Senior Compliance Analyst — Personal Trading & Licensing
PEAK6
Apex Fintech Solutions seeks a Senior Compliance Analyst to manage U.S.-hours coverage for Personal Trading and Licensing/Registrations, applying regulatory knowledge to employee matters. You will review transactions, disclosures, and training, coordinating with Manila and internal stakeholders to maintain audit-ready records. Role requires strong securities knowledge, FINRA/NFA familiarity, and ability to escalate high-risk issues to senior leadership. #J-18808-Ljbffr PEAK6
Vacancy posted 5 hours ago
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