Senior Director of Compliance & Regulatory Strategy
Paul Murphy Associates
Paul Murphy Associates in Chicago seeks a Deputy Chief Compliance and Regulatory Officer to lead the Exchange Market Regulation function alongside the CCRO. The role focuses on enforcing rules through advisories, investigations, surveillance, and disciplinary actions for a growing Exchange. You will coordinate with CFTC, NFA, legal, and operations, building risk controls, KYC/AML programs, and reporting. A strong background in regulatory compliance and leadership is essential, with a JD or #J-18808-Ljbffr Paul Murphy Associates
Vacancy posted 1 day ago
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