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FinOps Consultant

RIT Solutions

Finops Consultant

Our client, a self-clearing financial services firm, is seeking a FinOps Consultant with strong experience in SEC Rule 15c3-3 and broker-dealer regulatory operations.

Requirements

  • Experience in a self-clearing broker-dealer environment
  • Strong knowledge of 15c3-3 and related regulatory rules
  • Prior experience signing FOCUS reports
  • Experience with broker-dealer financial operations and compliance reporting
  • Strong communication and ability to work independently

Preferred

  • Client regulatory exposure
  • Prior consulting/interim support experience

Notes

  • Hybrid preferred (3 days onsite in Downtown Manhattan)
  • Immediate need while client searches for permanent replacement
RIT Solutions
Vacancy posted 6 days ago
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