Quadel in Miami, Florida, is seeking a Program Compliance & Fraud Specialist to ensure adherence to HUD regulations and identify fraud within affordable... ...investigating fraud allegations, reviewing participant files for compliance, conducting detailed audits, and...
$44.99k
Job Title Program Compliance Specialist (Fraud Department) Location Miami, Florida Type Direct Hire Compensation $44,990.40 Work Model Onsite... ..., and landlords. Review applicant and participant files to ensure compliance with U.S. Department of Housing and Urban...Local area- ...changing policies. Position Purpose: Senior Compliance Officer, Investment Advisor Services,... ...Policies (WSP), as well as related regulatory issues. Assist the CCO in the coordination... ...) (Form ADV 2A). Facilitate regulatory filings on behalf of RIA companies and related StoneX...
- ...Reporting team. This individual contributor role involves preparing quarterly Form 10-Q and annual Form 10-K filings, earnings releases, and ensuring compliance with US GAAP and SEC regulations. The ideal candidate has a Bachelor's degree in Accounting, CPA or CPA candidate...
- ...Posted on 03/30/2026 Actual Job Title 799086 - FL-DBPR-Doral-CTMH-Compliance Officer Job Type FT Contract Date Opened 03/30/2026 Target... ...complainants to discuss the details of the complaints that are filed. Read state statute and compare with complaints to analyze the...Contract workCasual workWork at office
- ...Associate for their practice in Miami, FL, with significant experience in CFTC regulatory matters. Responsibilities include conducting legal research, drafting memoranda, and preparing regulatory filings. The ideal candidate will have at least 3 years of CFTC and CEA...Flexible hours
- ...Commodity Futures Trading Commission (CFTC) regulatory matters for their practice in Miami, FL.... ...candidate will advise clients on compliance with the Commodity Exchange Act (CEA) and... ...particularly digital currency. Prepare regulatory filings, including DCM, DCO, FCM, IB, SD...Temporary workFlexible hours
- MAJORITY is seeking a Licensing & Regulatory Affairs Analyst in Miami, FL. This role involves preparing regulatory filings, collaborating with various teams, and communicating... ...should have 2-4 years of experience in compliance or financial services, possess strong critical...
- ...property management, good communication skills, and a high school diploma or GED. The position requires processing resident files, maintaining compliance with regulations, and excellent organizational skills. Must possess a valid driver's license. Join our team and help in...Full time
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Junior Compliance & Regulatory Filings Specialist. Be the first to apply!
Related searches
- governance risk & compliance analyst Miami, FL
- regulatory officer Miami, FL
- regulatory affairs specialist Miami, FL
- information security compliance analyst Miami, FL
- regulatory compliance specialist Miami, FL
- compliance coordinator Miami, FL
- compliance consultant Miami, FL
- regulatory affairs consultant Miami, FL
- healthcare compliance officer Miami, FL
- risk and compliance analyst Miami, FL



