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Securities Compliance Lead - Regulatory & Audit Initiatives

CNL

A financial services firm located in Orlando, Florida is seeking a Compliance Specialist to support compliance oversight and assist the Chief Compliance Officer (CCO) with various administrative tasks. Ideal candidates will have over three years of experience in the securities industry, with expertise in oversight processes and compliance with regulatory standards. Strong organizational skills and attention to detail are essential. This role does not require travel and involves a standard 40-hour work week. #J-18808-Ljbffr CNL

Vacancy posted 4 days ago
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